Epstein Files Search

EFTA00591508Set 9

2014-07-014p1,964w

Short Gross Net Short -199% >1500 Fundamental US 223% -222% 445% 1% Net 1% Ouantitative 197% -197% 394% 0% Goss 399% >3000 Other 105% -102% 207% 3% Total ... Type Region Long Short Total Fundamental US 0.81% 4.82% US & Canada 45% -33% 78% Ouantitative 0.06% 468% Asia 7% -4% 11% Other 0.64% 4.25% Europe 5% -2% 7% First Loss ... 610B 428 First Loss 14 Fundamental US 64% 24% 11% Total 70 Ouantitative 57% 34% 9% Other 67% 17% 16% First Loss 73% 22% 5% Total

https://www.justice.gov/epstein/files/DataSet%209/EFTA00591508.pdf

EFTA01290990Set 10

2013-12-0139p18,378w

SDNY-0011464 EFTA_00159249 EFTA01290994 Portfolio Holdings (continued) Unrealized Estimated Estimated Date A ired Ouantit Unk CoM Cod Balls Market Prig Market Valle Gal& Leta Annual Income Yield Mutual Funds ... EFTA01290998 Transactions by Type of Activity (continued) Process/ Settlement Date Adivih Tvoe D I Ouantit Price Accrued Interest Mont Ca Dividends and Interest (continued) 12102113 BOND INTEREST RECEIVED 1000000 KINDRED ... S6NY-0011478 EFTA_00159263 EFTA01291008 Portfolio Holdings (continued) Unrealized Estimated Estimated Date A ired Ouantit Unit Cod Cost Basis Market Price Market Value Galn/ Loss Annual Income Yield Mutual Funds

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01290990.pdf

EFTA02024887Set 10

1p417w

investment management firms in Japan) Tokyo, Japan Deputy Manager, Ouantitative Research 2/2002-6/2006 • Modeled proprietary investment strategies, including global asset allocation, US Treasury and Japanese government bond models • Created relative value ... alternative investment fund DAIWA ASSET MANAGEMENT (AMERICA) New York, NY Deputy Manager & Quantitative Analyst, Ouantitative Research 7/1999-2/2002 • Modified global stock models by identifying forecast factors; estimated yield curves for Japanese

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02024887.pdf

EFTA00195431Set 9

2008-10-1568p10,045w

File LAST STATEMENT September 30.2003 IMFME1 ESIMAIED CLAPENT Di-scan-mu S•mP1U0./SIP OUANTIT) FAME VALUE AANJAL I%) CASH BALANCE -1 TOTAL CASH & CASH EQUIVALENTS 5.1 YOUR PRICED PORTFOLIOHOLDINGS

https://www.justice.gov/epstein/files/DataSet%209/EFTA00195431.pdf

EFTA02713615Set 11

2012-11-2957p27,450w

correlated index or sector rather than a comparable company. Statistical Arbitrage and Ouantitative Strategies: U.S. and non-U.S. statistical arbitrage and quantitative strategies generally are quantitatively driven

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02713615.pdf

EFTA00195618Set 9

2004-02-02154p27,796w

STATEMENT November 28. 2003 MARKET ESTIMAIED CLAPENT of:scan-ion S, MECL 0./SIP OUANTIT) PRICE VALUE MIVIJAL MCCUE ‘ SON) CASH BALANCE 380,860 TOTAL CASH & CASH EQUIVALENTS $380.860 FIXED

https://www.justice.gov/epstein/files/DataSet%209/EFTA00195618.pdf

EFTA00199832Set 9

1994-02-28171p37,540w

INVESTMENT ACTIVITY (continued) LAST STATEMENT February 22.2002 SETTLEMENT TRADE DATE DATE TRANSACT/DTI OESCRPTION SYMBOLICUSIP OUANTiT, Pria DEBIT AMOUNT CFE01 AlhOcter 02/25/02 02/20102 BOUGHT CIRCUIT CITY STORES

https://www.justice.gov/epstein/files/DataSet%209/EFTA00199832.pdf

EFTA00791821Set 9

2018-06-3043p17,945w

EDGAR-pro WORLD ACCEPTANCE CORP FORM 10-O (Quarterly Report) Filed 08/09/18 for the Period

https://www.justice.gov/epstein/files/DataSet%209/EFTA00791821.pdf

EFTA00607375Set 9

2014-07-014p1,884w

Type Region Long Short Total Fundamental US 0.17% 2.01% US & Canada 46% -36% 82% Ouantitative 0.12% -0.33% Asia 6% -2% 8% Other 0.11% 0.55% Europe 5% -3% 8% First Loss

https://www.justice.gov/epstein/files/DataSet%209/EFTA00607375.pdf

EFTA01288458Set 10

2013-12-3162p26,219w

Type of Activity Please, Trade/ Settlement Transaction Date Date AWvi e Dna lot Ouantit Price Acaued Interest Amount CCY Securities Bought and Sold 12102113 MERGER SECLRITY ECHANGED GENERAL MTRS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288458.pdf

EFTA01386050Set 10

1p209w

Equity Derivatives Research Andreas Neubauer Spyros Mesomeris Head of Research - Germany Global Head of Ouantitative and GIS Research International Production Locations (Mors( ts Bank

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386050.pdf

EFTA01455037Set 10

2014-07-311p295w

Transactions by Type of Activity Process/ Settlement Date Activity Type Description Ouantit Price Maud Interest Amount Omen Dividends and Interest 07131114 MONEY MARKET FUND DINS GOUT CASF

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455037.pdf

EFTA01455335Set 10

2014-08-311p443w

Type of Activity Process? Trade/ Settlement Transaction Date Date Activity Type Descr'• ion Ouantit Price Accrued Interest Amount Currency Securities Bought and Sold 08106/14 08101114 PURCHASED MOBILEYE NV AM STELVEEN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455335.pdf

EFTA01113123Set 9

2011-12-31189p90,201w

DISCUSSION AND ANALYSLS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS 50 ITEM 7A. OUANTITATIVE AND OUALITATIVE DISCLOSURES ABOUT MARKET RISK 73 ITEM S. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA 76 ITEM

https://www.justice.gov/epstein/files/DataSet%209/EFTA01113123.pdf

EFTA01455364Set 10

2014-08-311p435w

Type of Activity Process? Trade/ Settlement Transaction Date Date Activity Type Desai• ion Ouantit Price Accrued Interest Amount Currency Securities Bought and Sold 08106/14 08101114 PURCHASED MOBILEYE NV AM STELVEEN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455364.pdf

EFTA00166527Set 9

2017-07-3114p4,071w

July 31. 2017 Account Number Base Currency: USD Trade Data Transaction Typo Dosoription Ouantit y Amount in Local CCY Cost in Local CCY Realized Gain/Loss Settlement Date Security ID Amount

https://www.justice.gov/epstein/files/DataSet%209/EFTA00166527.pdf