Epstein Files Search

EFTA01399500Set 10

2019-05-241p149w

Definition PA Checks/Review Review of client account activity to establish open obligations which prevent offboard Managed Exit A process state for client entities identified for offboarding but have open obligations ... Closure The process of closing DB transactional system accounts representing the impacted client entity Offboarded A count of client entities which have completed all offboarding process stages, and are inactivated ... through to KYC Records - classified as 'Full' Offboard when evidenced, complete removal of client entity from all businesses & jurisdictions inclusive of all tech platforms. Applied to all DB adoption entities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399500.pdf

EFTA01399047Set 10

2019-05-302p338w

Definition PA Checks/Review Review of client account activity to establish open obligations which prevent offboard Managed Exit A process state for client entities identified for offboarding but have open obligations ... Closure The process of closing DB transactional system accounts representing the impacted client entity Offboarded A count of client entities which have completed all offboarding process stages, and are inactivated ... through to KYC Records - classified as 'Full' Offboard when evidenced, complete removal of client entity from all businesses & jurisdictions inclusive of all tech platforms. Applied to all DB adoption entities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399047.pdf

EFTA01423955Set 10

2019-04-154p292w

Subject: Re: CIB Offboard [C] From: Stewart Oldfield ‹ > Date: Mon, 15 Apr 2019 12:36:12 -0400 To: Ana Hunter Cc: Liam Osullivan Monica Gilkinson No worries. Thanks Stewart Oldfield ... Hunter •c e" Cc: Monica Gilkinson an Armen Brash affle Subject: RE: CIB Offboard [C] Classification: Confidential There are no open trades. Thanks From: Stewart Oldfield Sent: Monday, April ... Hunter Osullivan Cc: Monica Gilkinson >; Armen Brash Subject: Re: CIB Offboard I think we closed out the last CIB trade they had, in which case we can off board. EFTA01423956

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01423955.pdf

EFTA01399475Set 10

2019-06-032p336w

Definition PA Checks/Review Review of client account activity to establish open obligations which prevent offboard Managed Exit A process state for client entities identified for offboarding but have open obligations ... Closure The process of closing DB transactional system accounts representing the impacted client entity Offboarded A count of client entities which have completed all offboarding process stages, and are inactivated ... through to KYC Records - classified as 'Full' Offboard when evidenced, complete removal of client entity from all businesses & jurisdictions inclusive of all tech platforms. Applied to all DB adoption entities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399475.pdf

EFTA01356793Set 10

2019-05-241p183w

Term Definition PA Review of client account activity to establish open obligations which prevent offboard Checks/Review A process state for client entities identified for offboarding but have open obligations which ... representing the impacted client entity A count of client entities which have completed all offboarding process stages, and are inactivated through to KYC Records - classified as `Full' Offboard when evidenced ... complete Offboarded removal of client entity from all businesses & jurisdictions inclusive of all tech platforms. Applied to all DB adoption entities globally. CONFIDENTIAL - PURSUANT TO FED. R. CRIM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356793.pdf

EFTA01399486Set 10

2019-05-292p336w

Definition PA Checks/Review Review of client account activity to establish open obligations which prevent offboard Managed Exit A process state for client entities identified for offboarding but have open obligations ... Closure The process of closing DB transactional system accounts representing the impacted client entity Offboarded A count of client entities which have completed all offboarding process stages, and are inactivated ... through to KYC Records - classified as 'Full' Offboard when evidenced, complete removal of client entity from all businesses & jurisdictions inclusive of all tech platforms. Applied to all DB adoption entities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399486.pdf

EFTA01420881Set 10

2019-04-154p241w

Subject: RE: CIB Offboard C From: Ana Hunter Date: Mon, 15 Apr 20 To: Liam Osullivan < Stewart Oldfield Cc: Monica Gilkinson Thank you, apologies for the short turnaround. We just ... Hunter Liam Osullivan - : Monica ilkins Armen Brash Subject: Re: CIB Offboard I think we closed out the last CIB trade they had, in which case we can off board. Liam ... Hunter wrote: Hi — the below client ended up on the CIB offboard list. Client will be offboarded today unless you confirm we need to retain. Please confirm: SOUTHERN FINANCIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420881.pdf

EFTA01379375Set 10

2019-04-151p175w

Stewart 0ldfield na Hunter CC: Monica Gilkinson ; Armen Brash ( Subject: RE: CIB Offboard [C] Classification: Confldental There are no open trades. Thanks From: Stewart Oldfield Sent: Monday, April ... Hunter Liam Osullivan Cc: Monica Gilkinso Armen Brash Subject: Re: CIB Offboard I think we closed out the last CIB trade they had, in which case we can off board ... Hunter wrote: Hi — the below client ended up on the CIB offboard list. Client will be offboarded today unless you confirm we need to retain. Please confirm: SOUTHERN FINANCIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01379375.pdf

EFTA01399674Set 10

2019-01-1610p1,257w

know if you agree: WILLETT ADVISORS LLC Don't know DRAKE AURORA FUND Offboard — client changed vehicle COLINA INSURANCE LIMITED EFTA01399676 Don't know SOUTHERN FINANCIAL, LLC Don't' know ... OVERSEAS FUND LTD. Retain — we trade actively (main account is Lepton) DRAKE AURORA FUND Offboard — client changed vehicle TECHVIEW INVESTMENTS LTD. Don't know ICAHN ENTERPRISES L.P. Don't know ... Classification: For internal use only Hi Nina, Did these accounts show up on an offboard list? Can you find out the rationale for each account (i.e. whether

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399674.pdf

EFTA01406355Set 10

8p2,316w

required if KYC has not been done (note, this will not come out of offboarding until NCA is complete) 38 Rejected Swap Out 1 Remediation 2017 52k case: Requires ... required if KYC has not been done (note, this will not come out of offboarding until NCA is complete) 1 Swap In - Offboarding 2018 1 Remediation 2017 52k case: Requires ... required if KYC has not been done (note, this will not come out of offboarding until NCA is complete) 1 #N/A 19 ACO approval 10 Confirmation required from regional leads

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406355.pdf

EFTA01432353Set 10

2019-04-152p76w

Subject: CIB Offboard From: Ana Hunter Date: Mon, 15 Apr 2019 11:59:19 -0400 To: Stewart Oldfield Monica Gilkinson Cc: Armen Brash Hi — the below client ended ... offboard list. Client will be offboarded today unless you confirm we need to retain. Please confirm: SOUTHERN FINANCIAL, LLC Kind regards, {cid:image001.png@01D4331E.58044FA0} Ana Hunter Deutsche Bank Wealth Management

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01432353.pdf

EFTA01380029Set 10

2019-04-151p144w

Hunter Liam Osulliva CC: Monica Gilkinson ; Armen Brash BCC: Subject: Re: CIB Offboard I think we closed out the last CIB trade they had, in which case ... Hunter wrote: Hi — the below client ended up on the CIB offboard list. Client will be offboarded today unless you confirm we need to retain. Please confirm: SOUTHERN FINANCIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01380029.pdf

EFTA01376940Set 10

1p132w

Monica Gilkinson Armen Brash db com> Subject: Re: CIB Offboard I think we closed out the last CIB trade they had, in which case we can off board. Liam - please ... Hunter wrote: Hi — the below client ended up on the CIB offboard list. Client will be offboarded today unless you confirm we need to retain. Please confirm: SOUTHERN FINANCIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376940.pdf

EFTA01419244Set 10

2017-06-153p226w

internal use only SO am I to assume that we are ok to offboard this company from Global Markets ? Vaishali Mehta Deutsche Bank Wealth Management 101 California Street, Suite ... Cynthia Rodriguez; Vahe Stepanian Subject: RE: Nes LLC [I] Thanks. I thought we offboarded all of the entities related to Epstein and Southern Financial already. No problem. From: Vaishali ... Classification: For internal use only Hello Stewart The client Nes LLC is being offboarded from Global Markets. If you want to keep this client from exiting Global Markets

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419244.pdf

EFTA00169436Set 9

2016-11-2220p2,744w

Financial and Southern Trust: ISDA and Repo Termination Importance: High Sebastian, Wealth Management is offboarding the below two clients. Can we please begin the process of terminating these trading agreements ... Financial and Southern Trust: ISDA and Repo Termination Importance: High Sebastian, Wealth Management is offboarding the below two clients. Can we please begin the process of terminating these trading agreements ... Financial and Southern Trust: ISDA and Repo Termination Importance: High Sebastian, Wealth Management is offboarding the below two clients. Can we please begin the process of terminating these trading agreements

https://www.justice.gov/epstein/files/DataSet%209/EFTA00169436.pdf

EFTA01426551Set 10

2019-04-152p153w

Subject: Re: CIB Offboard From: Stewart Oldfield ‹ > Date: Mon, 15 Apr 2019 12:00:43 -0400 To: Ana Hunter < Liam Osullivan Cc: Monica Gilkinson Armen Brash Bcc: I think ... Hunter < wrote: > Hi — the below client ended up on the CIB offboard list. Client will be offboarded today unless you confirm we need to retain. Please confirm: SOUTHERN FINANCIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01426551.pdf

EFTA01415149Set 10

2017-06-152p198w

internal use only SO am I to assume that we are ok to offboard this company from Global Markets ? Vaishali Mehta Deutsche Bank Wealth Management 101 California Street, Suite ... Cynthia Rodriguez; Vahe Stepanian Subject: RE: Nes LLC [I] Thanks. I thought we offboarded all of the entities related to Epstein and Southern Financial already. No problem. From: Vaishali ... Classification: For internal use only Hello Stewart The client Nes LLC is being offboarded from Global Markets. If you want to keep this client from exiting Global Markets

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01415149.pdf

EFTA01374464Set 10

1p634w

Withdrew large portion of assets during 2016 (not D0J related). Client was offboarded by Global markets at the end of 2016 due to lack of profitability. Further internal issues nearly ... caused us to offboard the client completely. Client was quite close to Paul and viewed his departure as a negative. We've managed to salvage and massively improve this relationship

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374464.pdf

EFTA01381248Set 10

1p509w

joined. Withdrew large portion of assets during 2016 (not DOJ related). Client was offboarded by Global markets at the end of 2016 due to lack of profitability. Further internal issues ... nearly caused us to offboard the client completely. Client was quite close to Paul and viewed his departure as a negative. I've managed to salvage and massively improve this

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381248.pdf

EFTA01370998Set 10

1p594w

Withdrew large portion of assets during 2016 (not DOJ related). Client was offboarded by Global markets at the end of 2016 due to lack of profitability. Further internal issues nearly ... caused us to offboard the client completely. Client was quite close to Paul and viewed his departure as a negative. We've managed to salvage and massively improve this relationship

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370998.pdf