""Other Securities"" — Epstein Files Search

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EFTA01409798Set 10

REEM^T This is the account agreement (Account Agreement) between Client and Deutsche Bank Securities Inc. (referred to herein as "DBSI"). It includes the terms and conditions ... through Client's Account(s). (d) Client acknowledges that the purchase and sale of securities entails substantial economic risk, and represents knowingly and willingly that Client can assume such risk ... Client is or becomes an employee, member or immediate family member of any securities exchange (or corporation of which any exchange owns a majority of the capital stock). Financial Industry

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01409798.pdf

EFTA01120625Set 9

SECURITY AGREEMENT THIS SECURITY AGREEMENT dated as of June , 2015 (the "Agreement") is by and among Intellicell Biosciences, Inc., a Nevada corporation (the "Parent"), Intellicell Biosciences, Inc., a New York ... Grantors" and each, a "Grantor"), in favor of and its successors and assigns (the "Secured Party"). WHEREAS, the Secured Party and the Parent have entered into a Securities Purchase Agreement ... dated as of the date hereof (the "Securities Purchase Agreement") pursuant to which the Secured Party will purchase from the Parent a Secured Debenture (the "Debenture") in the original principal

https://www.justice.gov/epstein/files/DataSet%209/EFTA01120625.pdf

EFTA01443593Set 10

2018-03-3061p17,672w

information in this Brochure has not been approved or verified by the United States Securities and Exchange Commission ("SEC") or by any state securities authority. Additional information about iCapital ... Item 15: Custody 27 Item 16: Investment Discretion 27 Item 17: Voting Client Securities 28 Item 18: Financial Information 28 Form ADV Part 2A Item 4: Advisory Business iCapital Advisors ... Company") and have our principal place of business in New York, NY. iCapital Securities, LLC ("iCapital Securities"), is a broker-dealer primarily engaged in the private placement of securities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01443593.pdf

EFTA01295413Set 10

2013-09-03123p41,068w

FILING Debtor 3 Name: JEEPERS! INC. Address: 60 HICKORY DR WALTHAM, MA 02451-1013 Secured Party Information Secured 1 Name: FLEET NATIONAL BANK Address: 1 FEDERAL ST BOSTON ... Secured 2 Name: LEASING TECHNOLOGIES INTERNATIONAL INC Address: 221 DANBURY RD WILTON. CT 06897-4007 Secured 3 Name: LEASING TECHNOLOGIES INTERNATIONAL. INC. Address: 221 DANBURY RD WILTON ... Debtor 3 Name: JEEPERS! INC. Address: 60 HICKORY DR WALTHAM. MA 02451-1013 Secured Party Information Secured 1 Name: FLEET NATIONAL BANK Address: 1 FEDERAL ST BOSTON

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01295413.pdf

EFTA01597297Set 10

2020-01-3148p27,124w

than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal ... customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen ... Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597297.pdf

EFTA00197034Set 9

Glance Market Value of Your Portfolio Cash & Equvaient _I'll $12.552.872 TOTAL VALUE Of SECURITIES THIS PERIOD 78153540 $3185235: $7407439 MONEY MARKET FUND BALANCE 12,552,872 Equities ... OpeningBalance 3.7,407,438.53 Dividends 62.958.50 834,823.38 Credit Balance Int. 0.00 44.54 Securities Surd 1,289,086.17 Total $62,958.50 $834,867.92 Money Fund 7,537,964.31 Funds Deposited ... Miscellaneous 10,457,933.00 Amount Credited 324,500,848.74 Portfolio Composition Cash/Cash Equivalent 12.552.872 Securities Bought -125.700.00 Equities 78.153.540 Money Fund -16,934,242.93 Dividends/Interest Charged -33.467.28 Total

https://www.justice.gov/epstein/files/DataSet%209/EFTA00197034.pdf

EFTA00094289Set 9

2000-07-2045p14,069w

Country 11 2. A Number of Ms. Maxwell's Family and Friends, and the Security Company Protecting Her, Are Prepared to Sign Significant Bonds 13 B. Ms. Maxwell Has Provided ... spouse's assets, her family's livelihood, and the financial security of her closest friends and family—if she were to flee, which she has no intention of doing ... million personal recognizance bond co-signed by Ms. Maxwell and her spouse, and secured by approximately $8 million in property and $500,000 in cash. As noted in the financial

https://www.justice.gov/epstein/files/DataSet%209/EFTA00094289.pdf

EFTA01556773Set 10

2012-06-3030p4,443w

Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio ... Start on Page 5 13 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital EFTA01556775 and Net Capital Requirements At June

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01556773.pdf

EFTA01421840Set 10

2011-04-0115p2,996w

Spectrum Asset Management / Principal Adviser Select Preferred Securities Investment Philosophy Spectrum Preferred Securities is managed to an intermediate duration, and is predominantly comprised of $25 Par Preferred Securities that trade ... Spectrum feels that because retail investors are the primary owners of $25 Par Preferred Securities, there is more inefficiency, and more trading opportunities that can be exploited than are usually ... credit rating agencies are included in Spectrum's investment universe. Key drivers in the security selection process are credit strength and yield. For a security to be considered for investment

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01421840.pdf

EFTA00236323Set 9

2014-07-0118p10,892w

exclude the value of your primary residence, and count as a liability any indebtedness secured by that property in excess of the fair market value of that property ... formed for the defined in Section 3(a)(2) of the Securities specific purpose of investing in the Fund, Act or a 'savings and loan association' or (b) The Undersigned ... person who has such knowledge and 3(aX5)(A) of the Securities Act, whether (c) The Undersigned is owned directly or experience in financial and business matters acting

https://www.justice.gov/epstein/files/DataSet%209/EFTA00236323.pdf

EFTA01364591Set 10

Part 2A Fund cannot settle or is delayed in settling a purchase of securities, it may miss attractive investment opportunities and certain of its assets may be uninvested with ... period. If a Fund cannot settle or is delayed in settling a sale of securities, it may lose money if the value of the security then declines ... contracted to sell the security to another party. the Fund could be liable for any losses incurred. Small or Medium-Sized Companies. Investing in the securities of small or medium

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364591.pdf

EFTA00810642Set 9

investors who believe that there are benefits to be gained from investing in private securities. This strategy is not suitable for investors who cannot tolerate the lack of liquidity. Investors ... Access Fund Mil be made in reliance upon an exemption from registration under the Securities Act of 1933. as amended. for offers and sales of securities that do not involve ... fees will reduce the Access Fund's returns. The Access Fund may invest in securities of non- U.S. issuers. These investments are subject to risks relating to the legal. regulatory

https://www.justice.gov/epstein/files/DataSet%209/EFTA00810642.pdf

EFTA00136518Set 9

2020-08-2540p19,838w

Will Subpoena Priestap. • Federal Government Has Made Progress, But Not Implemented, 2016 Election Security Recommendations. • NRO To Launch Intelligence Satellite Wednesday. • German Doctors Say Navalny Was Poisoned. • Researchers Say Russian ... Probe. • Georgia Prisoner Sentenced For Mailing Threats To Federal Judges. • Arrest Made In RNC Security Violation. • Attorneys Say South Carolina Pastor Is Victim Of Extortion. • California Supreme Court Overturns Death ... Senate Intel Committee." Federal Government Has Made Progress, But Not Implemented, 2016 Election Security Recommendations. Politico <https://www.politico.com/newsletters/weekly-cybersecurity/2020/08/24/how-far-feds-have-come-on- election-security-goals-since-the-last-election-790107> (8/24, Starks

https://www.justice.gov/epstein/files/DataSet%209/EFTA00136518.pdf

EFTA00150739Set 9

2020-07-0842p25,170w

threats 'in the next few weeks' due to the significance of the ongoing national security concerns." Reuters (7/7, Landay) reports that Wray "urged China-born people in the United States ... only thing at stake here - so are our health, our livelihoods, and our security,' he said. `We've now reached the point where the FBI is opening a new China ... reports, "Operation Fox Hunt is run by China's Ministry of Public Security. Since its launch, hundreds of Chinese `fugitives' have been brought back to EFTA00150743 China to stand trial

https://www.justice.gov/epstein/files/DataSet%209/EFTA00150739.pdf

EFTA01448700Set 10

request and obtain extension(s) of Client's time to make payment for securities Client purchases, as provided for by Federal Reserve Bank Regulation T. 9. Short Sales of Securities ... affirmative determination as to whether DBSI or Pershing will receive delivery of the securities from the Client or that the securities can be borrowed by the settlement date. This process ... commonly referred to as "obtaining a locate." If a sufficient quantity of securities is not available from inventory, DBSI or Pershing may, among other things, contact third-party lenders

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448700.pdf

EFTA00079641Set 9

2021-01-0659p20,026w

terminated: source I Reuters Talks for U.S. software company Verint Systems to merge its security division with Israeli cyber surveillance firm NSO Group for about S1 billion have ended without ... ONLY new rule in the "clarifications" in the interest of "transparency" https://www.sec.gov/rules/final/2020/34-89963.pdf SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 RIN 3235-AM11 ACTION SUMMARY SECURITIES ... receivable: buckets: would zero out within days IF VIRT was in compliance with the Securities LAWS: Close out requirements of Rule 204. So, isn't it beyond amazing THAT: although

https://www.justice.gov/epstein/files/DataSet%209/EFTA00079641.pdf

EFTA01390344Set 10

rights of OBSland Pershing shall include the right toibuy all Securities and Other Property which may be short in such account, to cancel any open orders and to close ... request end obtain extension(s) of Client's time to make payment fix securities Client purchases, as provided for by Federal Reserve Bank Regulation T. 9. Short Sales of Securities ... affiirriative determination as to whether ['BSI or Patching •will receive delivery of tho securities from the Client or that the securities can be borrowed by the settlement date. This process

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390344.pdf

EFTA01548310Set 10

2014-02-0118p4,045w

reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically ... liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In t he event ... auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01548310.pdf

EFTA01658574Set 10

2020-10-0945p26,877w

Family Vows To Continue Fight Against Officer Who Killed Him. • Protests Continue After Security Footage Released Of Kansas City Arrest Of Pregnant Woman. • Analysis: Release Of Chauvin Illustrates Complicated Minnesota ... Council Urged To End FBI JTTF Cooperation. COUNTER-INTELLIGENCE • FBI Norfolk Office Prioritizing Election Security. • FBI Warns Of Phony Election Websites. • Trump Expresses Frustration With Administration For Not Prosecuting Democrats ... Experts Warn Of Online Disinformation Attacks On Companies. • GAO Report Faults Administration's 5G Security Efforts. • Senate Republicans Take Aim At Foreigners Working To Hack US COVID-19 Data. • Putin

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01658574.pdf

EFTA00195171Set 9

1991-12-2666p11,188w

TOTAL $.1.115.84 51.115.84 Your messages 125' Education As part of the National Association of Securities Dealer's (NASD) Investor Program, you may obtain information on the NASD's Public Disclosure ... ACCOUNT NUMBER TAXPAYER NUMBER On File Your messages LAST STATEMENT August 31.2004 Bear. Stearns Securities Corp, Net Capital and Net Capital Requirements: Securities and other assets in your account ... firm's collateral for any Bar margin loan made to you. If the securities and other assets in your account At May 31, 2004 and July 31. 2004. the Company

https://www.justice.gov/epstein/files/DataSet%209/EFTA00195171.pdf

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Corpus: 1990-03-17 – 2025-12-01

December 2025

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