EFTA01175884Set 9
27p15,378w
AGIs
in favor of Friendliness are presented:
1. Engineer the capability to acquire integrated ethical knowledge,:
2. Provide rich ethical interaction and instruction, respecting developmental stages,:
3. Develop stable, hierarchical ... supportive community of AGIs„,
S. Encourage measured co-advancement of AGI software and AGI ethics theory,
9. Develop advanced AGI sooner not later.
In conclusion, and related to the final ... point, we advise the serious co-evolution of functional AGI
systems and AGI-related ethical theory as soon as possible, before we have so much technical
infrastructure that panics relatively
https://www.justice.gov/epstein/files/DataSet%209/EFTA01175884.pdf
EFTA01200889Set 9
2014-12-0617p4,718w
BRADLEY 1. EDWARDS, individually,
Defendant/Counter-
Plaintiffs.
PLAINTIFF/COUNTER-DEFENDANT JEFFREY EPSTEIN'S MEMORANDUM
OF LAW REGARDING ETHICAL ISSUES RAISED BY
DEFENDANT/COUNTER-PLAINTIFF BRADLEY EDWARDS REGARDING
ACCEPTANCE OF EPSTEIN'S PROPOSAL FOR SETTLEMENT
Plaintiff/Counter-Defendant ... Opposition to Epstein's Motion for
Attorneys' Fees and Costs on the issue of "ethical grounds" and states:
INTRODUCTION
On June 2, 2014, Epstein filed his Motion for Attorneys' Fees ... Costs, p. 14; line 24-p. 15; line 2 (hereinafter "Transcript")'. Edwards
argued that ethically he could not sign the Settlement Agreement and Release attached to
the Proposal (hereinafter
https://www.justice.gov/epstein/files/DataSet%209/EFTA01200889.pdf
EFTA01098456Set 9
2014-12-0614p4,026w
BRADLEY J. EDWARDS, individually,
Defendant/Counter-
Plaintiffs.
PLAINTIFF/COUNTER-DEFENDANT JEFFREY EPSTEIN'S MEMORANDUM
OF LAW REGARDING ETHICAL ISSUES RAISED BY
DEFENDANT/COUNTER-PLAINTIFF BRADLEY EDWARDS REGARDING
ACCEPTANCE OF EPSTEIN'S PROPOSAL FOR SETTLEMENT
Plaintiff/Counter-Defendant ... Opposition to Epstein's Motion for Attorneys' Fees and Costs
on the issue of "Ethical grounds" and states:
INTRODUCTION
On June 2, 2014, Epstein filed his Motion for Attorneys' Fees ... Tonja Haddad, P.A. • 315 SE 76 Street, Fort Lauderdale, FL 33301
EFTA01098457
ethically could not sign the Settlement Agreement and Release attached to the Proposal
(the "Release") because it contained
https://www.justice.gov/epstein/files/DataSet%209/EFTA01098456.pdf
EFTA01200310Set 9
2014-12-0616p4,324w
BRADLEY J. EDWARDS, individually,
Defendant/Counter-
Plaintiffs.
PLAINTIFF/COUNTER-DEFENDANT JEFFREY EPSTEIN'S MEMORANDUM
OF LAW REGARDING ETHICAL ISSUES RAISED BY
DEFENDANT/COUNTER-PLAINTIFF BRADLEY EDWARDS REGARDING
ACCEPTANCE OF EPSTEIN'S PROPOSAL FOR SETTLEMENT
Plaintiff/Counter-Defendant ... Opposition to Epstein's Motion for
Attorneys' Fees and Costs on the issue of "Ethical grounds" and states:
INTRODUCTION
On June 2, 2014, Epstein filed his Motion for Attorneys' Fees ... Tonja Haddad, P.A. • 315 SE 76 Street, Fort Lauderdale, FL 33301
EFTA01200311
ethically could not sign the Settlement Agreement and Release attached to the Proposal
thereinafter the "Release") because
https://www.justice.gov/epstein/files/DataSet%209/EFTA01200310.pdf
EFTA00156682Set 9
11p3,483w
Special Issue. Psychological Injury and the Law. NY: Springer
Rocchio, L.M. (2020). Ethical and professional considerations in the forensic assessment of complex trauma and
dissociation. Psychological Injury ... Springer
Rocchio, L.M. (Fall, 2015). Ethics corner: Psychologists Coping with Serious Health Concerns: Ethical,
Professional, and Risk Management Issues. The Newsletter of the Rhode Island Psychological Association.
Rocchio, L.M. (Spring ... Ethics corner: Ethical Considerations in Trauma Psychology: Vicarious
Traumatization and Self-Care. The Newsletter of the Rhode Island Psychological Association.
Rocchio, L.M. (Spring 2009). Ethics corner: How should I respond
https://www.justice.gov/epstein/files/DataSet%209/EFTA00156682.pdf
EFTA00311151Set 9
2012-04-1074p23,416w
Chairing an Arbitration Panel: Managing
Procedures, Process & Dynamics
(ACE005), 2008; AAA Arbitrator Ethics & Disclosure (ACE003),
2008; AAA Arbitration
Fundamentals and Best Practices for New MA Arbitrators, 2007;
Pepperdine University School ... Compliance
Symposium, 2009; CDRC 15th Annual Dispute Resolution Policy Conference, 2008; MA Arbitrator
Ethics & Disclosure (ACE003), 2006; AAA Chairing an Arbitration Panel: Managing Procedures,
Process & Dynamics (ACE005), 2005; AAA Arbitration ... Court Decisions, 2009; Cilifornia Judges Association
Retired Judges Annual Conference, 2007-2010; AAA Arbitrator Ethics & Disclosure (ACE003),
2006; AAA Chairing an Arbitration Panel: Managing Procedures, Process & Dynamics (ACE005
https://www.justice.gov/epstein/files/DataSet%209/EFTA00311151.pdf
EFTA00212253Set 9
2008-10-0150p18,079w
training activities within and outside the Department
of Justice to increase awareness of the ethical obligations imposed on Department
attorneys by statutes, court decisions, regulations, Department policies, and bar
rules ... During fiscal year 2009, OPR attorneys served on a panel on legal ethics
at a Department orientation session for Department attorneys, and participated
in presentations in media relations workshops focusing ... policies and ethical
issues concerning contacts with the media, including participating in the
production of a training tape on this topic for use by the Executive Office for U.S.
Attorneys
https://www.justice.gov/epstein/files/DataSet%209/EFTA00212253.pdf
EFTA00211987Set 9
2008-11-043p930w
Florida
500 South Australian Avenue, Suite 400
West Palm Beach, Florida 33401
Re: Ethics Inquiry=
Dear Ms.
I received your request for an advisory ethics opinion dated September ... that relate to your obligations under federal statutes and a court
order. Florida Bar ethics attorneys are only authorized to provide opinions regarding an
attorney's own future conduct ... Florida
Bar Procedures for Ruling on Questions of Ethics (www.floridabar.org ).
Although I cannot provide an opinion, I can discuss the relevant rules. Generally speaking, Rule
4-7.4 (a), prohibits
https://www.justice.gov/epstein/files/DataSet%209/EFTA00211987.pdf
EFTA00014011Set 8
2008-11-043p923w
Assistant United States Attorney
Southern District of Florida
West Palm Beach, Florida 33401
Re: Ethics Inquiry 28386
Dear Ms.
I received your request for an advisory ethics opinion dated September ... that relate to your obligations under federal statutes and a court
order. Florida Bar ethics attorneys are only authorized to provide opinions regarding an
attorney's own future conduct ... Florida
Bar Procedures for Ruling on Questions of Ethics (www.floridabar.org ).
Although I cannot provide an opinion, I can discuss the relevant rules. Generally speaking, Rule
4-7.4 (a), prohibits
https://www.justice.gov/epstein/files/DataSet%208/EFTA00014011.pdf
EFTA00208277Set 9
2008-11-043p907w
TALLAHASSEE, FLORIDA 32399.2300 850/561.5600
EXECLITIVX DIREcTIIR www.FLORIDABAR.o8G
November 4. 2008
& U.S. MAII,
Re: Ethics Inquiry
I received your request for an advisory ethics opinion dated September ... that relate to your obligations under federal statutes and a court
order. Florida Bar ethics attorneys arc only authorized to provide opinions regarding an
attorney's own future conduct ... Florida
Bar Procedures for Ruling on Questions of Ethics (v‘ vw.tloridahar.oru )
Although 1 cannot provide an opinion. I can discuss the relevant rules. Generally speaking, Rule
4-7.4 (a), prohibits
https://www.justice.gov/epstein/files/DataSet%209/EFTA00208277.pdf
EFTA00237111Set 9
2015-03-3115p5,178w
ITEM 10. OTHER FINANCIAL INDUSTRY ACTIVITIES AND AFFILIATIONS 11
ITEM 11. CODE OF ETHICS, PARTICIPATION OR INTEREST IN CLIENT TRANSACTIONS
AND PERSONAL TRADING 12
A. Code of Ethics ... Realty Investors LLC
- UBS Swiss Financial Advicerc AG
ITEM 11. CODE OF ETHICS, PARTICIPATION OR INTEREST IN CLIENT TRANSACTIONS AND
PERSONAL TRADING
A. Code of Ethic.
We maintain and enforce ... written code of ethics in accordance with Rule 204A-1 under the Investment
Advisers Act of 1940, as amended ('Advisers Act'). The Fund Advisor Code of Ethics incorporates and
adopts
https://www.justice.gov/epstein/files/DataSet%209/EFTA00237111.pdf
EFTA00807199Set 9
2018-07-3133p12,512w
Discrimination, Harassment or
Retaliation (ACD 401) and the University's policy on Code of Ethics (ACD 204-01).
Your behavior as found in the determinations is unprofessional, reflects a failure ... well as other conference attendees. Respondent's conduct also violates the Code of Ethics (ACD 204-01)
which requires a faculty member "[t]o conduct one's public and private ... workplace training module.
That conduct also constitutes a violation of the Code of Ethics (ACD 204.01) with respect to
Responsibilities to the University, Responsibilities to Colleagues and Responsibilities to Research
https://www.justice.gov/epstein/files/DataSet%209/EFTA00807199.pdf
EFTA01440262Set 10
2018-03-3061p17,665w
Item 10: Other Financial Industry Activities and
Affiliations
22
Item 11: Code of Ethics, Participation or Interest in Client Transactions
and Personal Trading 23
Item 12: Brokerage
Practices
EFTA01440263 ... providers to the Funds, including any equity investors in iCapital.
Item 11: Code of Ethics, Participation or Interest in Client Transactions and
Personal Trading
Code of Ethics Pursuant to Rule ... Rule 204A-1 of the Advisers Act,
iCapital has adopted a Code of Ethics that
establishes various procedures with respect to investment transactions in
accounts in which
employees of iCapital
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440262.pdf
EFTA01394988Set 10
2018-03-3061p17,706w
Item 10: Other Financial Industry Activities and
Affiliations
22
Item 11: Code of Ethics, Participation or Interest in Client Transactions
and Personal Trading 23
Item 12: Brokerage
Practices
EFTA01394989 ... providers to the Funds, including any equity investors in iCapital.
Item 11: Code of Ethics, Participation or Interest in Client Transactions and
Personal Trading
Code of Ethics Pursuant to Rule ... Rule 204A-1 of the Advisers Act,
iCapital has adopted a Code of Ethics that
establishes various procedures with respect to investment transactions in
accounts in which
employees of iCapital
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394988.pdf
EFTA01443593Set 10
2018-03-3061p17,672w
Item 10: Other Financial Industry Activities and
Affiliations
22
Item 11: Code of Ethics, Participation or Interest in Client Transactions
and Personal Trading 23
Item 12: Brokerage
Practices
EFTA01443594 ... providers to the Funds, including any equity investors in iCapital.
Item 11: Code of Ethics, Participation or Interest in Client Transactions and
Personal Trading
Code of Ethics Pursuant to Rule ... Rule 204A-1 of the Advisers Act,
iCapital has adopted a Code of Ethics that
establishes various procedures with respect to investment transactions in
accounts in which
employees of iCapital
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01443593.pdf
EFTA01396934Set 10
2018-03-3061p17,659w
Item 10: Other Financial Industry Activities and
Affiliations
22
Item 11: Code of Ethics, Participation or Interest in Client Transactions
and Personal Trading 23
Item 12: Brokerage
Practices
EFTA01396935 ... providers to the Funds, including any equity investors in iCapital.
Item 11: Code of Ethics, Participation or Interest in Client Transactions and
Personal Trading
Code of Ethics Pursuant to Rule ... Rule 204A-1 of the Advisers Act,
iCapital has adopted a Code of Ethics that
establishes various procedures with respect to investment transactions in
accounts in which
employees of iCapital
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01396934.pdf