EFTA00433695Set 9
2011-05-205p1,297w
neutral)
Key Research: Piper initiates LH/MWIV/INMD (ow's) & DVA/AMSG/WOOF/DGX (neuts) & PETS (uw),
UBS downgrades PDCO
Key Research: Baird lowers target GPS, DB upgrades CS (buy), Citi upgrades ... state and government summit (Deauville, France), Sterne Agee
Consumer Conference (NYC), Earnings (BIG, HNZ, PDCO, TIF, MRVL)
Friday: Personal Income & Consumption, Pending Home Sales, Earnings (SDRL, MENT, RY)
This
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433695.pdf
EFTA02129741Set 10
2013-08-228p2,017w
Leading Indicators © 10am, Kansas City Fed Manufacturing Index @ 11am***
•**ANF, DLTR, GME, HRL, PDCO, SHLD, PLCE pre-open""
EFTA_R1_00772020
EFTA02129741
***ADSK, GPS, ROST, ARO, ARUN, MCRS, MRVL ... downgrade SHBA SS, MAQ upgrade MBTN SW
Reporting Pre-Open: ANF, DLTR, GME, HRL, PDCO, SHLD, AERL, BKE, BONT, CATO, CYBX,
KIRK, LANC, NM, PERY, PLCE, SMRT, SSI, TAOM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02129741.pdf
EFTA00379407Set 9
2013-11-216p1,983w
30am, Markit US PMI @ 8:58am, Philly Fed @ 10am".
anANF, DLTR, GME, PDCO, TGT, SHLD, BKE #'s pre-open /ADSK, GPS, INTU, ROST, ARUN, BERY, P #'s post close***
• Green ... SREN VX (n), Liberum initiate APR LN (s)
Reporting Pre-Open: ANF, DLTR, GME, PDCO, TGT, BKE, BONT, BRC, CATO, CRRC, CYBX, DCI, DEST, EDAP, KIRK,
LQDT, PACT, PERY, RAVN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00379407.pdf
EFTA02121449Set 10
2013-11-208p1,904w
ALLE/LPI (in-line)
• Stifel initiates PNR (buy) & XYL (hold), UBS upgrades LAYN & downgrades PDCO
Wells downgrades HPY, BMO initiates RNF (mp) & cuts DKS, Key initiates CPSI (hold), DB cuts
CHRW ... decision, Eurozone Flash PMI, Bofa Energy Conference (Miami), Earnings (ANF, GME, PDCO, TGT,
GPS, INTO, ROST)
Friday: JOLTs Job Openings, Kansas City Fed Manufacturing Activity Index, Eamigs (PETM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121449.pdf
EFTA02090749Set 10
2014-11-187p1,856w
Conference (Dallas), GS US Emerging / SMID Cap Growth Conference
(NYC), Earnings (BBY, DLTR, PDCO, GME, GPS, INTU, ROST)
Friday: Options Expiry, Kansas City Fed Manufacturing Activity, Earnings (ANN, BERY, HIBB
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02090749.pdf
EFTA00822652Set 9
2016-08-034p1,098w
have fallen from the top 5]
5 Most UW Stocks — DVA, UHS, PDCO, CNC, LH [Note HSIC & PKI have fallen from the bottom 5]
Most Concentrated Ownership — ALXN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00822652.pdf
EFTA02456385Set 11
2016-08-026p906w
have fallen from the top 5J
S =ost UW Stocks — DVA, UHS, PDCO, CNC, LH [Note HSIC & =KI have fallen from the bottom 5]
Most =oncentrated Ownership — ALXN
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02456385.pdf
EFTA02120846Set 10
2013-11-199p2,186w
decision, Eurozone Flash PMI, Bofa Energy Conference (Miami), Earnings (ANF, GME, PDCO, TOT,
GPS, INTU, ROST)
EFTA_R1_00754797
EFTA02120852
Friday: JOLTs Job Openings, Kansas City Fed Manufacturing Activity Index
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02120846.pdf
EFTA00433604Set 9
2011-05-254p1,352w
state and government summit (Deauville, France), Sterne Agee
Consumer Conference (NYC), Earnings (BIG, HNZ, PDCO, TIF, MRVL)
Friday: Personal Income & Consumption, Pending Home Sales, Earnings (SDRL, MENT, RY)
This
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433604.pdf
EFTA00406606Set 9
2012-08-175p1,640w
Europe), Merkel & Holland meeting in Berlin (talks &
dinner), New Homes Sales, Earnings (BIG, HRL, PDCO, ADSK, CRM)
Friday: Durable & Capital Goods Orders, Earnings (MSG)
EFTA00406609
Key Events on the Horizon
https://www.justice.gov/epstein/files/DataSet%209/EFTA00406606.pdf
EFTA00433419Set 9
2011-05-244p1,388w
state and government summit (Deauville, France), Sterne Agee
Consumer Conference (NYC), Earnings (BIG, HNZ, PDCO, TIF, MRVL)
Friday: Personal Income & Consumption, Pending Home Sales, Earnings (SDRL, MENT, RY)
This
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433419.pdf
EFTA02131269Set 10
2013-08-209p2,085w
begins, Kansas City Fed Manufacturing Activity, House Price Index, Earnings (ANF, DLTR, GME, HRL,
PDCO, ROST, SHLD, ADSK, GPS)
Friday: New Home Sales, Eurozone Consumer Confidence, Earnings (ANN, FL, HIBB
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02131269.pdf
EFTA02154412Set 10
2012-11-167p1,814w
decision, RBA Minutes, Glencore-Xstrata merger vote, Earnings (BBY, CPB, HNZ, HPO, HRL, MDT,
PDCO, CRM)
Wednesday: US & China Flash PMI, U. of Michigan Consumer Confidence, Leading Indicators, China
Flash
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02154412.pdf
EFTA02154572Set 10
2012-11-207p1,779w
downgrade F IM
Reporting Pre-Open: BBY, CPB, HNZ, HPO, HRL, MDT, PDCO, AMWD, BES, CGA, CHS, CRRC,
CTRN, DAKT, DLIA, DSW, DSX, FRED, IEC, IMOS, JKAS, KIRK, LEDS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02154572.pdf
EFTA00428658Set 9
2011-09-125p1,637w
MKTG,
PVH, ST, TSEM, TSON, UNTD, WM, XEL
Shareholder Meetings: ARTX, DPW, PDCO, IDI, TSL
Equity/Mixed Shelfs: MAC, QTWW ($75M)
Other Newspaper Articles & Stories
Barron's cover: Discusses Airline stocks
https://www.justice.gov/epstein/files/DataSet%209/EFTA00428658.pdf
EFTA02147429Set 10
2013-02-219p2,253w
upgrade AAL LN
Reporting Pre-Open: CHK, CMS, DNR, ESV, HRL, HST, PCG, PDCO, PEG, PWR, SCG, SWY,
WMT, AYR, BRC, CAMT, CBR, CCC, CCOI, CDE, CG, CWEI, DAN, DFRG
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147429.pdf
EFTA02128810Set 10
2013-09-099p2,106w
KVHI, MELI, MOVE, NOW, PBH, RDC, STBZ, VDSI, CRTX, WSR
Shareholder Meetings: JOB, PDCO, HGSH
Equity/Mixed Shelfs: N/A
Other Newspaper Articles & Stories
Barron's Cover: Lenovo Attacks WSJ
Barron
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128810.pdf