EFTA01499766Set 10
2019-05-151p297w
EARTHLINK INC 87/8% MAY 15 2019 DTD 05/17/2011 (1,000,000.000) (974,600.00)
PERSHING & COMPANY TRADE DATE 10/11/13 CLIENT 1,033,500.00
REF 105664157 (ID: 270321-AC-6)
10/11 Free ... Delivery FACEBOOK INCA PERSHING & COMPANY TRADE DATE (17,500.000) (358,375.00)
10/11/13 CLIENT REF 105664157 (ID: 30303M-10-2) 665,000.00
10/11 Free Delivery GMAC CAPITAL TRUST ... CORP 7.125% DEC 15 2049 DTD (2,003,000.000) (2,182,620.00)
08/12/2012 PERSHING & COMPANY TRADE DATE 2,122,916.67
10/11/13 CLIENT REF 105664157 (ID: 369622-SN-6)
10/11 Free
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499766.pdf
EFTA01499767Set 10
2013-10-011p285w
CHASE & CO VAR RT PFD STK 04/30/2049 (5.000000.000) (5,481,000.00)
DTD 04123/2008 PERSHING & COMPANY TRADE DATE 5.498,006.95
10/11/13 CLIENT REF 105664157 (ID: 4662511-H41)
10/11 Free Delivery JPMORGAN ... CHASE & CO VAR RT 07/24/2013 DTD (750,000.000) (704.947.50)
07/29/2013 PERSHING & COMPANY TRADE DATE 750.00000
10/11/13 CLIENT REF 105664157 (ID: 48126H-AA4)
10/11 Free Delivery ROYAL BANK SCOTLAND GROUP ... CUMULATIVE PERSHING & COMPANY TRADE DATE 2,924,400.00
10/11/13 CLIENT REF 105664157 (ID: 780097-714)
10/11 Free Delivery SANGAMO BIOSCIENCES INC PERSHING & COMPANY (50,000.000) (561.500.00)
TRADE DATE 10/11/13 CLIENT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499767.pdf
EFTA01502520Set 10
2018-05-151p252w
81/8% PFD STK DEC 29 2049 (3.000000 000) (3,302,250.00)
DTD 04/30/2008 PERSHING & COMPANY TRADE DATE 3.389.620 83
10/07/13 AS OF 1007/13 (ID:
10/7 Free Delivery IPAYMENT INC 101/4 ... 11/15/2011 (500,000.000) (357,500.00)
PERSHING & COMPANY TRADE DATE 10/07/13 AS OF 445,000.00
10/07/13 (ID.
10.7 Free Delivery JPMORGAN CHASE 8 CO VAR RT PFD STK 04/30/2049 ... 04123/2008 PERSHING & COMPANY TRADE DATE 3,337,958.33
10/07/13 AS OF 1007/13 (ID:
107 Free Delivery KINDRED HEALTHCARE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01502520.pdf
EFTA01499841Set 10
2013-12-011p220w
04/25/2032 DTD 04/28,2005 TRANSFER TO 2,831,953.82
PERSHING & COMPANY TRADE DATE 12/13/13 FACE
VALUE 8 250 000.03 CLIENT REF
(ID:
12/13 Free Delivery IMPAC CMB TRUST ... RATE 07/25/2033 DTD 06/01/2004 TRANSFER TO 645.046.58
PERSHING & COMPANY TRADE DATE 12/13/13 FACE
VALUE 1 290 000.00 CLIENT REF
(ID:
Total Securities Transferred Out ($17.833,979.79)
JP Morgan Account Page
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499841.pdf
EFTA01500137Set 10
2013-10-011p184w
ALLY FINANCIAL INC 8 1r" PFD TRANSFER TO (57,000.000) (1,523,810.00)
PERSHING & COMPANY TRADE DATE 10/04/13 1,489,980.00
(ID: 02005N-30-8)
10/18 Free Delivery HSBC ... MXRTRN 3/13/13; 1,000,000.00
INITIAL STRIKE: 1.9819 TRANSFER TO PERSHING &
COMPANY TRADE DATE 10/04/13 (ID: 40432X-D3-2)
10/17 Free Delivery HSBC BRL STEP UP NOTE 4/21/14 LNKD ... MXRTRN 4/5/13 1,000,000.00
INITIAL STRIKE: 2.0035 TRANSFER TO PERSHING &
COMPANY TRADE DATE 10/14/13 (ID: 40432X-E5-8)
Total Securities Transferred Out ($3,325,810.00)
JP Morgan Account Page
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01500137.pdf
EFTA01499840Set 10
2013-12-011p263w
INITIAL LEVEL-05/24/13 2,000,000.00
SX5E:2764.29 TRANSFER TO PERSHING & COMPANY
TRADE DATE 12/05/13 CLIENT REF 105881452
(ID: 40432X-FP-1)
12/5 Free Delivery JPM CONT BUFF ... INITIAL LEVEL-09/24/13 1600,000.00
SX7P:186.77 TRANSFER TO PERSHING & COMPANY
TRADE DATE 12/05/13 CLIENT REF 105881452
(ID: 48126N-VE-4)
12/5 Free Delivery SG MARKET PLUS wn CRUDE ... 1096CPN ,UNCAPPED INITIAL 2,000,000.00
LEVEL-07/25/13 CL1:105.68 TRANSFER TO PERSHING
& COMPANY TRADE DATE 12105/13 CLIENT REF
105881452 (ID: 78423E-HS-6)
JP Morgan Account Page
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499840.pdf
EFTA01495576Set 10
2013-09-011p180w
RATE INC FD FUND 2808 TRANSFER (152,771 711) (1,538,411.13)
TO PERSHING & COMPANY TRADE DATE 09/26/13 1.538,398 04
(ID: 48121L-51-0)
TRADE ACTIVITY
Trade Date
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01495576.pdf