Epstein Files Search

EFTA01351030Set 10

2013-12-0310p1,692w

Trust Co., Inc.(—) — Assets to be transferred to Pershing LLC A/C # 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # = Please confirm ... free delivery. Units — 1,500,000 Market Value - $1,785,435.00 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # = . Please confirm ... Trust Co., Inc.(—) — Assets to be transferred to Pershing LLC A/C # 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # = Please confirm

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351030.pdf

EFTA01351011Set 10

2013-12-0210p1,491w

free delivery. Units — 1,500,000 Market Value - $1,785,435.00 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # = . Please confirm ... Assets to be transferred to Pershing LLC A/C # 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # Please confirm ... amount so that we can match free delivery. 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISINU - Pershing Euroclear # = =. Please confirm

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351011.pdf

EFTA01350994Set 10

2013-12-028p1,401w

free delivery. Units — 1,500,000 Market Value - $1,785,435.00 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear ... Southern Trust — Assets to be transferred to Pershing LLC A/C 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please ... amount so that we can match free delivery. EFTA01350997 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350994.pdf

EFTA01351021Set 10

2013-12-039p1,598w

Trust Co. Inc. — Assets to be transferred to Pershing LLC A/C # 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear ... free delivery. Units — 1,500,000 Market Value - $1,785,435.00 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear ... amount so that we can match free delivery. 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351021.pdf

EFTA01351845Set 10

2013-12-0212p1,721w

free delivery. Units — 1,500,000 Market Value - $1,785,435.00 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear ... Wxxxx5001) — Assets to be transferred to Pershing LLC A/C # N4G-xxx812 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear ... amount so that we can match free delivery. 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351845.pdf

EFTA01351002Set 10

2013-12-029p1,541w

free delivery. Units — 1,500,000 Market Value - $1,785,435.00 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear ... Wxxxx5001) — Assets to be transferred to Pershing LLC A/C # N4G-xxx812 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear ... amount so that we can match free delivery. 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351002.pdf

EFTA01547873Set 10

2013-06-3034p4,234w

08/01/13 - 08/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $561,001.59 AS OF 09/01/13 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 DTD 10/28/2009 HELD BY EUROCLEAR ISIN XS0460546525 SEDOL ... BSBQGP8 (ID: 71668A-9B-9) PETROLEOS DE VENEZUELA S 8 1/2% NOV 02 2017 DTD 10/29/2010 HELD BY EUROCLEAR ISIN USP7807HAK16 SEDOL BSSCOL3 ... TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred Out 9/25 Free Delivery Description PETROLEOS DE VENEZUELA S 5% OCT 28 2015 DTD 10/28/2009 HELD BY EUROCLEAR ISIN XS0460546525 SEDOL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547873.pdf

EFTA01547035Set 10

2013-06-30124p12,917w

Fixed Income PETROLEOS DE VENEZUELA S 5% OCT 28 2015 DTD 10/28/2009 HELD BY EUROCLEAR ISIN XS0460546525 SEDOL BSBQGP8 71668A ... 37045V-20-9) ZIONS BANCORPORATION VAR RT 09/29/2049 DTD 08/13/2013 (ID: 989701-BF-3) PETROLEOS DE VENEZUELA S 5% OCT 28 2015 DTD 10/28/2009 HELD BY EUROCLEAR ISIN XS0460546525 SEDOL ... BSBQGP8 (ID: 71668A-9B-9) PETROLEOS DE VENEZUELA S 8 1/2% NOV 02 2017 DTD 10/29/2010 HELD BY EUROCLEAR ISIN USP7807HAK16 SEDOL BSSCOL3 (ID: 716550-9A-8) SEQUOIA MORTGAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547035.pdf

EFTA01547675Set 10

2012-12-3141p6,009w

Fixed Income PETROLEOS DE VENEZUELA S 8 1/2% NOV 02 2017 DTD 10/29/2010 HELD BY EUROCLEAR ISIN USP7807HAK16 SEDOL BSSCOL3 ... 02/01/13 - 02/28/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $71,428.57 AS OF 03/01/13 PETROLEOS DE VENEZUELA S 8 1/2% NOV 02 2017 DTD 10/29/2010 HELD BY EUROCLEAR ISIN USP7807HAK16 ... SEDOL B5SCOL3 (ID: 716550-9A-8) PETROLEOS DE VENEZUELA S 8 1/2% NOV 02 2017 DTD 10/29/2010 HELD BY EUROCLEAR ISIN USP7807HAK16 SEDOL B5SCOL3

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547675.pdf

EFTA01540135Set 10

2012-12-01109p11,803w

Fixed Income PETROLEOS DE VENEZUELA S 8 1/2% NOV 02 2017 DTD 10/29/2010 HELD BY EUROCLEAR ISIN USP7807HAK16 SEDOL BSSCOL3 ... 2Al2 6% JAN 25 2037 DTD 02/27/2007 (ID: 05952H-BY-4) PETROLEOS DE VENEZUELA S 8 1/2% NOV 02 2017 DTD 10/29/2010 HELD BY EUROCLEAR ISIN USP7807HAK16 SEDOL BSSCOL3 ... Selection Method 10/16 10/16 10/23 Accrued Int Paid Corporate Interest Accrued Int Recd Description PETROLEOS DE VENEZUELA S 8 1/2% NOV 02 2017 DTD 10/29/2010 HELD BY EUROCLEAR ISIN USP7807HAK16

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540135.pdf

EFTA01350982Set 10

2013-12-025p915w

amount so that we can match free delivery. 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # = [ Please confirm ... Wxxxx5001) — Assets to be transferred to Pershing LLC A/C # 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EFTA01350983 EUROCLEAR ISIN - Pershing Euroclear # = . Please confirm ... 12/16/2011 HELD BY EUROCLEAR ISIN: 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN EUR 291,846.67 — EURO cash wire instructions needed 3PM Southern

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350982.pdf

EFTA01350987Set 10

2013-12-027p1,018w

amount so that we can match free delivery. 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # = . Please confirm ... Southern Trust Co., Inc. ( 4 — Assets to be transferred to Pershing LLC A/C # RIM PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EFTA01350989 EUROCLEAR ISIN - Pershing Euroclear # = . Please ... 12/16/2011 HELD BY EUROCLEAR ISIN: 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN EUR 291,846.67 — EURO cash wire instructions needed 3PM Southern

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350987.pdf

EFTA01350978Set 10

2013-12-024p733w

amount so that we can match free delivery. 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm ... Trust Co., Inc. — Assets to be transferred to Pershing LLC A/C # 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear ... 12/16/2011 HELD BY EFTA01350980 EUROCLEAR ISIN: XS0717735822 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 EUR 291,846.67 — EURO cash wire instructions

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350978.pdf

EFTA01351040Set 10

2013-12-0310p1,895w

free delivery. Units — 1,500,000 Market Value - $1,785,435.00 - 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # = . Please confirm ... Assets to be transferred to Pershing LLC A/C # - 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # = Please confirm ... amount so t at we can match free delivery. - 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # = . Please confirm

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351040.pdf

EFTA01289764Set 10

2014-06-05123p57,808w

Market Value Gain, Loss Interest Annual Income Yield Fixed Income (continued) Corporate Bonds (continued) PETROLEOS DE VENEZUELA (continued) Onginal Cost Basis $1 800 000 00 Total Corporate Bonds ... Value Gale/ Loss Interest AnnualIncome Yield Fixed Income (!r, Maturity Date Sequence) Corporate Bonds PETROLEOS DE VENEZUELA Security Identifier: P7807HAF2 DIES KkIOR ISA 0 AS0460546525 5.000% 10128/15 REG DTO 10/28109

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01289764.pdf

EFTA01466586Set 10

2014-01-1013p2,976w

SFLLC Bond 2500000 104.25 105.7024 2606250 2642561.51 -36311.50999999978 -0.013741027356445444 Multiple 104.25 0 0 Hold/Watch PETROLEOS DE VENEZUELA NOTES SENIOR 5.000% 10/28/15 REG DTD 10/28/09 X50460546525 PETROLEOS DE VENEZUELA NOTES SENIOR ... Close Change Pvs. Day % Change Pvs. Day Cash Money Market 1695733.06 Fixed Income Hold/Watch PETROLEOS DE VENEZUELA NOTES SENIOR 5.000% 10/28/15 REG DTD 10/28/09 X50460546525 CORPORATE BOND

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01466586.pdf

EFTA01537402Set 10

2010-07-0177p7,329w

COMPANY INC ACCT. For the Period 7/1/10 to 7/31/10 Quantity Non-US Fixed Income PETROLEOS DE VENEZUELA S 4.9% OCT 28 2014 DTD 10/28/2009 HELD BY EUROCLEAR ISIN:XS0460546442 SEDOL ... CAPITAL XXIX 6.7% PFD @ 0.423403 PER SHARE AS OF 07/02/10 7/16 Accrued Interest Paid PETROLEOS DE VENEZUELA S 4.9% OCT 28 2014 DTD 10/28/2009 HELD BY EUROCLEAR 7/16 Option Assignment ... 7/13 7/16 Purchase 351,029.00 1,500.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/12/10 PETROLEOS DE VENEZUELA S 4.9% OCT 28 2014 DTD 10/28/2009 HELD BY EUROCLEAR 7/14 7/19 Purchase

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01537402.pdf

EFTA01537556Set 10

2010-07-0177p7,285w

COMPANY INC ACCT. For the Period 7/1/10 to 7/31/10 Quantity Non-US Fixed Income PETROLEOS DE VENEZUELA S 4.9% OCT 28 2014 DTD 10/28/2009 HELD BY EUROCLEAR ISIN:XS0460546442 SEDOL ... CAPITAL XXIX 6.7% PFD @ 0.423403 PER SHARE AS OF 07/02/10 7/16 Accrued Interest Paid PETROLEOS DE VENEZUELA S 4.9% OCT 28 2014 DTD 10/28/2009 HELD BY EUROCLEAR 7/16 Option Assignment ... 7/13 7/16 Purchase 351,029.00 1,500.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/12/10 PETROLEOS DE VENEZUELA S 4.9% OCT 28 2014 DTD 10/28/2009 HELD BY EUROCLEAR 7/14 7/19 Purchase

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01537556.pdf

EFTA01532957Set 10

2009-12-3145p5,697w

/AAA Total US Fixed Income - Taxable Non-US Fixed Income PETROLEOS DE VENEZUELA S 4.9% OCT 28 2014 DTD 10/28/2009 HELD BY EUROCLEAR ISIN:XS0460546442 SEDOL:B5B82G7 71668A ... SWAP -DEAL REF 253571031 JPMORGAN CHASE BANK TRADE DATE 03/17/10 3/22 Accrued Interest Paid PETROLEOS DE VENEZUELA S 4.9% OCT 28 2014 DTD 10/28/2009 HELD BY EUROCLEAR 3/22 3/25 3/26 ... TRADE ACTIVITY Settlement Trade Date Date 3/22 Type Settled Securities Purchased 3/17 Purchase Description PETROLEOS DE VENEZUELA S 4.9% OCT 28 2014 DTD 10/28/2009 HELD BY EUROCLEAR ISIN:XS0460546442 SEDOL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01532957.pdf

EFTA01537071Set 10

2010-07-01100p9,883w

COMPANY INC ACCT. For the Period 7/1/10 to 7/31/10 Quantity Non-US Fixed Income PETROLEOS DE VENEZUELA S 4.9% OCT 28 2014 DTD 10/28/2009 HELD BY EUROCLEAR ISIN:XS0460546442 SEDOL ... CAPITAL XXIX 6.7% PFD @ 0.423403 PER SHARE AS OF 07/02/10 7/16 Accrued Interest Paid PETROLEOS DE VENEZUELA S 4.9% OCT 28 2014 DTD 10/28/2009 HELD BY EUROCLEAR 7/16 Option Assignment ... 7/13 7/16 Purchase 351,029.00 1,500.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/12/10 PETROLEOS DE VENEZUELA S 4.9% OCT 28 2014 DTD 10/28/2009 HELD BY EUROCLEAR 7/14 7/19 Purchase

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01537071.pdf