Epstein Files Search

EFTA01572658Set 10

2012-11-0144p4,107w

RAYTHEON CO @ 57.218 400.53 BROKERAGE 0.14 TAX &/OR SEC .01 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 755111-50-7) RAYTHEON CO @ 57.1771 285.89 BROKERAGE 0.15 TAX &/OR SEC .01 PERSHING ... RAYTHEON CO @ 57.2669 458.14 BROKERAGE 0.16 TAX &/OR SEC .01 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 755111-50-7) RAYTHEON CO @ 56.4974 621.47 BROKERAGE 0.22 TAX &/OR SEC .01 DEUTSCHE ... RAYTHEON CO @ 57.546 1,093.37 BROKERAGE 0.38 TAX &/OR SEC .02 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 755111-50-7) RAYTHEON CO @ 57.2012 57.20 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572658.pdf

EFTA01572619Set 10

2012-12-0139p3,767w

INTEL CORP @ 22.7647 1,411.41 BROKERAGE 1.24 TAX &/OR SEC .03 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 458140-10-0) INTEL CORP @ 22.4882 472.25 BROKERAGE ... INTEL CORP @ 22.491 472.31 BROKERAGE 0.42 TAX &/OR SEC .01 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 458140-10-0) INTEL CORP @ 21.9327 745.71 BROKERAGE 0.68 TAX &/OR SEC .02 JEFFERIES ... INTEL CORP @ 21.9399 1,426.09 BROKERAGE 1.30 TAX &/OR SEC .03 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 458140-10-0) INTEL CORP @ 21.9722 65.92 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572619.pdf

EFTA01569747Set 10

2011-06-3066p7,723w

AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 MERRILL LYNCH PIERCE FENNER & SMIT TRADE DATE 09/12/11 (ID: 06050W-DW-2) 9/12 Receipt of Assets STATE ... 05/13/2008 HELD BY DTC BOOK ENTRY ONLY MERRILL LYNCH PIERCE FENNER & SMIT TRADE DATE 09/12/11 (ID: 649903-B4-2) 100,000.000 0.00 1,000.000 150,000.000 0.00 0.594 593.75 Quantity ... 12/21/2001 HELD BY DTC BOOK ENTRY ONLY MERRILL LYNCH PIERCE FENNER & SMIT TRADE DATE 09/12/11 (ID: 649903-F5-5) 9/12 9/13 9/29 Receipt of Assets Corporate Interest Corporate Interest Total

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01569747.pdf

EFTA01572870Set 10

2013-06-0134p3,463w

STAPLES INC @ 16.4605 12,658.12 BROKERAGE 15.38 TAX &/OR SEC .22 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 855030-10-2) LOCKHEED MARTIN CORP @ 107.6829 5,384.15 BROKERAGE ... MARTIN CORP @ 104.1817 9,376.35 BROKERAGE 1.80 TAX &/OR SEC .16 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 104.45 626.70 BROKERAGE ... 6/18 6/21 Purchase GENERAL MILLS INC @ 49.7195 7,358.49 BROKERAGE 2.96 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 370334-10-4) GENERAL MILLS INC @ 49.8166 3,636.61 BROKERAGE 1.46 GOLDMAN SACHS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572870.pdf

EFTA01573107Set 10

2014-02-0132p3,340w

CHEVRON CORP @ 112.1001 26,791.92 BROKERAGE 3.59 TAX &/OR SEC .47 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 166764-10-0) CHEVRON CORP @ 112.0676 5,379.24 BROKERAGE ... MERRILL LYNCH PIERCE FENNER & SMIT (ID: 166764-10-0) CHEVRON CORP @ 112.2235 14,140.16 BROKERAGE 2.84 TAX &/OR SEC .25 INSTINET (ID: 166764-10-0) CHEVRON CORP ... OCCIDENTAL PETROLEUM CORP @ 92.1563 13,639.13 BROKERAGE 2.22 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 674599-10-5) OCCIDENTAL PETROLEUM CORP @ 91.60 549.60 EFTA01573131 BROKERAGE 0.09 CITIGROUP GLOBAL MKTS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01573107.pdf

EFTA01522284Set 10

2012-10-011p310w

High Cost TAX 8/OR SEC .03 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 458140-10.0) 10/8 Sale INTEL CORP 0 224882 472.25 BROKERAGE ... 10/11 High Cost 8/OR SEC .01 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 458140-10-0) 10/9 Sale INTEL CORP 0 21.9327 745.71 BROKERAGE ... 10/12 High Cost TAX 8/OR SEC .03 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 458140-10-0) 10/9 Sale INTEL CORP 0 21.9722 65.92 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522284.pdf

EFTA01572956Set 10

2013-09-0140p4,084w

WALGREEN CO @ 54.9554 2,308.13 BROKERAGE 0.84 TAX &/OR SEC .04 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 931422-10-9) WALGREEN CO @ 55.2369 8,561.72 BROKERAGE ... MERRILL LYNCH PIERCE FENNER & SMIT (ID: 931422-10-9) Total Settled Sales/Maturities/Redemptions

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572956.pdf

EFTA01522306Set 10

2012-11-011p274w

Purchase STAPLES INC . 11.801 601.85 BROKERAGE 1.02 51.000 11.821 (032.87) 11/9 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 855030-10-2) 11/8 Purchase XILINX CORP 41? 33.865101.60 BROKERAGE ... 11/9 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 963919-10-1) 11/8 Purchase STAPLES INC 02 11.7928 306.61 BROKERAGE 0.52 26.000 11.813 (307.13) 11/9 LIQUIDNET INC (ID: 855030-10-2) 11/7

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522306.pdf

EFTA01522286Set 10

2012-10-011p250w

Purchase XILINX CORP 032.5031 97.51 BROKERAGE 0.08 3.000 32.523 (97.57) 10/29 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 983919-10-1) 10/24 Purchase PEPSICO INC O 68.6714 68.67 BROKERAGE ... 10/29 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 713448-10.8) lora Purchase STAPLES INC @ 11335 11.34 BROKERAGE 0.02 1.000 11.36 (11.36) 10/29 UOUIDNET INC (ID: 855030-10-2) JP Morgan Page

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522286.pdf

EFTA01522455Set 10

2013-09-011p238w

9/30 High Cost TAX &OR SEC .04 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 931422-10-9) 9/25 Sale WALGREEN COQ 55.23698,561.72 BROKERAGE ... 9/30 High Cost TAX WOR SEC .15 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 931422-10-9) Total Settled Sales/Maturities/Redemptions $99,706.06 ($82,010.61) 617,698.64 S Trade Date

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522455.pdf

EFTA01572527Set 10

2012-07-0128p3,772w

Cost INTEL CORP @ 25.2905 784.01 BROKERAGE 0.62 TAX &/OR SEC .02 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 458140-10-0) Quantity (31.000) Per Unit Amount 25.27 Proceeds 783.37 Tax Cost ... Settled Securities Purchased 7/17 Purchase 7/20 CONOCOPHILLIPS @ 55.921 782.89 BROKERAGE 0.28 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 20825C-10-4) Quantity 14.000 Per Unit Amount 55.941 Market Cost (783.17) Page

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572527.pdf

EFTA01522304Set 10

2012-11-301p255w

PEPSICO INC 0 69.3508 69.35 BROKERAGE 0.02 1.000 89.37 (69.37) * 11/5 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 713448-10-8) 10131 Purchase STAPLES INC 11.507 138.08 BROKERAGE ... BROKERAGE 0.14 7.000 11.5W (81.18) 11/6 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 855030-10-2) JP Morgan Page 12 of 17 Confidential Treatment Requested by JPMorgan JPM-SDNY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522304.pdf

EFTA01572702Set 10

2012-12-0136p3,681w

NATURAL RESOURCES INC @ 29.6029 29.60 BROKERAGE 0.02 TAX &/OR SEC .01 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 18683K-10-1) CLIFFS NATURAL RESOURCES INC @ 29.1552 58.31 BROKERAGE ... NATURAL RESOURCES INC @ 28.5427 171.26 BROKERAGE 0.12 TAX &/OR SEC .01 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 18683K-10-1) CLIFFS NATURAL RESOURCES INC @ 28.6774 372.81 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572702.pdf

EFTA01522412Set 10

2013-06-011p252w

6/27 High Cost BROKERAGE 1.80 TAX S/OR SEC .16 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 539630-10-9) 6/24 Sale LOCKHEED MARTIN CORP 0 104.45 626.70 BROKERAGE ... BROKERAGE 148.000 49.74 (7.361.45) 6/20 2.96 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 37033410-4) 6/18 Purchase GENERAL MILLS INC C 49.8166 &636.61 BROKERAGE 73.000 49.837 (3,638.07) 6/21 1.46 GOLDMAN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522412.pdf

EFTA01520799Set 10

2011-09-301p203w

12/21/2001 HELD BY DTC BOOK ENTRY ONLY MERRILL LYNCH PIERCE FENNER & SMIT TRADE DATE 09/12/11 (ID: 649903-F5-5) 9'12 Receipt of Assets HSBC FINANCE CORP MEDIUM TERM NOTE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01520799.pdf

EFTA01522243Set 10

2012-07-311p118w

Purchase CONOCOPHILLIPS C 56.921 782.89 BROKERAGE 0.28 14.000 55.941 (783.17) 7/20 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 20825C.10-4) J.P.Morgan Page 11 of 11 Confidential Treatment Requested by JPMorgan JPM-SDNY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522243.pdf

EFTA01520798Set 10

2011-09-301p200w

05/13/2008 HELD BY DTC BOOK ENTRY ONLY MERRILL LYNCH PIERCE FENNER & SMIT TRADE DATE 09/12/11 (ID: 649903-B4-2) J.P.Morgan Page 15 of 29 Confidential Treatment Requested by JPMorgan

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01520798.pdf

EFTA01522305Set 10

2012-11-011p274w

Purchase PEPSICO INC 69.3468 69.35 BROKERAGE 0.02 1.000 89.37 (69.37) 11/9 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 713448-10-8) JP Morgan Page 13 of 17 Confidential Treatment Requested

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522305.pdf

EFTA01522478Set 10

2013-10-011p217w

BROKERAGE 0.57 38.000 63.758 (2,422.00) 10/4 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 87612E-10-6) 10/1 Purchase TARGET CORP @ 63.799 2,424.38 BROKERAGE 0.57 38.000 63.814 (2,424.93) 10/4 U0UIDNET

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522478.pdf

EFTA01572448Set 10

2012-05-0145p5,416w

PHILLIPS 66 @ 29.3905 852.32 BROKERAGE 0.58 TAX &/OR SEC .02 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 718546-10-4) PEOPLE'S UNITED FINANCIAL INC @ 12.23 220.14 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572448.pdf