EFTA00387400Set 9
2013-07-177p1,921w
NTRS, PNC, STJ, TXT, USB, CHFC, FBRC, FRC, IGTE, KNL,
LEE, MIICF, NVS, PJC, WNS
Reporting Post-Close: AXP, EBAY, IBM, INTC, KMI, NE, SLM, SNDK, XLNX, AF, ALB, BPFH
https://www.justice.gov/epstein/files/DataSet%209/EFTA00387400.pdf
EFTA00329451Set 9
2016-02-047p2,413w
MSCI, NYT, NAO, ODFL, OMAM, PTEN, PENN, PJC, PBH, PRLB, REDF, RFP, RSTI, SBH, SAP CN,
SANS, STRA, SPH, TDY, TPX, UTEK, VLP, VIRT, WILN
Reporting Post-Close
https://www.justice.gov/epstein/files/DataSet%209/EFTA00329451.pdf
EFTA00414936Set 9
2012-04-185p1,806w
HBAN, PNC, STJ, TXT, ASML, BLX, CTBI, FCFS,
FRC, JAKK, MEG, MIICF, NYB, PII, PJC, SYBT, SYT, VCBI, WNS
Reporting Post-Close: AXP, EBAY, FFIV, LRCX, MAR, NE, QCOM
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414936.pdf
EFTA00413482Set 9
2012-05-096p1,995w
MERU, TBI, ENB, PACW,
SPF, STRN, DYAX, JWN, MXWL, RCKY, SPWR, USBI, PHC, PJC, CPA, NSYS, PHM, LBAI, OVBC, PDS,
BLMT, MCOX
Equity/Mixed Shelfs: FRT, ELS
Other Newspaper Articles
https://www.justice.gov/epstein/files/DataSet%209/EFTA00413482.pdf
EFTA00425821Set 9
2011-10-195p1,652w
ATMI, BPOP, CTBI, CRH, FCFS, KCG, KNL, LUFK, MEG, NYB, PJC, ROC, SCL,
SEIC, ST, SYBT, TIN, VCBI, WNS, WABC
Reporting Post-Close: AXP, EBAY, ETFC, EW, LRCX
https://www.justice.gov/epstein/files/DataSet%209/EFTA00425821.pdf
EFTA00370756Set 9
2014-04-247p2,191w
MTRN, MX,
MYE, NTCT, NURO, NYT, ODFL, ORI, OSTK, PAG, PATK, PENN, PJC, PSTB, PTEN, RCL, RS, RTIX, RTN, RYL, SFE,
SILC, SNBC, SONS, SQNS
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370756.pdf
EFTA00390701Set 9
2013-05-088p2,645w
CWEI, NATR, CBU, CSL, MCY,
ALSN, SPF, CRDB, HE, HSNI, MFSF, RCKY, SIX, ENB, PJC, SLF, CPA, ETRM, LPLA, PHM, PDS, DECK, RIO
Equity/Mixed Shelfs: N/A
Other Newspaper Articles & Stories
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390701.pdf
EFTA02149039Set 10
2013-01-308p1,848w
CVLT, DHX, DSPG, EVR, FCF, FHCO, HAE, HNT, MAN,
MGAM, MKTX, MTOR, NYCB, OW, PJC, SAIA, SEIC, SLAB, SMED, SPILL, STBZ, TCB, UTL, VLY,
WRLD
Reporting Post-Close
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02149039.pdf
EFTA02107482Set 10
2014-04-248p2,185w
MTRN,
MX, MYE, NTCT, NURO, NYT, ODFL, ORI, OSTK, PAG, PATK, PENN, PJC, PSTB, PTEN, RCL, RS,
RTIX, RTN, RYL, SFE, SILC, SNBC, SONS, SANS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02107482.pdf
EFTA00435925Set 9
2011-04-064p1,245w
Barclays upgrades KWK & DNR, KBW downgrades WDR, HSBC upgrades SYMN
Key Research: Ticonderoga initiates PJC (neutral), KeyBanc initiates EXP/USG (holds) & AWI
(buy), Bofa upgrades WF
Key Research: Cannacord upgrades BARC.LN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00435925.pdf