EFTA01398548Set 10
2018-02-0735p3,835w
Subject: RE: New Derivatives account. [I]
From: Paolo De-Leon
Date: Wed, 07 Feb 2018 15:29:55 -0500
To: Teresa Metallo <
Keith Buckholz <
Cc: Jason Wang
Dawn Forbes
Teresa ... know who your points of contact are in AML/Onboarding?
Thank you,
Paolo
From: Teresa Metallo
Sent: Wednesday, February 07, 2018 12:26 PM
To: Keith Buckholz
Cc: Jason Wan ; Paolo ... Sent: Wednesday, February 07, 2018 10:24 AM
To: Teresa Metallo
Cc: Jason Wang ; Paolo De-Leon
Subject: RE: New Derivatives account. [I]
Classification: For internal use only
Hi Teresa
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398548.pdf
EFTA01398320Set 10
2018-02-0632p3,567w
Subject: RE: New Derivatives account. [I]
From: Paolo De-Leon
Date: Tue, 06 Feb 2018 17:22:29 -0500
To: Teresa Metallo
Cc: Keith Buckholz
Jason Wang
Hi Teresa,
Fortunate ... documents.
Are you in agreement with this proposal?
Regards,
Paolo
From: Teresa Metallo
Sent: Thursday, Januar 18, 2018 12:11 PM
To: Paolo De-Leon ; Surendra Singh
; Abhijit Mukherjee < ; Debra ... Srikanta Gouda
<fx-
Subject: RE: New Derivatives account. [I]
Classification: For internal use only
Paolo,
EFTA01398320
I will set up a call with all to discuss how we can support
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398320.pdf
EFTA01398352Set 10
2018-01-1830p3,248w
Abhijit Mukherjee
Cc: Keith Buckholz
Srikanta Gouda
Paolo De-Leon
Surendra Singh
CUSTOMERBUILD BLO
Classification: For internal use only
Hi Abhijit,
Please provide the Credit Agreement, KYC evidence, SIC code ... January 18, 2018 11:20 AM
To: CUSTOMERBUILD BLO
Cc: Keith Buckholz ; Srikanta Gouda
; Paolo De-Leon >; Surendra
Singh ; Sendhil-kumar K
Subject: RE: New Derivatives account. [I]
Classification ... Level 2 escalations please contact Melvin V at email id :
Icid:image009.png@OlD03F70.4C7A39B01
From: Paolo De-Leon
Sent: Thursday, January 18, 2018 9:02 PM
To: Surendra Sin h < Abhijit
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398352.pdf
EFTA01398599Set 10
2018-01-1726p2,899w
From: Sachiva Gupta <a
Date: Wed, 17 Jan 2018 11:06:32 -0500
To: Paolo De-Leon <la,
Abhijit Mukherjee
Cc: Keith Buckholz
Classification: For internal use only
Hi,
Please ... Mobile
Email mailto
Go green. Consider the environment before printing this email.
From: Paolo De-Leon
Sent: Wednesday, Januar 17, 2018 11:02 AM
To: Sachiva Gu to < ; Abhijit Mukherjee ... Abhijit,
Kindly just following up please. Can you please provide an update.
Thanks,
Paolo
From: Paolo De-Leon
Sent: Thursday, January
To: Sad i ta >; Abhijit Mukherjee
Cc: Keith Buckholz
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398599.pdf
EFTA01398390Set 10
2018-01-1725p2,759w
Subject: RE: New Derivatives account. [I]
From: Paolo De-Leon ‹ >
Date: Wed, 17 Jan 2018 11:01:56 -0500
To: Sachiva Gupta
Abhijit Mukherjee
Cc: Keith Buckholz
Hi Sachiva ... Abhijit,
Kindly just following up please. Can you please provide an update.
Thanks,
Paolo
From: Paolo De-Leon
Sent: Thursday, January 11, 2018 4:55 PM
To: Sachiva Gupta Abhijit ... facility in
LS2 so that the collateral can be linked to the DDR.
Thanks,
Paolo
EFTA01398390
{cid:image008.png@OlD03F70.4C7A3960}
Paolo De Leon
Assistant Vice President I Credit Risk Officer
Deutsche
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398390.pdf
EFTA01398628Set 10
2018-01-1123p2,541w
Subject: RE: New Derivatives account. [I]
From: Paolo De-Leon ‹ >
Date: Thu, 11 Jan 2018 11:54:38 -0500
To: Diana Canter
Teresa Metallo
Cc: Keith Buckholz
Thanks,
Please retrieve ... N4G025403
N4G026161
From: Diana Canter
Sent: Thursday, January 11, 2018 11:45 AM
To: Paolo De-Leon >; Teresa Metallo
Cc: Keith Buckholz
Subject: RE: New Derivatives account. [I]
These ... Wealth Management
1 South Street, 21202-3298 Baltimore, MD, USA
Tel.
Fax
Email
From: Paolo De-Leon
Sent: Thursday, January 11, 2018 11:33 AM
To: Teresa Metallo
Cc: Diana
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398628.pdf
EFTA01408552Set 10
2018-02-285p543w
what needs to be done here?
On Feb 27, 2018, at 08:58, Paolo De-Leon < > wrote:
Thanks Davide,
You can continue to send directly ... appropriate
teams to have them set up on the margining system.
Thanks again!
Paolo
From: Davide-A Sferrazza
Sent: Monday, February 26, 2018 5:36 PM
To:
c: IMENNaiala ... Keith Buckholz
Subject: RE: KCP Collateral Flow [I] [C]
Classification: Confidential
Paolo,
Please see the requested docs attached for Southern Financial LLC.
Will provide for the other two entities when
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01408552.pdf
EFTA01398590Set 10
2018-02-225p560w
Subject: RE: KCP Collateral Flow [I]
From: Paolo De-Leon < E >
Date: Thu, 22 Feb 2018 09:42:16 -0500
To: Keith Buckholz ‹ >
Great, thanks and will do!
From: Keith ... Buckholz
Sent: Thursday, Februar 22, 2018 9:42 AM
To: Paolo De-Leon >
Subject: RE: KCP Collateral Flow [I]
Classification: For internal use only
Yes. She seems to be more ... well versed then our group.
Regards,
Keith
From: Paolo De-Leon
Sent: Thursday, Februar 22 2018 9:27 AM
To: Keith Buckholz
Subject: RE: KCP Collateral Flow [I]
GM Keith
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398590.pdf
EFTA01398528Set 10
2018-01-1020p2,070w
Subject: RE: New Derivatives account. [I]
From: Paolo De-Leon
Date: Thu, 11 Jan 201: 7:2
To: Teresa Metallo
Cc: Diana Canter
Keith Buckholz
Hello Teresa,
Can you kindly ... below documents for Southern Financial LLC?
KYC Document
PCR Document
RDC Document
Thank you,
Paolo
{cid:image008.png@OlD03F70.4C7A39B0}
Paolo De Leon
Assistant Vice President I Credit Risk Officer
Deutsche Bank ... Canter
Sent: Wednesday, January 10, 2018 1:39 PM
To: Keith Buckholz
EFTA01398528
Cc: Paolo De-Leon
Subject: RE: New Derivatives account. [I]
Sure — let me know if u need
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398528.pdf
EFTA01398595Set 10
2018-02-264p488w
Flow I C
From: Davide-A Sferrazza
Date: Mon, 26 Feb 2018 17: : -
To: Paolo De-Leon •I a>
Cc: Xavier Avila
Keith Buckholz
Classification: Confidential
Paolo,
Please ... there someone
I should send these to directly going forward?
Thanks,
Davide
From: Paolo De-Leon
Sent: Thursday, February 22, 2018 10:02 AM
To: Davide-A Sferrazza , Xavier Avila ... reach out to if you need some
pointing in the right direction.
Thanks,
Paolo
From: Davide-A Sferrazza
Sent: Wednesday, Februar 21, 2018 6:54 PM
To: Xavier Avila ; Keith
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398595.pdf
EFTA01398415Set 10
2018-01-1020p2,358w
Subject: RE: New Derivatives account. [I]
From: Paolo De-Leon a>
Date: Wed, 10 Jan 2018 17:13:28 -0500
To: Keith Buckholz
Of course, sounds good and will ... From: Keith Buckholz
Sent: Wednesday, Januar 10, 2018 5:11 PM
To: Paolo De-Leon >
Subject: FW: New Derivatives account. [I]
Classification: For internal use only
Paolo,
Do you mind ... Diana Canter
Sent: Wednesday, January 10, 2018 1:39 PM
To: Keith Buckholz
Cc: Paolo De-Leon
Subject: RE: New Derivatives account. [I]
Sure — let me know if u need
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398415.pdf
EFTA01398583Set 10
2018-03-065p456w
Subject: RE: Southern Financial LLC [I]
From: Paolo De-Leon a>
Date: Tue, 06 Mar 2018 15:35:01 -0500
To: CUSTOMERBUILD BLO
Abhijit Mukherjee
Cc: Keith Buckholz ... Hello Sendhil,
Please utilize the below SIC Code:
6159
Miscellaneous Business Credit Institutions
Thanks,
Paolo
From: Sendhil-kumar K On Behalf Of CUSTOMERBUILD BLO
Sent: Monday, March ... Paolo De-Leon ; Abhijit Mukherjee
Cc: Keith Buckholz ; CRM-PWM Derivatives
; Collateral Admin-NY
CUSTOMERBUILD BLO
Subject: RE: Southern Financial LLC [I]
Classification: For internal use only
Hi Paolo,
EFTA01398583
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398583.pdf
EFTA01408670Set 10
2018-03-055p444w
Subject: FW: Southern Financial LLC I
From: Paolo De-Leon
Date: Mon, 05 Mar 2018 16:17:11 -0500
To: Davide-A Sferrazza ... Behalf Of CUSTOMERBUILD BLO
Sent: Monday, March 05, 2018 2:51 PM
To: Paolo De-Leo ; Abhijit Mukherjee
CRM-PWM Derivatives
; Collateral Admin-NY
CUSTOMERBUILD BLO
Subject: RE: Southern inancia ... Classification: For internal use only
Hi Paolo,
6700 SIC code is not available in LS2, please provide the alternative one.
Hi Abhijit,
Please confirm the customer profile for this request
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01408670.pdf
EFTA01398316Set 10
2018-02-224p421w
Subject: RE: KCP Collateral Flow [I]
From: Paolo De-Leon < =.>
Date: Thu, 22 Feb 2018 10:01:52 -0500
To: Davide-A Sferrazza
Xavier Avila
Keith Buckholz
GM Davide ... reach out to if you need some
pointing in the right direction.
Thanks,
Paolo
From: Davide-A Sferrazza
Sent: Wednesday, February 21, 2018 6:54 PM
To: Xavier Avila ; Keith ... Buckholz
Cc: Paolo De-Leon
Subject: RE: KCP Collateral Flow [I]
Classification: For internal use only
Yes, happy to take point here.
EFTA01398316
Like Xavi mentions, I'm also
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398316.pdf
EFTA01398521Set 10
2018-02-224p498w
Subject: RE: KCP Collateral Flow [I]
From: Paolo De-Leon < E >
Date: Thu, 22 Feb 2018 09:27:15 -0500
To: Keith Buckholz ‹ >
GM Keith,
We were only sent ... Teresa as
her team was previously in charge of retrieving those docs?
Thanks,
Paolo
From: Keith Buckholz
Sent: Thursday, Februar 22 2018 9:22 AM
To: Paolo De-Leon
Subject ... Sent: Wednesday, February 21, 2018 6:54 PM
To: Xavier Avila ; Keith Buckholz
Cc: Paolo De-Leon
Subject: RE: KCP Collateral Flow [I]
Classification: For internal use only
Yes, happy
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398521.pdf
EFTA01398525Set 10
2018-02-273p276w
Subject: RE: Southern Financial LLC [I]
From: Paolo De-Leon a>
Date: Tue, 27 Feb 2018 09:51:38 -0500
To: Keith Buckholz
Sounds good, I'll definitely have ... these docs.
From: Keith Buckholz
Sent: Tuesday, February 27, 2018 9:37 AM
To: Paolo De-Leon a>
Subject: RE: Southern Financial LLC [I]
Classification: For internal use only ... knowledge.
I'll update the OTC Onboarding doc this afternoon (the DDR section).
From: Paolo De-Leon
Sent: Tuesday, Februar 27, 2018 9:32 AM
To: Keith Buckholz
Subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398525.pdf
EFTA01406257Set 10
2018-03-164p470w
Davide-A Sferrazza •c >
Date: Fri, 16 Mar 2018 10:51:32 -0400
To: Paolo De-Leon ‹ >
Classification: For internal use only
That's great — thanks for your help ... will hopefully be able
to get you those docs next week
Thanks,
Davide
From: Paolo De-Leon
Sent: Friday, March 16, 2018 10:51 AM
To: -A Sferrazza ‹ >
Subject ... Sent: Wednesday, Februar 21, 2018 6:54 PM
To: Xavier Avila ; Keith Buckholz
Cc: Paolo De-Leon
Subject: RE: KCP Collateral Flow [I]
EFTA01406257
Classification: For internal use only
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406257.pdf
EFTA01398625Set 10
2018-02-273p281w
Subject: RE: Southern Financial LLC [I]
From: Paolo De-Leon <a
Date: Tue, 27 Feb 2018 10:11:29 -0500
To: Keith Buckholz
Davide has confirmed to me that those ... them turned around. Thanks.
From: Keith Buckholz
Sent: Tuesday, Febra..11.1
To: Paolo De-Leon
Subject: RE: Southern Financial LLC [I]
Classification: For internal use only
You might want ... knowledge.
I'll update the OTC Onboarding doc this afternoon (the DDR section).
From: Paolo De-Leon
Sent: Tuesday, Febradliiiii.
To: Keith Buckholz >
Subject: RE: Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398625.pdf
EFTA01356224Set 10
2019-06-211p203w
From: Paolo De-Leon
Sent: 6/25/2019 5:45:15 PM
To: Oliver Esslinger
CC: Ellenoi Jarvis ; Funda Bozkurt ; Keith Buckholz
I; Joseph Cothron
Subject: RE: Cases for this Week - 6/21 ... xlsx
Classification: For internal use only
Hello Oliver,
Please see attached.
Kind regards,
Paolo
From: Oliver Esslinger
Sent: Friday, June 21, 2019 12:18 PM
To: Paolo De-Leon ... Cothron
Subject: Re: Cases for this Week - 6/21[II
Works for me.
Thank you Paolo
On Jun 21, 2019, at 12:15, Paolo De-Leon > wrote:
Classification: For internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356224.pdf
EFTA01356162Set 10
2018-02-061p230w
clients that we are eager to get set up on the DDR.
Thanks,
Paolo
From: Paolo De-Leon
Sent: Tuesday, February 06, 2018 5:22 PM
To: Teresa Metallo ... documents.
Are you in agreement with this proposal?
Regards,
Paolo
From: Teresa Metallo
Sent: Thursday, January 18, 2018 12:11PM
To: Paolo De-Leon < >; Surendra Singh Abhijit Mukherjee
< :.; Debra Jasper ... Srikanta Gouda .: 1>;
Subject: RE: New Derivatives account. [I]
Classification: For Internal use only
Paolo,
I will set up a call with all to discuss how we can support these
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356162.pdf