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Corpus: 1990-03-17 – 2025-12-01

January 2016

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Results by Dataset40 total

Set 9

Set 10

Set 11

results for “"Par New Issue Syndicate"”

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EFTA01741785Set 10

2016-01-196p1,002w

Wanted to show Southern Trust Company a new issue preferred coming today: $25 Par New Issue Syndicate Offering: Wells Fargo & Company (WFC) Issuer: Wells Fargo & Company (Ticker: WFC) Securities Offered

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01741785.pdf

EFTA00643481Set 9

2016-02-223p503w

Par Preferred that I wanted to show Southern Trust Company. Details: $25 Par New Issue Syndicate Offering: eBay Inc. (EBAY) Issuer: eBay Inc. (Ticker: EBAY) Securities Offered: Senior unsecured notes

https://www.justice.gov/epstein/files/DataSet%209/EFTA00643481.pdf

EFTA02471457Set 11

2016-02-225p612w

Par Preferred that I wanted to show Southern Trust Comp=ny. Details: $25 Par New Issue Syndicate Offering: eBay Inc. (EBAY)<=> 2 EFTA_R1_01583031 EFTA02471458 Issuer: =C240 eBay

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02471457.pdf

EFTA01043882Set 9

2017-06-064p656w

Energy new issue $25 par preferred in the 9% area. Details $25 Par New Issue Syndicate Offering: NGL Energy Partners LP (NGL) Issuer: NGL Energy Partners LP (NGL) Securities Offered

https://www.justice.gov/epstein/files/DataSet%209/EFTA01043882.pdf

EFTA00818633Set 9

2016-09-123p509w

Morgan Stanley is pricing a new issue $25 par preferred today. Details: $25 Par New Issue Syndicate Offering: The Southern Company (SO) Issuer: The Southern Company (SO) Securities Offered: Series

https://www.justice.gov/epstein/files/DataSet%209/EFTA00818633.pdf

EFTA00821980Set 9

2016-08-112p398w

Morgan Stanley is pricing a new issue $25 Par Preferred today. Details: $25 Par New Issue Syndicate Offering: Qwest Corporation (CTL) Issuer: Qwest Corporation (Ticker: CTL) Parent Company: CenturyLink

https://www.justice.gov/epstein/files/DataSet%209/EFTA00821980.pdf

EFTA00823474Set 9

2016-07-262p550w

also pricing a new issue COF $25 Par Preferred today. Details: $25 Par New Issue Syndicate Offering: Capital One Financial Corporation (COF) Issuer: Capital One Financial Corporation (Ticker: COF) Securities

https://www.justice.gov/epstein/files/DataSet%209/EFTA00823474.pdf

EFTA00826006Set 9

2016-06-082p528w

Stanley is pricing a new issue WFC $25 par preferred today. Details: $25 Par New Issue Syndicate Offering: Wells Fargo & Company (WFC) Issuer: Wells Fargo & Company (Ticker: WFC) Securities Offered

https://www.justice.gov/epstein/files/DataSet%209/EFTA00826006.pdf

EFTA02461161Set 11

2016-06-084p653w

Stanley is pricing a new issue WFC $25 par=preferred today. Details: $25 Par New Issue Syndicate Offering:</=> EFTA_R1_01567043 EFTA02461161 Wells Fargo & Company

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02461161.pdf

EFTA02461200Set 11

2016-06-084p669w

Stanley is pricing a new issue WFC $25 par=preferred today. Details: $25 Par New Issue Syndicate Offering:</=> EFTA_R1_01567087 EFTA02461200 Wells Fargo & Company

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02461200.pdf

EFTA02461325Set 11

2016-06-085p821w

Stanley is pricing a new issue WFC $25 par=preferred today. Details: $25 Par New Issue Syndicate Offering4=> Wells Fargo & Company

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02461325.pdf

EFTA00826584Set 9

2016-05-313p565w

that I wanted to show Southern Trust Company. Here are the details: $25 Par New Issue Syndicate Offering: NextEra Energy Capital Holdings Issuer: NextEra Energy Capital Holdings, Inc. Unconditionally

https://www.justice.gov/epstein/files/DataSet%209/EFTA00826584.pdf

EFTA00629150Set 9

2017-04-182p455w

pricing a new issue $25 par preferred today. Here are the details: $25 Par New Issue Syndicate Offering: Qwest Corporation (CTL) Issuer: Qwest Corporation ("CTL") Parent Company: CenturyLink Inc. Securities

https://www.justice.gov/epstein/files/DataSet%209/EFTA00629150.pdf

EFTA00703912Set 9

2016-01-192p552w

https://www.justice.gov/epstein/files/DataSet%209/EFTA00703912.pdf

EFTA02474885Set 11

2016-01-194p661w

anted to show Southern Trust Company a new issue preferred coming today: $25 Par New Issue Syndicate O=fering: Wells Fargo & Company (WFC) =C240

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02474885.pdf

EFTA02450847Set 11

2016-09-125p713w

Stanley is pricing a new issue $25 par preferred t=day. Details: $25 Par New Issue Syndicate Offering:=/p> The Southern Company (SO) =C240 40=A0 =C2.> Issuer

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02450847.pdf

EFTA01061254Set 9

2016-11-212p527w

new issue COF $25 par preferred pricing today. Here are the details: $25 Par New Issue Syndicate Offering: Capital One Financial Corporation (COF) Issuer: Capital One Financial Corporation (Ticker

https://www.justice.gov/epstein/files/DataSet%209/EFTA01061254.pdf

EFTA00848541Set 9

2015-08-172p523w

Rich, Here is another New Issue Pfd Pricing today. Speak soon, Andrew $25 Par New Issue Syndicate Offering: Capital One Financial Corporation (COF) Issuer: Capital One Financial Corporation (Ticker

https://www.justice.gov/epstein/files/DataSet%209/EFTA00848541.pdf

EFTA00826824Set 9

2016-05-252p454w

show STC. Investment grade with price talk in the 5.50% area. $25 Par New Issue Syndicate Offering: Gabelli Utility Trust (GUT) Issuer: Gabelli Utility Trust (Ticker: GUT) Size: $50mm

https://www.justice.gov/epstein/files/DataSet%209/EFTA00826824.pdf

EFTA00671309Set 9

2016-07-112p497w

Stifel Financial Corp. Price talk is 6.50% - 6.625%. Here are details: $25 Par New Issue Syndicate Offering: Stifel Financial Corp (SF) Issuer: Stifel Financial Corp (Ticker: SF) Securities Offered: Depositary

https://www.justice.gov/epstein/files/DataSet%209/EFTA00671309.pdf