Epstein Files Search

EFTA01388303Set 10

1p425w

Date in accordance with the provisions of Article 18 of these 2006 Definitions. (b) Physical Settlement. If "Physical" or "Physical Settlement" is specified for a Swaption in the related Confirmation ... means that 'Physical Settlement" is applicable to the Swaption and that Seller grants to Buyer pursuant to the Swaption the right to cause the Underlying Swap Transaction (which ... Swap Transaction in respect of which Buyer is the Floating Rate Payer. ARTICLE 15 PHYSICAL SETTLEMENT OF SWAPTIONS Section 15.1. Physical Settlement. In respect of each Exercise Date under

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01388303.pdf

EFTA00506026Set 9

44p14,024w

maturity; If stock price at maturity is less than the put strike price: — Physical settlement: Investor delivers shares and receives the put strike price Payment at — Cash settlement: Investor receives ... maturity' If stock price at maturity is less than the put strike price: — Physical settlement: Investor delivers shares and receives the put strike price — Cash settlement: Investor receives the difference ... stock price at maturity is greater than the call strike price: Maturity — Physical settlement: Investor delivers shares and receives the call strike price — Cash settlement: Investor pays the difference between

https://www.justice.gov/epstein/files/DataSet%209/EFTA00506026.pdf

EFTA01091832Set 9

2004-11-1967p15,221w

Rule 16a-1(h)] and is matchable for Section 16(b) profit-forfeiture rule - Physical settlement probably should not constitute a purchase-equivalent - Cash settlement less clear for Section

https://www.justice.gov/epstein/files/DataSet%209/EFTA01091832.pdf

EFTA01436668Set 10

331p68,401w

EFTA01436677 ARTICLE 14 GENERAL TERMS AND PROVISIONS RELATING TO SETTLEMENT OF SWAPTIONS SECTION 14.1. PHYSICAL SETTLEMENT OF SWAPTIONS SECTION 15.1. Physical Settlement 95 ARTICLE 16 OPTIONAL EARLY TERMINATION SECTION

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01436668.pdf

EFTA01365476Set 10

1p583w

settlement date of any sale of an obligation (or, in the case of physical settlement, no later than the Business Day preceding such date), certifying with respect to settlements after ... redemption or payment in full of a Pledged Obligation (or, in the case of physical settlement, no later than the Business Day preceding such date) certifying that such obligation ... settlement date of an exchange, tender or sale (or, in the case of physical settlement, no later than the Business Day preceding such date), certifying that

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365476.pdf

EFTA01388302Set 10

1p697w

swap rates quoted by the Cash Settlement Reference Banks (which, if Physical Settlement is specified to be applicable or if institutions arc not specified in the related Confirmation, will ... dealers selected by Seller in good faith) using the relevant Quotation Rate (or, if Physical Settlement is specified to be applicable or if a Quotation Rate is not specified

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01388302.pdf

EFTA01536686Set 10

2010-07-0177p7,285w

MONTH LIBOR DEAL 5168074 4.35% PAY FIXED, S 30/360 NEW SWAP #5168074 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5166838 JPMORGAN CHASE BANK TRADE DATE 07/14/10 7/16 Interest Income ... MONTH LIBOR DEAL 5168723 4.35% PAY FIXED, S 30/360 NEW SWAP #5168723 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5164984 JPMORGAN CHASE BANK TRADE DATE 07/26/10 7/28 Misc. Disbursement LONG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01536686.pdf

EFTA01537248Set 10

2010-07-0177p7,285w

MONTH LIBOR DEAL 5168074 4.35% PAY FIXED, S 30/360 NEW SWAP #5168074 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5166838 JPMORGAN CHASE BANK TRADE DATE 07/14/10 7/16 Interest Income ... MONTH LIBOR DEAL 5168723 4.35% PAY FIXED, S 30/360 NEW SWAP #5168723 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5164984 JPMORGAN CHASE BANK TRADE DATE 07/26/10 7/28 Misc. Disbursement LONG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01537248.pdf

EFTA01537556Set 10

2010-07-0177p7,285w

MONTH LIBOR DEAL 5168074 4.35% PAY FIXED, S 30/360 NEW SWAP #5168074 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5166838 JPMORGAN CHASE BANK TRADE DATE 07/14/10 7/16 Interest Income ... MONTH LIBOR DEAL 5168723 4.35% PAY FIXED, S 30/360 NEW SWAP #5168723 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5164984 JPMORGAN CHASE BANK TRADE DATE 07/26/10 7/28 Misc. Disbursement LONG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01537556.pdf

EFTA01536994Set 10

2010-07-0177p7,280w

MONTH LIBOR DEAL 5168074 4.35% PAY FIXED, S 30/360 NEW SWAP #5168074 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5166838 JPMORGAN CHASE BANK TRADE DATE 07/14/10 7/16 Interest Income ... MONTH LIBOR DEAL 5168723 4.35% PAY FIXED, S 30/360 NEW SWAP #5168723 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5164984 JPMORGAN CHASE BANK TRADE DATE 07/26/10 7/28 Misc. Disbursement LONG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01536994.pdf

EFTA01537071Set 10

2010-07-01100p9,883w

MONTH LIBOR DEAL 5168074 4.35% PAY FIXED, S 30/360 NEW SWAP #5168074 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5166838 JPMORGAN CHASE BANK TRADE DATE 07/14/10 7/16 Interest Income ... MONTH LIBOR DEAL 5168723 4.35% PAY FIXED, S 30/360 NEW SWAP #5168723 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5164984 JPMORGAN CHASE BANK TRADE DATE 07/26/10 7/28 Misc. Disbursement LONG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01537071.pdf

EFTA01537633Set 10

2010-07-0177p7,285w

MONTH LIBOR DEAL 5168074 4.35% PAY FIXED, S 30/360 NEW SWAP #5168074 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5166838 JPMORGAN CHASE BANK TRADE DATE 07/14/10 7/16 Interest Income ... MONTH LIBOR DEAL 5168723 4.35% PAY FIXED, S 30/360 NEW SWAP #5168723 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5164984 JPMORGAN CHASE BANK TRADE DATE 07/26/10 7/28 Misc. Disbursement LONG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01537633.pdf

EFTA01537479Set 10

2010-07-0177p7,329w

MONTH LIBOR DEAL 5168074 4.35% PAY FIXED, S 30/360 NEW SWAP #5168074 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5166838 JPMORGAN CHASE BANK TRADE DATE 07/14/10 7/16 Interest Income ... MONTH LIBOR DEAL 5168723 4.35% PAY FIXED, S 30/360 NEW SWAP #5168723 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5164984 JPMORGAN CHASE BANK TRADE DATE 07/26/10 7/28 Misc. Disbursement LONG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01537479.pdf

EFTA01537787Set 10

2010-07-0177p7,329w

MONTH LIBOR DEAL 5168074 4.35% PAY FIXED, S 30/360 NEW SWAP #5168074 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5166838 JPMORGAN CHASE BANK TRADE DATE 07/14/10 7/16 Interest Income ... MONTH LIBOR DEAL 5168723 4.35% PAY FIXED, S 30/360 NEW SWAP #5168723 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5164984 JPMORGAN CHASE BANK TRADE DATE 07/26/10 7/28 Misc. Disbursement LONG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01537787.pdf

EFTA01536840Set 10

2010-07-0177p7,329w

MONTH LIBOR DEAL 5168074 4.35% PAY FIXED, S 30/360 NEW SWAP #5168074 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5166838 JPMORGAN CHASE BANK TRADE DATE 07/14/10 7/16 Interest Income ... MONTH LIBOR DEAL 5168723 4.35% PAY FIXED, S 30/360 NEW SWAP #5168723 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5164984 JPMORGAN CHASE BANK TRADE DATE 07/26/10 7/28 Misc. Disbursement LONG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01536840.pdf

EFTA01536763Set 10

2010-07-0177p7,329w

MONTH LIBOR DEAL 5168074 4.35% PAY FIXED, S 30/360 NEW SWAP #5168074 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5166838 JPMORGAN CHASE BANK TRADE DATE 07/14/10 7/16 Interest Income ... MONTH LIBOR DEAL 5168723 4.35% PAY FIXED, S 30/360 NEW SWAP #5168723 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5164984 JPMORGAN CHASE BANK TRADE DATE 07/26/10 7/28 Misc. Disbursement LONG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01536763.pdf

EFTA01537402Set 10

2010-07-0177p7,329w

MONTH LIBOR DEAL 5168074 4.35% PAY FIXED, S 30/360 NEW SWAP #5168074 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5166838 JPMORGAN CHASE BANK TRADE DATE 07/14/10 7/16 Interest Income ... MONTH LIBOR DEAL 5168723 4.35% PAY FIXED, S 30/360 NEW SWAP #5168723 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5164984 JPMORGAN CHASE BANK TRADE DATE 07/26/10 7/28 Misc. Disbursement LONG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01537402.pdf

EFTA01537710Set 10

2010-07-0177p7,329w

MONTH LIBOR DEAL 5168074 4.35% PAY FIXED, S 30/360 NEW SWAP #5168074 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5166838 JPMORGAN CHASE BANK TRADE DATE 07/14/10 7/16 Interest Income ... MONTH LIBOR DEAL 5168723 4.35% PAY FIXED, S 30/360 NEW SWAP #5168723 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5164984 JPMORGAN CHASE BANK TRADE DATE 07/26/10 7/28 Misc. Disbursement LONG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01537710.pdf

EFTA01537171Set 10

2010-07-0177p7,329w

MONTH LIBOR DEAL 5168074 4.35% PAY FIXED, S 30/360 NEW SWAP #5168074 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5166838 JPMORGAN CHASE BANK TRADE DATE 07/14/10 7/16 Interest Income ... MONTH LIBOR DEAL 5168723 4.35% PAY FIXED, S 30/360 NEW SWAP #5168723 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5164984 JPMORGAN CHASE BANK TRADE DATE 07/26/10 7/28 Misc. Disbursement LONG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01537171.pdf

EFTA01536917Set 10

2010-07-0177p7,329w

MONTH LIBOR DEAL 5168074 4.35% PAY FIXED, S 30/360 NEW SWAP #5168074 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5166838 JPMORGAN CHASE BANK TRADE DATE 07/14/10 7/16 Interest Income ... MONTH LIBOR DEAL 5168723 4.35% PAY FIXED, S 30/360 NEW SWAP #5168723 RESULTING FROM PHYSICAL SETTLEMENT OF SWAPTION DEAL #5164984 JPMORGAN CHASE BANK TRADE DATE 07/26/10 7/28 Misc. Disbursement LONG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01536917.pdf