Epstein Files Search

EFTA00596126Set 9

2007-01-18183p86,669w

interest due on such debt security as principal (except in the case of a PIK Obligation). With respect to an obligation that provides for the payment of interest ... primary loan origination for U.S. tax purposes. (t) In the case of a PIK Obligation (other than a Partial PIK Obligation), no interest has been deferred or capitalized with respect ... Principal Balance of the Collateral Obligations (other than (i) Defaulted Obligations and (ii) Deferring PIK Obligations), (b) without duplication, the amounts on deposit in the Collection Account and the Ramp

https://www.justice.gov/epstein/files/DataSet%209/EFTA00596126.pdf

EFTA01365322Set 10

1p644w

Collateral Obligations that bear interest at a fixed rate other than Defaulted Obligations. Deferring PIK Obligations and Equity Securities, the weighted average coupon (expressed as a percentage) thereof obtained ... Aggregate Principal Balance for all such Collateral Obligations. With respect to a Partial PIK Obligation, only the portion thereof currently paying interest shall be included in clause (i) above. "Weighted ... Collateral Obligations that bear interest at a floating rate other than Defaulted Obligations, Deferring PIK Obligations and Equity Securities, the weighted average spread (expressed as a percentage) thereof obtained

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365322.pdf

EFTA01376131Set 10

1p688w

Principal Balance of the Collateral Obligations (other than (i) Defaulted Obligations and (ii) Deferring PIK Obligations), (b) without duplication, the amounts on deposit in the Collection Account and the Ramp ... have been held by the Issuer for more than three years) and all Deferring PIK Obligations and (ii) Moody's Collateral Value of all Defaulted Obligations (other than Defaulted Obligations ... have been held by the Issuer for more than three years) and all Deferring PIK Obligations and (d) any unpaid accnied interest on any Collateral Obligation or Eligible Investment that

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376131.pdf

EFTA01365317Set 10

1p709w

first 30 days after such Collateral Obligation becomes a Defaulted Obligation or a Deferring PIK Obligation, the S&P Recovery• Amount of such Defaulted Obligation or Deferring PIK Obligation ... lesser of (i) the S&P Recovery Amount of such Defaulted Obligation or Deferring PIK Obligation and (ii) the Market Value of such Defaulted Obligation or Deferring PIK Obligation ... Recovery Rate" and (ii) the principal balance of such Defaulted Obligation or Deferring PIK Obligation or such higher amount as is approved by S&P. "S&P Recovery Rate": With

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365317.pdf

EFTA01077699Set 9

53p10,450w

Combined Debt Repayments (1.5) (2.0) (2.3) (2.4) (5.9) Combined PIK Interest (2.1) (2.7) (2.7) (2.7) (2.7) Combined Levered FCF 1.9 0.6 4.0 9.0 10.4 FB Extraordinary / Others ... Combined Net Cash Interest (4.4) (1.4) (4.9) (4.8) (4.5) Combined PIK Interest (2.0) (2.5) (2.5) (2.5) (2.6) Combined Levered FCF 2.3 (0.6) 3.0 8.2 11.6 FB Extraordinary / Others ... 12/13 ■ Issuance: June 2012 ■ Spread: 175bps ■ Cash spread: 500bps (400bps in FY 11/12 - ■ PIK interest: 6% ■ Tenor: 5.5 years 12/13) ■ Tenor: 3 years ■ Maturity: 08/2014 ■ PIK interest

https://www.justice.gov/epstein/files/DataSet%209/EFTA01077699.pdf

EFTA01365662Set 10

2017-01-181p576w

spread payable with respect to such unfunded portion. With respect to a Partial PIK Obligation, only the portion thereof currently paying interest shall be included in clause (i) above. "Weighted ... Aggregate Principal Balance of each Collateral Obligation (other than Defaulted Obligations and Deferring PIK Obligations) by the applicable Moody's Rating Factor for the related Obligor, (ii) summing the product ... obtained in clause (i) for all Collateral Obligations (other than Defaulted Obligations and Deferring PIK Obligations) and (iii) dividing the sum obtained in clause (ii) by the Aggregate Principal Balance

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365662.pdf

EFTA01422410Set 10

2011-06-22369p87,774w

conversion into or exchange for an Equity Security; (xv) if it is a PIK Security, is not deferring interest payments and, in the reasonable business judgment of the Investment Manager ... Senior Secured Loans) (ii) Senior Secured Notes and Second Lien Loans, collectively (iii) PIK Securities and Partial PIK Securities, collectively (iv) DIP Loans (v) the Commitment Amount of Revolving Credit ... Portfolio Principal Balance) 95 5 5 7.5 5 no more than 2.5% in PIK Securities Maximum (% of the EFTA01422445 Portfolio Principal Balance) Exceptions and Additional Requirements

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01422410.pdf

EFTA01376372Set 10

1p531w

Deferred Interest Notes": The Notes specified as such in Section 2.3. "Deferring PIK Obligation": (i) My Collateral Obligation (other than a Structured Finance Obligation) that is a PIK Obligation (other ... than a Partial PIK Obligation) in respect of which interest has been deferred or capitalized (and not subsequently paid) and (ii) any Collateral Obligation that is a Structured Finance Obligation ... PIK Obligation (other than a Partial PIK Obligation) (a) rated "Baa3" or higher by Moody's, in respect of which interest has been deferred or capitalized for at least

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376372.pdf

EFTA01365310Set 10

1p587w

interest promised. "Moody's Collateral Value": With respect to any Defaulted Obligation or Deferring PIK Obligation and any date of determination. (A) with respect to the first 30 days after ... such Collateral Obligation becomes a Defaulted Obligation or a Deferring PIK Obligation, the lesser of (i) the Moody's Recovery Amount of such Defaulted Obligation or Deferring PIK Obligation ... lesser of (i) the Moody's Recovery Amount of such Defaulted Obligation or Deferring PIK Obligation and (ii) the Market Value of such Defaulted Obligation or Deferring PIK Obligation

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365310.pdf

EFTA02699933Set 11

2011-12-3116p2,164w

Vantage EFTA_R1_02064290 EFTA02699944 Indicative Terms & Conditions Facility: Holding Company Convertible PIK Notes Issuer: Aston Martin Holdings UK Limited ("AMHUK") Amount: £150,000,000 Currency: GBP Use of proceeds ... drawdown Repayment: Bullet, in one amount on maturity ASTON MARTIN Coupon: 10% per annum PIK, accreting to principal semi- annually Conversion: At any time following 12 months from the issue ... Investors' option (and mandatorily on an IPO), the Notes, together with accreted PIK coupon, may be converted into a 20% fully diluted interest in the equity of AMHUK, plus

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02699933.pdf

EFTA01376128Set 10

1p586w

interest promised. "Moody's Collateral Value": With respect to any Defaulted Obligation or Deferring PIK Obligation and any date of determination. (A) with respect to the first 30 days after ... such Collateral Obligation becomes a Defaulted Obligation or a Deferring PIK Obligation, the lesser of (i) the Moody's Recovery Amount of such Defaulted Obligation or Deferring PIK Obligation ... lesser of (i) the Moody's Recovery Amount of such Defaulted Obligation or Deferring PIK Obligation and (ii) the Market Value of such Defaulted Obligation or Deferring PIK Obligation

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376128.pdf

EFTA01177915Set 9

2011-12-3116p2,160w

Rapide and the V12 Vantage 10 EFTA01177926 Indicative Terms & Conditions Facility: Holding Company Convertible PIK Notes Issuer: Aston Martin Holdings UK Limited ("AMHUK") Amount: £150,000,000 Currency ... drawdown Repayment: Bullet, in one amount on maturity ASTON MARTIN Coupon: 10% per annum PIK, accreting to principal semi- annually Conversion: At any time following 12 months from the issue ... Investors' option (and mandatorily on an 'PO), the Notes, together with accreted PIK coupon, may be converted into a 20% fully diluted interest in the equity of AMHUK, plus

https://www.justice.gov/epstein/files/DataSet%209/EFTA01177915.pdf

EFTA02029821Set 10

2020-10-1524p12,977w

Notes due 2018 Thomas Egan 20 Technology IPMT iPayment Buy IPMT 15%115% PIK Notes due 2018 lildriCoI Thomas Egan 20 Telecommunications CTL CenturyLink Buy CTL 7.65% Sr. Notes ... Notes due 2018 Thomas Egan 20 Payment IPMT Technology Buy IPMT 15%15% PIK Notes due 2018 (HddCo) Thomas Egan 20 Jaguar Land Rover TTMTIM Automotive Sell TTMTIN ... million of liquidity. MIALYS Why This Pick Should Outperform: FOCUS • Following the Holdco PIK exchange, Verso has no debt maturities before the remaining stub subordinated notes mature in 2016. Additionally

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02029821.pdf

EFTA01376394Set 10

1p568w

Current Portfolio"). "S&P Collateral Value": With respect to any Defaulted Obligation or Deferring PIK Obligation and any date of determination, (A) for the first 30 days after such Collateral ... Obligation becomes a Defaulted Obligation or a Deferring PIK Obligation, the S&P Recovery Amount of such Defaulted Obligation or Deferring PIK Obligation, as applicable, as of such date ... lesser of (i) the S&P Recovery Amount of such Defaulted Obligation or Deferring PIK Obligation and (ii) the Market Value of such Defaulted Obligation or Deferring PIK Obligation

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376394.pdf

EFTA01376134Set 10

1p708w

first 30 days after such Collateral Obligation becomes a Defaulted Obligation or a Deferring PIK Obligation, the S&P Recovery• Amount of such Defaulted Obligation or Deferring PIK Obligation ... lesser of (i) the S&P Recovery Amount of such Defaulted Obligation or Deferring PIK Obligation and (ii) the Market Value of such Defaulted Obligation or Deferring PIK Obligation ... Recovery Rate" and (ii) the principal balance of such Defaulted Obligation or Deferring PIK Obligation or such higher amount as is approved by S&P. "S&P Recovery Rate": With

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376134.pdf

EFTA01086066Set 9

2015-10-121p291w

Client"), Empire Valuation Consultants, LLC ("Empire") to estimate the percentage interest of a PIK' distribution (the "Interest"), payable by APO 1 GRAT No. 2, in Black Family Partners ... Client for estate planning purposes related to a GRAT annuity payment. To estimate the PIK Interest, Empire relied on the valuation report dated October 12, 2015, with an effective date ... partnership interest in BFP at $19,700,000. Based on the Empire Report, a PIK distribution in the amount of $98,780,916, payable by APO 1 GRAT

https://www.justice.gov/epstein/files/DataSet%209/EFTA01086066.pdf

EFTA00124783Set 9

2018-12-1526p11,054w

REVERSE Savois NFCU MERRIFIELD VA 22119-3100 Navy Federal Credit Union SP CD1 EFTA00124790 PIKS 2013 NANA:li t FE Credit Union Statement Period lwnfMy•M • 22GB.3O,O 02/15/19 - 03/14/19 ... uncomic any ono' cranny. if .0 SAO roatt than 10 toolifian &WS SO do Pik we sill pada:eat sat Wait IX ale aniatal pia VOA banana ... 01101Cite/pit N .0 WO rod* don 10 Warm &WS1000 Pik de MI prodliditalentell Se Medal WIN Omani you Milk If memo

https://www.justice.gov/epstein/files/DataSet%209/EFTA00124783.pdf

EFTA01086384Set 9

2015-11-031p290w

Client"), Empire Valuation Consultants, LLC ("Empire") to estimate the percentage interest of a PIK' distribution (the "Interest"), payable by APO 1 GRAT No. 2, in Black Family Partners ... Client for estate planning purposes related to a GRAT annuity payment. To estimate the PIK Interest, Empire relied on the valuation report dated October 16, 2015, with an effective date ... partnership interest in BFP at $17,000,000. Based on the Empire Report, a PIK distribution in the amount of $102,360,916, payable by APO 1 GRAT

https://www.justice.gov/epstein/files/DataSet%209/EFTA01086384.pdf

EFTA01376130Set 10

1p385w

With respect to any Collateral Obligation which is a Defaulted Obligation or a Deferring PIK Obligation, the amount equal to the product of (i) the applicable recovery• rate set forth ... Recovery Rate- and (ii) the principal balance of such Defaulted Obligation or Deferring PIK Obligation, or such higher amount as is approved by Moody's; provided that the "Moody ... Recovery Amount" of any Synthetic Security which is a Defaulted Obligation or a Deferring PIK Obligation will be the amount determined by Moody's. "Moody's Recovery• Rate": With respect

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376130.pdf

EFTA01376175Set 10

1p523w

Overcollateralization Test, the Class C Overcollateralization Test and the Class D Overcollateralization Test. "Partial PIK Security": Any obligation on which interest, in accordance with its related Underlying Instrument ... limited liability company, unincorporated association or government or an agency or political subdivision thereof. "PIK Securities": Debt obligations (other than Partial PIK Securities) that provide for periodic payments of interest

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376175.pdf