Epstein Files Search

EFTA01570018Set 10

2011-12-01162p16,949w

ATLAS COPCO AB-A SHS ISIN SE0000101032 SEDOL B1QGR41 W10020-92-8 SEK AVIVA PLC ISIN GB0002162385 SEDOL 0216238 G2307K-92-2 GBP BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL ... MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Price Non-US Equity CINEWORLD GROUP PLC ISIN GBOOB15FWH70 SEDOL Bl5FWH7 172145-91-4 GBP COVIDIEN PLC NEW CREDIT SUISSE GROUP ... ISIN CH0012138530 SEDOL 7171589 H3698D-93-0 CHF DRAX GROUP PLC ISIN GBOOB1VNSX38 SEDOL BlVNSX3 G2904K-92-9 GBP ERICSSON LM-B SHS ISIN SE0000108656 SEDOL 5959378 W26049

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01570018.pdf

EFTA00597527Set 9

2013-07-1914p12,307w

September 15.2015 the Prospectus Addendum dated February 3, 2015) Barclays Bank PLC — Phoenix Autocallable Notes linked to the Common Stock of Apple Inc. Trade Details/Characteristics Hypothetical Scenario Analysis for Phoenix ... Autocallable Notes Issuer: Barclays Bank PLC Principal Amount: $1.000 per note First Three Observation Dates Initial Issue Price: $1.000 per note' Compare the Closing Price ol the Undone ... equal to the Initial Underlie, Value. If the notes are automatically called. Barclays Bank PLC will pay on the applicable cal settlement date (as defined in the the Closing Price

https://www.justice.gov/epstein/files/DataSet%209/EFTA00597527.pdf

EFTA01569880Set 10

2011-11-01138p14,308w

Equity GERON CORP 374163-10-3 GERN Non-US Equity P P ACCENTURE PLC-CL A ACE LTD NEW AKZO NOBEL N V G1151C-10-1 ACN 69.53 H0023R ... GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Non-US Equity AVIVA PLC ISIN GB0002162385 SEDOL 0216238 G2307K-92-2 GBP BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL ... BRITISH AMERICAN TOBACCO PLC ISIN GB0002875804 SEDOL 0287580 G1510J-91-2 GBP CAP GEMINI S A ISIN FR0000125338 SEDOL 4163437 F13587-92-2 EUR CENTRICA ISIN GB00B033F229 SEDOL B033F22 15639K

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01569880.pdf

EFTA01274387Set 10

2014-02-02330p153,621w

Current yield 2.77% 4,875.000 —This information was unavailable- 2.636 12,850.50 ASTRAZENECA PLC WON ADR Symbol. AZN Exchange NYSE EAI: 41,022 Current yield: 4.13% 365.0e0 --Ibis information ... unavailable-- 67.760 24,732.40 SAE SYSTEMS PLC SPON AC4I Symbol. BAESY Exchange OTC EAI: 11,289 Curent yield: 4.66% 1,000 000 --This information was unavailable ... yield. 5. 19% 555.000 ---This information was unavailable- 60.690 33,682.95 8RMSH AMER TOBACCO PLC GB SPON ACR Symbol. BTI Exchange: AMEX EAI: 42,777 Current yield. 433% 590.000 ---This

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01274387.pdf

EFTA02686169Set 11

2011-01-1828p14,325w

Agassi Founder and Chief Executive Officer Better Place Israel Marcus Agius Group Chairman Barclays PLC United Kingdom BP Agrawal Executive Director Sustainable Innovations Inc. USA Antonio De Aguiar Patriota Minister ... Officer and Senior Bombardier Inc. Canada Vice-President Tom Albanese Chief Executive Rio Tinto Plc United Kingdom Jim Albaugh President and Chief Executive Officer Boeing Commercial USA Airplanes Liz Alderman ... SouthWest Energy (HK) Ltd Ethiopia Samir Assaf Chief Executive, Global Banking and HSBC Bank Plc United Kingdom Markets Peter Athanas Member of the Board of Directors Schindler Holding Ltd Switzerland

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02686169.pdf

EFTA01221286Set 9

2013-08-0246p15,843w

Data Repository (U.S.) LLC Reference Slumber. S000046103779 Page I of 5 J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London ... Repository (US.) LLC Reference Nuaaber. 8000046103779 Page 2 of 5 .1-P. Morgan Securides plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London ... Repast:coy (U.S.) LLC Reference Number: 8000046103779 Page 3 of 5 J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London

https://www.justice.gov/epstein/files/DataSet%209/EFTA01221286.pdf

EFTA01274717Set 10

2015-10-02224p112,706w

Security total 1,000.003 21338 21 ,337 77 18,880 00 -2.457.77 ASTRAZENECA PLC SPON ACR Symbol AZN Exchange: NYSE (Al: 31,007 Current yield ... gain or lost (6) ptriOd ME SYSTEMS PLC SPON ACR Symbol: BAESY Exchange OTC EAI: 11,231 Current yield ... Security total 435.000 74.087 32,227.68 14,307.15 -17,920.53 8RMSH AMER TOBACCO PLC G8 SPON ACR Symbol: Ertl Exchange: AMD( EAI: 32,676 Current yield

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01274717.pdf

EFTA01565547Set 10

2013-04-01157p15,782w

Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL ... ISIN LU0222772518 @ 1.8882 PER SHARE CONY. @ "CONV RATE" (ID: G13289-92-4) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 @ 0.670444 PER SHARE (ID: 766994-90-9) RIO TINTO PLC ISIN ... Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565547.pdf

EFTA01592630Set 10

2005-12-3158p17,250w

HBFT Highbridge - Financial Trust Co. CREDIT-SUISSE FIRST BOSTON -906.94 FUTURE 111727 BAA.L Baa Plc Cfd SWAP 195500 1232627.5 2117838.94 12/31/2005 12967001 SHT 12/31/2005 ... Highbridge - Financial Trust Co. CREDIT-SUISSE FIRST BOSTON 43552.86 STOCK EFTA01592649 111727 BAA.L Baa Plc Cfd SWAP 60000 439494 767114.8 2/8/2006 13047317 SHT 2/8/2006 ... HBFT Highbridge - Financial Trust Co. CREDIT-SUISSE FIRST BOSTON 79.06 STOCK 111727 BAA.L Baa Plc Cfd SWAP 0 -1241425 -2194218.69 1/31/2006 13074771 SHT 1/31/2006 0.56577 - 0 0.01 0.01 GBP BRITISH

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592630.pdf

EFTA01566101Set 10

2013-07-01167p16,599w

Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL ... Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES ... HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL Y BRITISH AMERICAN TOBACCO PLC SPONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566101.pdf

EFTA01566056Set 10

2013-07-0145p4,315w

Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES ... HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL Y BRITISH AMERICAN TOBACCO PLC SPONS ... DPSG Y GDF SUEZ SPONS ADR 36160B-10-5 GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR GSK HSBC HOLDINGS PLC SPONS ADR HBC IMPERIAL TOBACCO PLC ADR 453142-10-1 ITYB

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566056.pdf

EFTA01567413Set 10

2014-02-01137p14,690w

MAXWELL ACCT. For the Period 2/1/14 to 2/28/14 Price Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP Preferred Stocks CITIGROUP CAPITAL XIII ... Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Equity Detail Price EAFE Equity ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN GLAXOSMITHKLINE PLC SPONS ADR 37733W ... Equity KIRIN HOLDINGS COMPANY LTD SPONS ADR 497350-30-6 KNBW RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567413.pdf

EFTA01103701Set 9

2014-11-0389p57,380w

JPMe and 4% ahead of consensus. Both passenger revenue and JP. Morgan Sec es plc ancillary revenue were as we expected. Fuel cost in FQ2 was 2% less Nishant Mani ... expected to be -4% yoy (vs. JPMe -0.5%), or flat J.P. Morgan Securities plc ex-fuel (JPMe +3.5%). • Valuation: RYA currently trades on 2015e EV/EBITDAR ... market in the stock of Ryanair. • Market Maker/ Liquidity Provider: J.P. Morgan Securities plc and/or an affiliate is a market maker and/or liquidity provider in Ryanair. • Client: J.P. Morgan currently

https://www.justice.gov/epstein/files/DataSet%209/EFTA01103701.pdf

EFTA01565500Set 10

2013-04-0147p4,657w

account. Equity Detail Price EAFE Equity ABB LTD SPONS ADR ABB ASTRAZENECA PLC SPONS ADR AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES Y BAYER A G SPONS ... HONG KONG HOLDINGS LTD SPONS ADR BHKL Y BRITISH AMERICAN TOBACCO PLC SPONS ... SPONS ADR NEW DEO GDF SUEZ SPONS ADR GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR GSK HSBC HOLDINGS PLC SPONS ADR HBC P IMPERIAL TOBACCO PLC ADR ITYB Y ISRAEL CHEMICALS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565500.pdf

EFTA01565189Set 10

2013-02-01149p14,932w

Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL ... Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES ... HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL Y BRITISH AMERICAN TOBACCO PLC SPONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565189.pdf

EFTA01567387Set 10

2014-02-0126p4,060w

Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Equity Detail Price EAFE Equity ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN GLAXOSMITHKLINE PLC SPONS ADR 37733W ... Equity KIRIN HOLDINGS COMPANY LTD SPONS ADR 497350-30-6 KNBW RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB ... ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS UNILEVER N V US DOLLAR 39.56 904784-70-9 UN 1.00 VERIZON COMMUNICATIONS INC VODAFONE GROUP PLC 92343V

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567387.pdf

EFTA01565151Set 10

2013-02-0138p3,762w

Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES ... HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL Y BRITISH AMERICAN TOBACCO PLC SPONS ... 25243Q-20-5 DEO GDF SUEZ SPONS ADR 36160B-10-5 GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565151.pdf

EFTA00596787Set 9

2014-11-2629p8,549w

Beta' Value' Price Outstanding Equity Debt Preferred MVIC Rate Equiy Capial Beta Bloomsbury Putushing plc LSE.BMY 0.53 0.00 C1.80 72.946 £131.30 £0.00 £0.03 £131.30 21.0% 0.0% 0.0% 0.53 Baste. LCObe ... Subject to Change Upon Receipt of Additional Information EXISFI-1 COMPANY PROFILE Bloomsbury Publishing plc (LSE:BMY) Bloomsbury Publishing Pk, an independent publishing company. publishes books and other media ... distribution rights. including film. paperback. electronic. overseas pubishing rights. and sponsorship. Bloomsbury Publishing Plc was founded in 1986 and is headquartered n London. the United Kingdom. MARKET VALUATION PRICE., VOLUME

https://www.justice.gov/epstein/files/DataSet%209/EFTA00596787.pdf

EFTA01565004Set 10

2013-01-01147p14,188w

MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Price Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP Preferred Stocks CITIGROUP CAPITAL XIII ... EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES BAYER ... HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL BRITISH AMERICAN TOBACCO PLC SPONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565004.pdf

EFTA01564970Set 10

2013-01-0134p3,114w

EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES BAYER ... HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL BRITISH AMERICAN TOBACCO PLC SPONS ... 25243Q-20-5 DEO GDF SUEZ SPONS ADR 361608-10-5 GDFZ GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS ADR 404280-40-6 HBC ISRAEL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01564970.pdf