Epstein Files Search

EFTA01356568Set 10

1p324w

account: • IndividuaUJoint accounts: o Account holder(s) resides in the EEA o Primary decision maker(s) resides in the EEA • Legal Entity accounts: o Primary decision maker(s) resides ... identification is based on country of domicile, not citizenship or incorporation. Identification of Primary Decision Maker: The below steps outline how Primary Decision Maker may be selected in each ... every KYC, the FO/CM should indicate if any KYC Party Role is a Primary Decision Maker by noting "Primary Decision Maker" on the Please Describe" party role field. • This designation

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356568.pdf

EFTA01399077Set 10

2018-01-0370p4,378w

Brokerage Accounts — Financial Promotions & Requirements 10. 12-14 Identification of Primary Decision Maker Reverse Solicitation Controls (account and transaction level) 8. 9 4. 5 Reverse Solicitation — Scenarios 1 Third Country ... meet reverse solicitation requirements at the transaction level. Brokerage accounts for entities where primary decision maker is in UK may remain with ISG provided that NNW Company Assessment & Declaration form ... rules. 7 Account Type EEA Criteria EEA Notation Individual/Joint Account holder(s) or Primary Decision Maker domiciled in the EEA Yes Legal Entity Primary Decision Maker(s) domiciled

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399077.pdf

EFTA01356569Set 10

1p230w

reach out to the FO/CM for KYCs where Primary Decision Maker has not been designated: # Acct Type Scenario FO reach out Conclusion Yes/No? 1 Individual/Joint o POA No Account holder ... Primary Decision Maker and does not need to be designated. 2 Individual/Joint With POA(s) Yes Primary Decision Maker should be designated. 3 Entity One POA listed ... Primary Decision Maker and should be designated. 4 Entity Multiple POA listed Yes Primary Decision Maker should be designated. Primary Decision Maker" is defined as the person responsible for making

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356569.pdf

EFTA01417602Set 10

2018-11-143p257w

Subject: RE: KYC 1977699 Primary Decision Maker [I] From: Stewart Oldfield Date: Wed, 14 Nov 2018 15:24:35 -0500 To: Jeana Milligan <jeana.milligan@db.com>, Bradley Gillin <bradley.gillin@db.com> Cc: Richard Iarossi ... Stewart Oldfield < >; Bradley Gillin <bradley.gillin@db.com> Cc: Richard Iarossi <richard.iarossi@db.com> Subject: RE: KYC 1977699 Primary Decision Maker [I] Classification: For internal use only Thank you. I have updated accordingly and this ... Milligan <jeana.milligan@db.com>; Bradley Gitlin <bradley.gillin@db.com> Cc: Richard Iarossi <richard.iarossi@db.com> Subject: RE: KYC 1977699 Primary Decision Maker [I] Jeffrey Epstein for both. Thanks From: Jeana Milligan Sent: Wednesday, November

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417602.pdf

EFTA01417117Set 10

2018-11-143p200w

Subject: RE: KYC Primary Decision Maker [I] From: Jeana Milligan Date: Wed, 14 Nov 2018 15:23:34 To: Stewart Oldfield Bradley Gillin Cc: Richard Iarossi Classification: For internal ... Jeana Milli an Bradley Gillin Cc: Richard Iarossi Subject: RE: KYC Primary Decision Maker [I] Jeffrey Epstein for both. Thanks From: Jeana Milligan Sent: Wednesday, November ... Bradley Gillin Stewart Oldfield > Subject: KYC Primary Decision Maker [I] Classification: For internal use only Good afternoon, I am reviewing KYC for the Epstein/Southern Financial relationship. The account holders

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417117.pdf

EFTA01372509Set 10

2018-11-141p181w

Stewart Oldfield • Bradley Gitlin CC: Richard larossi Subject: RE: KYC 1977699 Primary Decision Maker Ill Classification: For Internal use only Thank you. I have updated accordingly and this case ... Jeana Milligan Bradley Gillin Cc: Richard larossi Subject: RE: KYC 1977699 Primary Decision Maker [I] Jeffrey Epstein for both. Thanks From: Jeana Milligan Sent: Wednesday, November ... Bradley Gitlin Stewart Oldfield Subject: KYC 1977699 Primary Decision Maker [II Classification: For Internal use oily Good afternoon. I am reviewing KYC 1977699 for the Epstein/Southem Financial relationship. The account

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372509.pdf

EFTA01399165Set 10

2p503w

identify relationships/accounts meeting financial thresholds established by management and with account holders or primary decision makers residing in the EEA retain approved country list. EEA retain approved country list: Austria ... Spain, Portugal, Germany and UK. EEA account criteria: Individual/joint accounts: account holder and/or primary decision maker resides in the EEA Legal Entity accounts: primary decision maker resides

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399165.pdf

EFTA01298930Set 10

2017-03-0727p8,662w

Jeffrey E. Epstein O O O 11.€1 5 O O Member;Primary Decision Maker; 3 -' O Darren K. Inclyke L • O O El ❑ O Auth Signor ... Signor as Trustee & Epstein Primary Decision Maker; Darren K. O O O E6 L U U Trustee:Trustee;Au 3 lndyke Signor as Trustee; Paul has Limited Trading ... Jeffrey E. 0 0 2 72 Si) 0 C Signor as Trustee & Epstein Primary Decision Maker; Darren K. 3 0 0 lndyke 0 0 0 U d Li L Trustee

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01298930.pdf

EFTA01399147Set 10

2018-11-281p228w

morning Sylvia: Hope all is well. Have you identified any KYCs where a primary decision maker was not identified? As previously stated in the October 17th call, AFC is reviewing ... primary decision maker and EEA clients. After the October meeting, the requirement was reiterated to the AFC team and detailed guidance provided. Moreover, I included the requirement on the quick ... following the agreed steps to identify EEA clients in dbForce based on the Primary Decision Maker identified by the FO in the KYC? Also, have your KOPs being updated? Thanks

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399147.pdf

EFTA01426939Set 10

2018-11-142p138w

Subject: RE: KYC 1977699 Primary Decision Maker [I] From: Stewart Oldfield Date: Wed, 14 Nov 2018 14:50:40 -0500 To: Jeana Milligan Bradley Gillin Cc: Richard Iarossi Bcc: Jeffrey ... Bradley Gillin ; Stewart Oldfield > Subject: KYC 1977699 Primary Decision Maker [I] Classification: For internal use only Good afternoon, I am reviewing KYC 1977699 for the Epstein/Southern Financial relationship. The account ... forward with approval, can you please advise who should be designated as the Primary Decision Maker for each client? Kind regards, Jeana EFTA01426939 fcid:80063086-E6B1-464A-83C1-C22D037DB24E@lanl

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01426939.pdf

EFTA00168946Set 9

2017-03-0720p8,499w

Epstein O O 2 O o o o . O o Signor as TIUStee & Primary Decision Maker: Darren 3 O O O Trustee:Trustee;Aurn K. Indywe ... Trustee & Epstein Primary Decision Maker: Damen 3 O • K. O O O El 5 O O O O O Trustee:Trustee;Auth I S et as Trustee' CONFIDENTIAL — PURSUANT

https://www.justice.gov/epstein/files/DataSet%209/EFTA00168946.pdf

EFTA01356555Set 10

2019-04-301p360w

client nexus (Indcloint: ace; holder(s) or decision maker. Legal Entities: country of primary decision maker(s)). 2. Determine EEA accounts to be retained or exited - Accounts meeting the - retain

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356555.pdf

EFTA01399304Set 10

2018-04-2762p10,071w

Financial Intermediary (FIM) Significant Shareholder (>=25%) Non-PIC entity (indicate ownership %) it g4 Primary decision maker; EFTA01399307 Other (please describe other roles and/or indicate relationship between parties) Currency Currency ... Juan Pablo Godoy Fajardo iiih iiifi iiifi Illll Illh Founder of Opus Foundation; Primary decision maker; https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?- lid=01N30000000D9Di&... 12/19/2018 EFTA01399314 KYC Print Page

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399304.pdf

EFTA01413992Set 10

2018-11-142p104w

forward with approval, can you please advise who should be designated as the Primary Decision Maker for each client? Kind regards, Jeana fcid:80083086-E681-464A-83C1-C22D037D824E@lanl Jeana

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01413992.pdf

EFTA00169037Set 9

2017-03-0720p6,941w

jeffreYE' 0 Epstein 0 0 2 2 O O O O O Primary Decision Maker; Darren K. O O O O O Indyke

https://www.justice.gov/epstein/files/DataSet%209/EFTA00169037.pdf

EFTA01386783Set 10

1p391w

this exercise, we will work with Laura (who serves as Treasurer and primary decision maker for this piece) to determine how much cash will be allocated between the short term

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386783.pdf

EFTA01431639Set 10

2019-06-115p331w

Sylvia Escobar wrote: Hi Armen, Our understanding is that the Primary decision maker for the above resides in the US Virgin Islands and not in the EEA. If correct, could

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01431639.pdf

EFTA01388778Set 10

1p278w

Employment Authorization Card (also attached) which shows her Country of Birth as Belarus. • Primary Decision Maker for all the three account holders. I've already launched the case

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01388778.pdf

EFTA01356573Set 10

2018-11-271p193w

following the agreed steps to identify EEA clients in dbForce based on the Primary Decision Maker identified by the FO in the KYC? Also, have your KOPs being updated? Thanks

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356573.pdf

EFTA01298891Set 10

2017-03-0723p7,073w

Member: 2 0 EZ Jeffrey E. Epstein • 0 0 g g 0 0 Primary Decision Maker: 3 0 • Darren K lndyke • El • • E • in Harry Boller

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01298891.pdf