""Private Placements"" — Epstein Files Search

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EFTA01395101Set 10

2018-03-3061p17,672w

iCapital Securities, LLC ("iCapital Securities"), is a broker-dealer primarily engaged in the private placement of securities and is registered with the SEC and a member of the Financial Industry ... Regulatory Authority. iCapital Securities serves as the Firm's private placement agent in respect of many Funds (as defined below) advised by iCapital and is also a wholly-owned subsidiary ... Investment Funds. Each Fund is managed in accordance with the applicable Fund's confidential private placement memorandum (the "PPM"). The Private Access Funds managed by iCapital were formed to pool

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01395101.pdf

EFTA01366381Set 10

bound by these transfer restrictions. Registration Rights The holders of the founder shares and private placement warrants will have registration rights to require us to register a sale ... stock for cash, securities or other property, and (ii) in the case of the private placement warrants and the respective common stock underlying such warrants, 30 days after the completion ... over-allotment option is exercised in full) private placement warrants for a purchase price of $0.50 per warrant in a private placement that will occur simultaneously with the closing

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01366381.pdf

EFTA01440837Set 10

Access Fund will be made only pursuant to the Access Fund's Private Placement Memorandum (the "Offering Memorandum"), which will be furnished only to qualified prospective investors on a confidential ... summary of the Access Fund's terms is qualified in its entirety by the Private Placement Memorandum of the Access Fund, as may be amended and restated or supplemented from ... iCapital Advisors and DBSI, with a substantial portion rebated to DBSI. Please see the Private Placement Memorandum ofthe Access Fund for further information. 4) Calculation basis = Limited Partner's capital

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440837.pdf

EFTA01389600Set 10

participate in any initial public offerings or engage in any outside business activities or private placements without obtaining prior written authorization from the CCO. iCapital's Code of Ethics

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389600.pdf

EFTA01455486Set 10

2014-06-051p502w

Farr & Gallagher to research the tax treatment of the charitable legacy application of a Private Placement Variable Annuity (PPVA) Investment Account. They were able to confirm the tax results ... utrogrris_ p_ro; ncharakahn12©gmatn Cc: Michael Liebeskind (mliebeskincl@winciedkeel.cOm) Subject: FW: Private Placement Variable Annuity (PPVA) Investment Account Paul and Rich, The third attachment to this email is the reporting ... ipaulmorris@db.comt; irichardkahn12@omail.comi Cc: Michael Liebeskind (mliebeskindftwinciedkeelcOm) Subject: FW: Private Placement Variable Annuity (PPVA) Investment Account Paul and Rich, Here is the material Michael is referring to that will help guide

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455486.pdf

EFTA01443582Set 10

GLDUS144 Glenn Warren Proprietary and Confidential — Supplement to the Confidential Private Placement Memorandum GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. AN "ACCESS FUND" INTO GLENDOWER CAPITAL SECONDARY OPPORTUNITIES FUND ... This supplement (the "Supplement") may only be distributed in conjunction with the Confidential Private Placement Memorandum dated January 2018 (the "Memorandum") relating to the offering of limited partnership interests ... Partnership Interests This supplement (the "Supplement") is intended to modify and update the Confidential Private Placement Memorandum (the "Memorandum") of Glendower Access Secondary Opportunities IV (U.S.), L.P. (the "Access Fund

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01443582.pdf

EFTA00617635Set 9

2014-09-1774p30,941w

DRAFT DATED 9/17/14 Copy No. BIOSYS CAPITAL PARTNERS, LP Confidential Private Placement Memorandum September __, 2014 STRICTLY CONFIDENTIAL DRAFT - Jeffery Epstein EFTA00617635 THE LIMITED PARTNERSHIP INTERESTS IN THE FUND DESCRIBED HEREIN ... CONTRARY IS ILLEGAL. SEE APPENDIX A - CERTAIN SECURITIES LAW MATTERS FOR INVESTORS. THIS CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM (THIS "MEMORANDUM") DOES NOT CONSTITUTE AN OFFER TO SELL OR A SOLICITATION ... SUCH AN OFFER OR SOLICITATION. WITHIN THE U.S. THIS OFFERING IS MADE AS A PRIVATE PLACEMENT PURSUANT TO SECTION 4(2) OF THE SECURITIES ACT, AND ONLY TO PARTIES THAT

https://www.justice.gov/epstein/files/DataSet%209/EFTA00617635.pdf

EFTA01277005Set 10

2019-02-0256p34,691w

your nvolvn9 UBS Mra•debn cad transaction 4 we take pannienhos and private placements) tral an We IT2/ consolidate al re'sed accoutre statements with le35 F runnel Services account ... official wad of yaw molvngUBS ntedelml Card transactin, if we take limited pannenhin and private placements) hat re We may consolidate al tad account statement with U3S Franck:I knots

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01277005.pdf

EFTA01393365Set 10

Stern School of Business. He is currently an MBA candidate at the Confidential Private Placement Memorandum 33 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098895 CONFIDENTIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393365.pdf

EFTA01391285Set 10

Investment Funds. Each Fund is managed in accordance with the applicable Fund's confidential private placement memorandum (the "PPM"). The Private Access Funds managed by iCapital were formed to pool

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01391285.pdf

EFTA01394225Set 10

depositary and fund administrator. Global Placement Credit Suisse Asset Management Limited. Agent Confidennal Private Placement Memorandum 46 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0100219 CONFIDENTIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394225.pdf

EFTA01390151Set 10

BROKERAGE; AND PLACEMENT SERVICES. ACCORDINGLY, POTENTIAL INVESTORS SHOULD RECOGNIZE THAT CREDIT SUISSE'S Confidential Private Placement Memotandum Page lv CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390151.pdf

EFTA01383094Set 10

James & Placement Management Limited Agents Associates, Inc. Agent Raymond James Financial Services, Inc. Confidential Private Placement Memorandum 111 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01383094.pdf

EFTA01394239Set 10

take and in what jurisdictions such measures may be implemented. Therefore. there can Confidential Private Placement Memorandum 62 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394239.pdf

EFTA00797069Set 9

2017-12-28186p61,016w

size of the current • Mergers and Acquisitions illegal market, ultimately exceeding 5100 billion annually. • Private Placements • Corporate Development • The cannabis industry provides a broad range of investment opportunities • Cannabis, Consurner

https://www.justice.gov/epstein/files/DataSet%209/EFTA00797069.pdf

EFTA01386728Set 10

GLDUS238 SOUTHERN FINANCIAL LLC Proprietary and Confidential — Supplement to the Confidential Private Placement Memorandum GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. AN "ACCESS FUND" INTO GLENDOWER CAPITAL SECONDARY OPPORTUNITIES FUND

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386728.pdf

EFTA01393941Set 10

recipient must disclose the actual amount of retrocession received for distributing the Conlidenhal Private Placement Memorandum 96 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0099823 CONFIDENTIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393941.pdf

EFTA01354728Set 10

take other anti•money laundering steps. Where the General Partner, the Second Confidential Private Placement Memorandum 63 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0039325 CONFIDENTIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354728.pdf

EFTA01389411Set 10

2018-12-311p811w

jurisdictions of the Fund's activities or investments. Tax conventions between such Confidential Private Placement Memorandum 84 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0093769 CONFIDENTIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389411.pdf

EFTA01364804Set 10

Executive Summary of this Memorandum, not all members of the investment and Confidential Private Placement Memorandum 54 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055352 CONFIDENTIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364804.pdf

Page 1

Corpus: 1990-03-17 – 2025-12-01

March 2018

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Results by Dataset51 total

Set 9

9

Set 10

41

Set 11

1