EFTA00411519Set 9
2012-06-065p1,718w
april12
Secondaries (announced/priced): DG
IPO's: N/A
Key Research: Jefferies initiates EDG (buy) & downgrades RAX & upgrades CLR (buy)
Key Research: Baird downgrades FMER, Citi downgrades NSM, Janney initiates CSE/CIT ... ITRI, JACK, MA, MDW, MGM, MRCY,
MRX, MSCC, MWA, OAS, PPL, PRGN, PRIM, RAX, RGS, SIMO, SIRO, SNDK, SPAR, STZ, TLM, URZ, VAR,
WETF, WWW, MS
Shareholder Meetings: FDUS
https://www.justice.gov/epstein/files/DataSet%209/EFTA00411519.pdf
EFTA00284655Set 9
2012-06-075p3,371w
GSEC 10 76 75.75 50.50 25.25 0.00 USO PerUno
ALP 6037/2012 06/12,2012 Sell RAX RACKSPACE HOSTING 19.300 45.4819 0.0150 877.491.15 NITA GSEC ... Perunn
ALP 6137/2012 06/12,2012 Sal RAX RACKSPACE HOSTING 2.700 05.4506 0.0150 122684.17 REDI GSEC 275 40.50 2710 13.50 0.00 USO PerUnit
ALP 6137/2012 06/12,2012 Sea St455 SUNESIS PHARMACEU
https://www.justice.gov/epstein/files/DataSet%209/EFTA00284655.pdf
EFTA02148758Set 10
2013-02-129p2,266w
KORS, LVLT earnings pre-open***
***CLF, FTI, WU, BWLD, CLWR, NILE, RAX Ws post close*"
"traghi meeting with Rajoy later today*"
• Masco beat on increased NAmerica demand (sales/op profits improved ... ISOP, KOOL, LPSN, MIG, MOVE, NILE,
NRCI, NTGR, ONE, PRCP, PRO, PZN, ADEL, RATE, RAX, RLOC, RPT, RPXC, RUSHA, SAPE, SCI,
SGEN, SKT, THRX, TIGR, TXCC, VMI, WSH
Economic Data
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02148758.pdf
EFTA00390701Set 9
2013-05-088p2,645w
report pre-open, Mortgage Apps @ lamm
mATVI, CF, CTL, MSNT, NWSA, GMCR, GRPN, RAX #'s post close*"
"'Ira Sohn Conference NYC begins today ft ), China CPI & PPI data out tonight ... OFIX, OILT, OREX, OSUR, PCTI, PIP, PNNT, POWR, PRCP, PRSC, PSTR, PVA,
QTM, RAX, RGP, RIG, RLJ, RMTI, RRMS, RST, RWC, SEMG, SGMO, SGU, SLF, SPRD, SRC, SSRI, SSTK, STAN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390701.pdf