EFTA00729149Set 9
2009-10-2753p16,212w
PREMUROSO SEFtVIC • (AKA), Age 40
>» RAY PREMUROSO - (AKA), Age 49
>>> RAYMOND L PRAMUROSO • (AKA). Age 49
a.» RAYMOND P PRAMUROSO • (AKA), Age 49
).» RAYMOND J PREMUROSO • (AKA). Age 49
>>> RAYMOND ... PREMUROSO • (AKA). Age 49
>» RAYMOND P PREMUROSO - (AKA). Age 49
>>> RAYMOND P PREMURSO • (AM), Age 49
»> RAYMOND P PREMURSO • (AKA). Age 49
>» RAYMOND PRENUROSO - (AKA), Age 49
>>> LINDA I. PREMUROSO ... PRESMUROSO - (AKA), Age 58
»» CONNIEJ PREMUROSO - (AKA), Age 58
»» STEPHE PREMUROSO - (AKA). Age 56
» RAYMOND L PREMUROSO . Age 84
», RAYMOND M PREMUROSO - (AM). Age $4
>>> RAYMOND PREMUROSO PREMUROSO
https://www.justice.gov/epstein/files/DataSet%209/EFTA00729149.pdf
EFTA01390862Set 10
2013-09-231p673w
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8 Associates, Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively 'Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390862.pdf
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8 Associates, Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively 'Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354310.pdf
EFTA01394249Set 10
2013-09-231p675w
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8 Associates, Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively 'Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394249.pdf
EFTA01392470Set 10
2013-09-231p676w
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8. Associates. Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively 'Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392470.pdf
EFTA01353899Set 10
2013-09-231p675w
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8 Associates. Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively 'Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353899.pdf
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8. Associates. Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively 'Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386676.pdf
EFTA01389827Set 10
2013-09-231p673w
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8 Associates, Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively 'Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389827.pdf
EFTA01389401Set 10
2013-09-231p676w
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8 Associates, Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively 'Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389401.pdf
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8. Associates. Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively 'Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394646.pdf
EFTA01390207Set 10
2013-09-231p673w
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8 Associates, Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively 'Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390207.pdf
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8 Associates. Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively 'Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393676.pdf
EFTA01391449Set 10
2013-09-231p673w
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8 Associates, Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01391449.pdf
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8. Associates. Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively 'Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364823.pdf
EFTA01355469Set 10
2013-09-231p674w
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8 Associates, Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively 'Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355469.pdf
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8 Associates, Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively 'Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01391169.pdf
EFTA01354738Set 10
2013-09-231p674w
wrongdoing.'
In addition, the following is a description of such matters that relate to Raymond James 8 Associates. Inc. or Raymond
James Financial Services. Inc. Raymond James will also serve ... placement agent with respect to the offering of certain
interests:
'Beginning in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc.
(collectively 'Raymond James) settled with most ... sale of auction rate securities. The basis of the allegations was that Raymond James offered and
sold to some of their customers auction rate securities while not accurately characterizing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354738.pdf
EFTA01439650Set 10
342p99,175w
Underlying Fund Management Fee."
Placement Agent;
Placement Fee
The Access Fund will utilize Raymond James & Associates, Inc. or
Raymond James Financial Services, Inc. (each separately and
collectively referred ... Raymond James") or an affiliate thereof, to
serve as a placement agent, and may also utilize additional placement
agents (each, of Raymond James or such other placement agent, a
"Placement ... Investor prior to its admission to the Access Fund.
Marketing and Fund
Servicing Fees
Raymond James will, and other Placement Agents may, also act as
placement agent
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01439650.pdf