""RBC CAPITAL MARKETS CORPORATION""

EFTA01574360Set 10

2013-07-0172p7,433w

COVANTA HOLDING CORP 6 3/8% OCT 01 2022 DTD EFTA01574415 03/19/2012 @ 100.75 RBC CAPITAL MARKETS CORPORATION (ID: 22282E-AE-2) FRONTIER COMMUNICATIONS SR NOTES ... 10/01/2009 @ 109.00 RBC CAPITAL MARKETS CORPORATION (ID: 35906A-AB-4) ENERGY TRANSFER EQUITY 7 1/2% OCT 15 2020 DTD 09/20/2010 @ 108.75 CREDIT SUISSE FIRST BOSTON LLC (ID: 29273V

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01574360.pdf

EFTA01572448Set 10

2012-05-0145p5,416w

PEOPLE'S UNITED FINANCIAL INC @ 12.50 512.50 BROKERAGE 1.23 TAX &/OR SEC .01 RBC CAPITAL MARKETS CORPORATION (ID: 712704-10-5) PEOPLE'S UNITED FINANCIAL INC @ 12.5043 37.51 BROKERAGE ... PEOPLE'S UNITED FINANCIAL INC @ 12.50 225.00 BROKERAGE 0.54 TAX &/OR SEC .01 RBC CAPITAL MARKETS CORPORATION ... PEOPLE'S UNITED FINANCIAL INC @ 12.40 334.80 BROKERAGE 0.81 TAX &/OR SEC .01 RBC CAPITAL MARKETS CORPORATION (ID: 712704-10-5) PEOPLE'S UNITED FINANCIAL INC @ 12.40 49.60 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572448.pdf

EFTA01573509Set 10

2012-03-0155p6,306w

RESOURCES INC 5 3/8% OCT 01 2022 DTD 03/01/2012 @ 99.50 RBC CAPITAL MARKETS CORPORATION TRADE DATE 03/21/12 (ID: 74733V-AB-6) 3/28 Cash Receipt ENERGY TRANSFER EQUITY ... Paid QEP RESOURCES INC 5 3/8% OCT 01 2022 DTD 03/01/2012 @ 99.4375 RBC CAPITAL MARKETS CORPORATION TRADE DATE 03/22/12 (ID: 74733V-AB-6) 3/30 3/30 Accrued Int Paid Accrued ... RESOURCES INC 5 3/8% OCT 01 2022 DTD 03/01/2012 @ 99.50 RBC CAPITAL MARKETS CORPORATION (ID: 74733V-AB-6) MERRILL LYNCH & CO MEDIUM TERM NOTES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01573509.pdf

EFTA01573664Set 10

2012-06-0157p5,906w

COVANTA HOLDING CORP 6 3/8% OCT 01 2022 DTD 03/19/2012 @ 102.375 RBC CAPITAL MARKETS CORPORATION TRADE DATE 06/01/12 (ID: 22282E-AE-2) 6/7 Accrued Int Paid RANGE RESOURCES CORP ... COVANTA HOLDING CORP 6 3/8% OCT 01 2022 DTD 03/19/2012 @ 102.375 RBC CAPITAL MARKETS CORPORATION (ID: 22282E-AE-2) RANGE RESOURCES CORP 6 3/4% AUG 01 2020 DTD 08/12/2010

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01573664.pdf

EFTA01523192Set 10

2019-05-011p323w

7/11 High Cost 00/19/2012 (1100.75 RBC CAPITAL MARKETS CORPORATION (ID: 22262E-AE-2) 7/8 Sale FRONTIER COMMUNICATIONS SR NOTES ... n.sco 1 7/11 High Cost 2018 DTD 10/01/2009 0 109.00 RBC CAPITAL MARKETS CORPORATION (ID: 35906A-AB-4) 7/8 Sale ENERGY TRANSFER EQUITY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01523192.pdf

EFTA01573161Set 10

2011-07-0173p8,565w

PART FIN CORP SR NOTES 6 1/2% MAY 20 2021 DTD 01/20/2011 @ 102.25 RBC CAPITAL MARKETS CORPORATION TRADE DATE 07/07/11 FACE VALUE 15,000.00 (ID: 030981-AF-1) 7/12 Accrued ... PART FIN CORP SR NOTES 6 1/2% MAY 20 2021 DTD 01/20/2011 @ 102.25 RBC CAPITAL MARKETS CORPORATION FACE VALUE 15,000.00 (ID: 030981-AF-1) FOREST OIL CORPORATION

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01573161.pdf

EFTA01573924Set 10

2012-11-0151p5,356w

ARCELORMITTAL 9.85% JUN 01 2019 DTD 05/20/2009 @ 115.375 RBC CAPITAL MARKETS CORPORATION TRADE DATE 11/14/12 (ID: 03938L-AM-6) AMERIGAS PART FIN CORP SR NOTES ... 03938L-AX-2) ARCELORMITTAL 9.85% JUN 01 2019 DTD 05/20/2009 EFTA01573968 @ 115.375 RBC CAPITAL MARKETS CORPORATION (ID: 03938L-AM-6) ($8,915.00) 6,000.000 115.375 (6,922.50) Quantity

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01573924.pdf

EFTA01522762Set 10

2012-03-011p221w

3/26 03/01/2012 @ 99.50 RBC CAPITAL MARKETS CORPORATION (ID: 74733V-AB-6) 3/23 Purchase MERRILL LYNCH & CO MEDIUM TERM NOTES 6 7/8% APR 4,000.000 111.00 (4,438.92) 3/28 ... 03/01/2012 @ 99.4375 RBC CAPITAL MARKETS CORPORATION (ID: 74733V-AB-6) 3/27 Purchase OEP RESOURCES INC 5 3/8% OCT 01 2022 DTD 2,000.000 99.50 (1,990.00) 3/30 03/01/2012 @ 99.50 FIRST

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522762.pdf

EFTA01414337Set 10

2007-01-1819p5,498w

MAJCHEL WAJNTRAUB & LUIS GUZOWSKI 15500710 All Yes 1/15/2010 1/15/2017 25000 25000 154496 1.0000447961E10 RBC CAPITAL MARKETS CORPORATION 42935138 All Yes 2/12/2010 2/12/2017 125000000 125000000 154497 1.0000447961E10 RBC CAPITAL MARKETS CORPORATION

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01414337.pdf

EFTA01574185Set 10

2013-04-0155p5,752w

ZAYO GROUP LLC/ZAYO CAP 8.125% JAN 01 2020 DTD 08/17/2012 @ 112.625 RBC CAPITAL MARKETS CORPORATION TRADE DATE 04/05/13 (ID: 989194-AG-0) 4/10 4/11 4/11 Accrued Int Paid Accrued ... ZAYO GROUP LLC/ZAYO CAP 8.125% JAN 01 2020 DTD 08/17/2012 @ 112.625 RBC CAPITAL MARKETS CORPORATION (ID: 989194-AG-0) MGM RESORTS INTL 6.625% 12/15/2021 DTD 12/20/2012 @ 105.00 MLPFS INC/FIXED INCOME

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01574185.pdf

EFTA01572996Set 10

2013-12-0138p3,893w

WALGREEN CO @ 54.80 2,849.60 BROKERAGE 1.04 TAX &/OR SEC .05 RBC CAPITAL MARKETS CORPORATION (ID: 931422-10-9) HONEYWELL INTERNATIONAL INC @ 83.5655 6,267.41 BROKERAGE ... WALGREEN CO @ 54.1341 4,222.46 BROKERAGE 1.56 TAX &/OR SEC .07 RBC CAPITAL MARKETS CORPORATION (ID: 931422-10-9) Page

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572996.pdf

EFTA01522209Set 10

2012-05-011p322w

High Cost BROKERAGE 0.81 TAX 8/OR SEC .01 RBC CAPITAL MARKETS CORPORATION (ID: 712704-10-5) 4/30 Sale PEOPLES UNITED FINANCIAL ... High Cost BROKERAGE 1.08 TAX 8/OR SEC .01 RBC CAPITAL MARKETS CORPORATION (ID: 712704-10-5) 5/1 Sale PEOPLE'S UNITED FINANCIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522209.pdf

EFTA01522474Set 10

2013-10-011p321w

Z050.78) 797.75 S6 10/2 High Cost 8/OR SEC .05 RBC CAPITAL MARKETS CORPORATION (ID: 931422-10-9) 9/27 Sale HONEYWELL INTERNATIONAL ... 10/3 High Cost TAX 8/OR SEC .07 RBC CAPITAL MARKETS CORPORATION (ID: 931422-10-9) J.P.Morgan Page 11 of 15 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050018 Chase CONFIDENTIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522474.pdf

EFTA01522208Set 10

2012-05-011p251w

High Cost BROKERAGE 1.23 TAX 8/OR SEC .01 RBC CAPITAL MARKETS CORPORATION (ID: 712704-10-5) 4/26 Sale PEOPLE'S UNITED FINANCIAL ... High Cost BROKERAGE 0.54 TAX 8/OR SEC .01 RBC CAPITAL MARKETS CORPORATION (ID: 712704-10-5) J.P.Morgan Page 11 of 17 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049704 Chase

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522208.pdf

EFTA01572619Set 10

2012-12-0139p3,767w

PIERCE FENNER & SMIT (ID: 855030-10-2) STAPLES INC @ 11.41 91.28 BROKERAGE 0.16 RBC CAPITAL MARKETS CORPORATION (ID: 855030-10-2) CLIFFS NATURAL RESOURCES INC @ 38.4765 115.43 BROKERAGE 0.06 CREDIT ... FIRST BOSTON LLC (ID: 983919-10-1) STAPLES INC @ 11.3908 523.98 BROKERAGE 1.38 RBC CAPITAL MARKETS CORPORATION (ID: 855030-10-2) STAPLES INC @ 11.3711 648.15 BROKERAGE 1.14 CREDIT SUISSE FIRST

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572619.pdf

EFTA01522969Set 10

2012-11-011p166w

05120/2009 6,000.000 115.375 (6,922.50) 11/19 • 115.375 RBC CAPITAL MARKETS CORPORATION (ID: 039381.-AM-6) Total Settled Securities Purchased ($9,915.00) JP Morgan Page 23 of 24 Confidential Treatment

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522969.pdf

EFTA01522210Set 10

2012-05-011p312w

High Cost BROKERAGE 0.90 TAX 8/OR SEC .01 RBC CAPITAL MARKETS CORPORATION (ID: 712704-10-5) 5/3 Sale PEOPLES UNITED FINANCIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522210.pdf

EFTA01522967Set 10

2012-11-011p188w

Paid ARCELORMITTAL 9.85% JUN 01 2019 DTD 05/20/2009 6,000.000 0.048 (289.80) 115.375 RBC CAPITAL MARKETS CORPORATION TRADE 0.00 DATE 11/14/12 (ID: 03936L-AM-6) 11/20 Corporate Interest AMERIGAS PART

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522967.pdf

EFTA01522579Set 10

2018-05-151p276w

61/2% MAY 20 15,000.000 102.30 (15,337.50) 7112 2021 DTD 01/2012011 0102.25 RBC CAPITAL MARKETS CORPORATION FACE VALUE 15,000.00 (ID. 030981-AF-1) 7/7 Purchase FOREST OIL CORPORATION

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522579.pdf

EFTA01522568Set 10

2011-07-011p285w

NOTES 61/2% MAY 20 15,000.000 0.009 (140.83) 2021 DTD 01/20/2011 G 102.25 RBC CAPITAL MARKETS CORPORATION TRADE DATE 07/07/11 FACE VALUE 15,000.00 (ID: 030981-AF-1) 7/12 Accrued

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522568.pdf