EFTA02120823Set 10
2013-11-279p2,140w
Research:
• Barc upgrade BVIC LN, Beren downgrade ZURN SW, upgrade HEI GY, Bern upgrade RCO FP
• Citi downgrade DLAR LN, initiate ABG SM (b), CS downgrade ISP IM, Danske upgrade ... Exane initiate TEC FP (n), AMEC LN (up), Oddo downgrade RCO FP, UBS downgrade MTX GY,
MTO LN
JEFF initiate BREE LW (b), TYMN LN (b), MLSH LN (h), KepChev ... BofAML initiate ABG SM (n), Goodbody downgrade SMDS LN, RAYJ downgrade RCO FP, upgrade
VER AV
• RBC upgrade UBSN VW, Sarasin upgrade BUCN SW, SEB downgrade UNIB SS, SocGen upgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02120823.pdf
EFTA00396065Set 9
2013-02-087p1,998w
upgrade ALU FP, GAS SM, downgrade ENG SM, DB upgrade G1A GY, RI FP, RCO FP
EFTA00396067
• Numis upgrade ASHM LN, RAT LN, NVA LN, downgrade POLR LN, SocGen upgrade
https://www.justice.gov/epstein/files/DataSet%209/EFTA00396065.pdf
EFTA02114290Set 10
2014-02-218p2,059w
Baad downgrade TTI GY, IMI upgrade AGL IM, BofAML upgrade EDCL LN
• Barc upgrade RCO FP, Citi downgrade CAP FP, CS downgrade IHG LN
e DB downgrade SAF FP, Exane
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114290.pdf
EFTA00400698Set 9
2012-11-286p1,678w
JEFF upgrade CPG LN, MS upgrade KRKA PW, RBC upgrade SVT LN, Kepler upgrade RCO FP
Key Research: MS upgrade ENI IM, MS downgrade REP SM, GS upgrade SWMA
https://www.justice.gov/epstein/files/DataSet%209/EFTA00400698.pdf
EFTA02143841Set 10
7p1,912w
Chev strategist cuts Italy to underweight, HSBC upgrade RCO FP, downgrade FIA1S FM,
• CBK upgrade GU GY, Shore upgrade HSBA LN, Investec downgrade ROR LN, upgrade RBS LN
• Numis downgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143841.pdf
EFTA00370915Set 9
2014-04-166p1,831w
OTE1V FH (sell)
SocGen initiates SOLB BB (buy) & downgrades ENEL IM and RCO FP (sell)
Reporting Pre-Open: ABT, BAC, GWW, HBAN, PNC, STJ, USB, ADTN, FRC
Reporting Post-Close
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370915.pdf