EFTA02149177Set 10
2013-02-118p1,669w
downgrade PFC LN
Reporting Pre-Open: LOW, ACAS, ASFI, BWP, CAN, MDCI, NAT, NSSC, RDN, WPP
Reporting Post-Close: DNB, MAS, ACGL, AFG, API, ASEI, BKD, BNNY, CGNX
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02149177.pdf
EFTA02105379Set 10
2014-05-159p2,369w
ACLS, ATRC, CPN, GALT,
HERO, HHC, IRT, LH, MO, NYMT, OCN, RDN, RE, SIFI, WTS, AKAM, BCRH, ARRS, BIN, BKU,
DFRG, FTR, HITT, KWK, MHGC, NBBC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02105379.pdf
EFTA02122552Set 10
2013-11-0710p3,010w
MONT, MWIV,
MWW, NEON, NGPC, NGS, NSM, NWN, NXTM, ONE, ORBC, ORBT, PHB, PRFT, RDN, RGDX,
RGEN, RGLD, RLOG, ROIAK, ROLL, ROSE, RSTI, RTI, SFUN, SMG, SSYS, STON, STWD
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122552.pdf
EFTA00407451Set 9
2012-08-016p2,004w
JOUT, LDL,
LFUS, MAC, MDCI, MMP, MTOR, NTLS, OC, OIIM, OSG, PAR, PNX, POZN, RDN, RELV, ROC, RTI, SBGI,
SHPG, SNH, SPW, SSYS, TLM, TNS, TRK, VG, VICL, WXS
Reporting
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407451.pdf
EFTA00390481Set 9
2013-05-157p2,139w
AFCB, DO, LSG, BKW, CMCSA, FL, HERO, HPT, MTX, PPO, RDN,
ABCD, AF, AKAM, CRY, FBNK, HAL, INGR, MHGC, NBBC, PPL, STEL, HTZ, WRES, ACTI, AIG, DF, GSBC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390481.pdf
EFTA00396177Set 9
2013-02-116p1,674w
downgrade PFC LN
Reporting Pre-Open: LOW, ACAS, ASFI, BWP, CAN, MDCI, NAT, NSSC, RDN, WPP
Reporting Post-Close: DNB, MAS, ACGL, AFG, API, ASEI, BKD, BNNY, CGNX
https://www.justice.gov/epstein/files/DataSet%209/EFTA00396177.pdf
EFTA01108351Set 9
2013-10-0917p17,762w
mail, email, fax, other); OR oft if checked, ❑ per the attached addendum (C.A.R. Form RDN).
I. 'Electronic Copy" or 'Electronic Signature" means, as applicable, an electronic coq ot signature complying
https://www.justice.gov/epstein/files/DataSet%209/EFTA01108351.pdf