Epstein Files Search

EFTA01363454Set 10

2017-06-151p453w

Jeffrey Richard Epstein Address: Bryn Mawr, Pennsylvania, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/16/2012 Jeffrey Richard Epstein submitted a Letter of Acceptance, Waiver ... discretionary., 04/16/2012. Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012 Event: • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action, 04/16/2012 Jeffrey Richard Epstein submitted a Letter of Acceptance. Waiver and Consent

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363454.pdf

EFTA01298590Set 10

2018-08-171p382w

Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/20/2012 Decision Number: 12-ARCA-3 — Respondents including Richard Kahn violated ... this decision.. 0420/2012. New York Stock Exchange Disciplinary Actions Event: • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 Respondents including Richard Kahn violated NYSE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01298590.pdf

EFTA01416829Set 10

2017-06-164p721w

Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated ... terms of this decision., 04/20/2012, New York Stock Exchange Disciplinary Actions • Event: REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01416829.pdf

EFTA01407714Set 10

2018-02-0520p4,372w

subsidiary of National Iranian Oil Refining and Distribution Company., 07/29/2010, Iran Connect REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 01/23/2003 Entity appears on the Arizona Corporate Commission Securities Division Enforcement

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01407714.pdf

EFTA01375514Set 10

2018-05-301p393w

Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated ... terms of this decision., 04/20/2012. New York Stock Exchange Disciplinary Actions Event: • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01375514.pdf

EFTA01297264Set 10

2017-06-162p718w

Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/20/2012 Decision Number: 12-ARCA-3 — Respondents including Richard Kahn violated ... this decision.. 0420/2012 New York Stock Exchange Disciplinary Actions Event: • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 Respondents including Richard Kahn violated NYSE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01297264.pdf

EFTA01371321Set 10

2017-06-161p396w

Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated ... terms of this decision., 04/20/2012. New York Stock Exchange Disciplinary Actions Event: • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01371321.pdf

EFTA01363541Set 10

2016-10-121p436w

Jeffrey Richard Epstein Address: Bryn Mawr, Pennsylvania, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/16/2012 Jeffrey Richard Epstein submitted a Letter of Acceptance, Waiver ... discretionary., 04/16/2012. Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012 Event: • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action, 04/16/2012 Jeffrey Richard Epstein submitted a Letter of Acceptance. Waiver and Consent

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363541.pdf

EFTA01371916Set 10

2017-06-161p397w

Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated ... terms of this decision., 04/20/2012. New York Stock Exchange Disciplinary Actions Event: • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01371916.pdf

EFTA01296234Set 10

2017-06-162p722w

Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/20/2012 Decision Number: 12-ARCA-3 Respondents including Richard Kahn violated ... this decision.. 0420/2012 New York Stock Exchange Disciplinary Actions Event: • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 Respondents including Richard Kahn violated NYSE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01296234.pdf

EFTA01295997Set 10

2016-10-125p2,003w

Jeffrey Richard Epstein Address: Bryn Mawr, Pennsylvania, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/16/2012 Jeffrey Richard Epstein submitted a Letter of Acceptance, Waiver ... discretionary., 04/16/2012. Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012 Event: • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/16/2012 Jeffrey Richard Epstein submitted a Letter of Acceptance. Waiver and Consent ... Riskid: R110194221 Entity Name: Jeffrey R. Epstein Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 01/31/1994 Decision number 1993-003378 - Respondents shall pay to Claimant $736.00. This award

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01295997.pdf

EFTA01364140Set 10

2016-10-121p441w

Jeffrey Richard Epstein Address: Bryn Mawr, Pennsylvania, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/16/2012 Jeffrey Richard Epstein submitted a Letter of Acceptance, Waiver ... discretionary., 04/16/2012. Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012 Event: • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action, 04/16/2012 Jeffrey Richard Epstein submitted a Letter of Acceptance. Waiver and Consent

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364140.pdf

EFTA01296834Set 10

2017-06-1521p8,281w

Jeffrey Richard Epstein Address: Bryn Mawr, Pennsylvania, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/16/2012 Jeffrey Richard Epstein submitted a Letter of Acceptance, Waiver ... discretionary., 04/16/2012. Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012 Event: • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/16/2012 Jeffrey Richard Epstein submitted a Letter of Acceptance. Waiver and Consent

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01296834.pdf

EFTA01297505Set 10

2018-02-058p4,413w

subsidiary of National Iranian Oil Refining and Distribution Company., 07/29/2010, Iran Connect • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 01/23/2003 Entity appears on the Arizona Corporate Commission Securities Division Enforcement

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01297505.pdf

EFTA01421786Set 10

2018-05-302p380w

Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated ... terms of this decision., 04/20/2012, New York Stock Exchange Disciplinary Actions • Event: REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01421786.pdf

EFTA01407576Set 10

2016-10-1210p1,991w

Jeffrey Richard Epstein Address: Bryn Mawr, Pennsylvania, UNITED STATES Recent Event(s): REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/16/2012 Jeffrey Richard Epstein submitted a Letter of Acceptance, Waiver ... discretionary., 04/16/2012, Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012 Event: REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/16/2012 Jeffrey Richard Epstein submitted a Letter of Acceptance, Waiver and Consent ... Riskid: R110194221 Entity Name: Jeffrey R. Epstein Recent Event(s): REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 01/31/1994 Decision number: 1993-003378 - Respondents shall pay to Claimant $736.00. This award

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01407576.pdf

EFTA01407422Set 10

2017-06-1554p8,390w

Jeffrey Richard Epstein Address: Bryn Mawr, Pennsylvania, UNITED STATES Recent Event(s): REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/16/2012 Jeffrey Richard Epstein submitted a Letter of Acceptance, Waiver ... discretionary., 04/16/2012, Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012 Event: REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/16/2012 Jeffrey Richard Epstein submitted a Letter of Acceptance, Waiver and Consent

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01407422.pdf

EFTA01255362Set 9

2017-07-201p387w

Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/20/2012 Decision Number: 12-ARCA-3 Respondents including Richard Kahn violated ... this decision.. 0420/2012. New York Stock Exchange Disciplinary Actions Event: • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 Respondents including Richard Kahn violated NYSE

https://www.justice.gov/epstein/files/DataSet%209/EFTA01255362.pdf

EFTA01255385Set 9

2018-02-058p4,411w

subsidiary of National Iranian Oil Refining and Distribution Company., 07/29/2010, Iran Connect • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 01/23/2003 Entity appears on the Arizona Corporate Commission Securities Division Enforcement

https://www.justice.gov/epstein/files/DataSet%209/EFTA01255385.pdf

EFTA01357111Set 10

2016-10-121p383w

Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated ... terms of this decision., 04/20/2012. NY Stock Exchange Disciplinary Actions Event: • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated NYSE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01357111.pdf