EFTA00408946Set 9
2012-07-115p1,519w
Research: Jefferies downgrades HMSY/AGP, Stifel downgrades HGG, Wells initiates VPHM
(mp) and REXX (op)
Key Research: Susquehanna initiates NXPI (neut), JMP initiates JNPR (mp), Baird downgrades
CVGI/MTOR/MOD
Key Research: Guggenheim ... ISBC, LZB, MMYT, MRVL, MU, NAV, NKTR, ORCL, OREX, PAA, REIS, REXX, SCVL, SGNT,
SJM, SPG, TKOMY, TREE, VPHM
Shareholder Meetings: GNVC, FBNK, CVCO, HKAC, SCS, NLST, KUTV
Equity/Mixed Shelfs
https://www.justice.gov/epstein/files/DataSet%209/EFTA00408946.pdf
EFTA02131300Set 10
2013-08-0610p2,632w
OPAY, ORA, OREX, OXGN, PLT, PLUS, POWL, PRGN,
PRI, PRTS, PSEM, PULS, PXLW, REXX, RU, RLOC, ROSE, RSO, SALM, SAPE, SD, SLIM, SMCI,
SNTS, SPRD, STAN, STRT, SYNC, SYX, TACT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02131300.pdf
EFTA02104426Set 10
2014-06-107p1,832w
CROX,
OFLX, ANTH, ALXA, ESS, PBYI, ISIS, ADSK, CVT
Equity/Mixed Shelfs: IBTX ($250M), REXX, CA
Other Newspaper Articles & Stories
WSJ negative: Alibaba's IPO WSJ
• Taxpayers Face
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02104426.pdf
EFTA02114020Set 10
2014-02-198p2,006w
LONG, MCHX, MHLD, MIC, MM, MUSA, NOA, NEW, OSI, PGTI, PRAA, PVA, QTS,
RBCN, REXX, RGP, SNPS, STNR, STR, SXL, TILE, TRAK, TRN, TSRO, TX, UIHC, UNTD, VECO,
WC, WIRE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114020.pdf
EFTA02106578Set 10
2014-04-298p2,307w
MTSI, MWA, NANO, NATI, NCR, NDLS, NUVA, OHI, OSN, PNRA, POWI, PRXL,
PSEM, QTS, REXX, RFMD, RM, RNG, RNR, ROG, RPXC, RVBD, SIMG, SKT, SLCA, SM, STR, SWI,
SYX, TAYC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02106578.pdf
EFTA02147503Set 10
2013-02-268p2,062w
JAZZ, KAI, KWQU, LMAT, LYV, MAKO, MIDD, NATL, NUVA, ORA, PZZA, QCOR, REXX,
RIMG, RNIN, SPN, STV, TIVO, TTEC, UNXL, VICR, WFT, WTI, ZAGG
Economic Data: S&P/Case-Shiller Home Price
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147503.pdf
EFTA02107535Set 10
2014-05-057p1,601w
ALXN, IBKC, MSI, PFMT
Shareholder Meetings: CME, EDU, FISV, HIG, KOOL, LMAT, ONNN, REXX, TTS
Equity/Mixed Shelfs: LMAT ($60M), AKR, MCEP ($400M)
Other Newspaper Articles & Stories
Barron's cover: India
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02107535.pdf