EFTA02698745Set 11
27p6,121w
Equity E601m Equity E554m
BHF-BANK
RWA E4,487m RWA €3,162m
For RHJI and the co- Tier 1 capital €577m Tier 1 capital €511mm
investors this results ... EFTA_R1_02059786
EFTA02698764
Overview of due diligence materials to be made available
RHJI will provide • Due Diligence reports, i.e. financial, legal and tax (prepared by PwC, Milbank and
investors ... part of For BHF-BANK • Selected documents that have been prepared by BHF for RHJI's due diligence
the due diligence especially around cost cutting etc.
process
• Documents used
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02698745.pdf
EFTA01177276Set 9
27p6,111w
Equity E601m Equity E554m
BHF-BANK
RWA E4,487m RWA E3,162m
For RHJI and the co- Tier 1 capital E577m Tier 1 capital €511mm
investors this results ... Kommandlist 19
EFTA01177295
Overview of due diligence materials to be made available
RHJI will provide • Due Diligence reports. i.e. financial. legal and tax (prepared by PwC, Milbank and
investors with ... part of For BHF-BANK • Selected documents that have been prepared by BHF for RHJI's due diligence
the due diligence especially around cost cutting etc.
process
• Documents used
https://www.justice.gov/epstein/files/DataSet%209/EFTA01177276.pdf
EFTA00988950Set 9
2014-05-121p360w
April 2014, Timothy C. Collins and affiliated entities notified RHJ International ("RHJI") that their aggregate holding of
8,879,157 shares in RHJI had crossed downward the threshold ... total number of voting rights in RHJI from 10.37%
to 9.75%.
On 26 March 2014, RHJI carried out a capital increase in connection with its acquisition of a 9% stake ... BANK AG. As a
result of the issuance of such additional voting rights in RHJI to the seller of BHF-BANK AG, the total number of voting rights
in RHJI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00988950.pdf
EFTA00688699Set 9
2014-05-121p252w
April 2014, Timothy C. Collins and affiliated entities notified RHJ International ("RHJI") that their aggregate holding of
8,879,157 shares in RHJI had crossed downward the threshold ... total number of voting rights in RHJI from 10.37% to
9.75%.
On 26 March 2014, RHJI carried out a capital increase in connection with its acquisition of a 9% stake ... BANK AG. As a
result of the issuance of such additional voting rights in RHJI to the seller of BHF-BANK AG, the total number of voting rights in
RHJI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00688699.pdf
EFTA00688966Set 9
2014-05-122p386w
April 2014, Timothy C. Collins and affiliated entities notified RHJ International ("RHJI") that their aggregate holding
of 8,879,157 shares in RHJI had crossed downward the threshold ... total number of voting rights in RHJI from
10.37% to 9.75%.
On 26 March 2014, RHJI carried out a capital increase in connection with its acquisition of a 9% stake ... BANK AG. As a
result of the issuance of such additional voting rights in RHJI to the seller of BHF-BANK AG, the total number of voting rights
in RHJI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00688966.pdf
EFTA01926672Set 10
2014-04-291p249w
April 2014, Timothy C. Collins and affiliated entities notified RHJ International (•"RHJI") that their
aggregate holding of 8,879,157 shares in RHJI had crossed downward the threshold ... total
number of voting rights in RHJI from 10.37% to 9.75%.
On 26 March 2014, RHJI carried out a capital increase in connection with its acquisition of a 9% stake ... BANK AG. As a result of the issuance of such additional voting rights in RHJI to the seller of BHF-
BANK AG, the total number of voting rights in RHJI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01926672.pdf
EFTA01924466Set 10
2014-05-122p382w
April 2014, Timothy C. Collins and affiliated entities notified RHJ International
"RHJI") that their aggregate holding of 8,879,157 shares in RHJI had crossed downward
the threshold ... total number of voting rights in RHJI from 10.37% to 9.75%.
On 26 March 2014, RHJI carried out a capital increase in connection with its acquisition
of a 9% stake ... BANK AG. As a result of the issuance of such additional voting rights
in RHJI to the seller of BHF-BANK AG, the total number of voting rights in RHJI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01924466.pdf
EFTA01926634Set 10
2014-04-031p544w
resigned April 3, 2014, effective May 3, 2014
Brussels, 5 May 2014 - RHJ International ("RHJI" or the "Company") today announces that Konstantin
Graf von Schweinitz will replace D. Ronald Daniel ... June 2014. Graf von Schweinitz was appointed as a director of RHJI in June 2011, is an independent non-
executive director of Kleinwort Benson Bank Limited, as well as Chairman ... Audit Committee and
member of its Strategic Risk Committee.
RHJI also announces today that Timothy C. Collins tendered his resignation to the board on 3 April 2014,
effective from
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01926634.pdf
EFTA00688697Set 9
2014-05-121p547w
resigned April 3, 2014, effective May 3, 2014
Brussels, 5 May 2014 - RHJ International ("RHJI" or the "Company") today announces that Konstantin Graf von Schweinitz will
replace D. Ronald Daniel ... June 2014. Graf von Schweinitz was appointed
as a director of RHJI in June 2011, is an independent non-executive director of Kleinwort Benson Bank Limited, as well as
Chairman ... Audit Committee and member of its Strategic Risk Committee.
RHJI also announces today that Timothy C. Collins tendered his resignation to the board on 3 April 2014, effective from
https://www.justice.gov/epstein/files/DataSet%209/EFTA00688697.pdf
EFTA01922767Set 10
2014-05-121p358w
April 2014, Timothy C. Collins and affiliated entities notified RHJ International ("RHJI") that their
aggregate holding of 8,879,157 shares In RHJI had crossed downward the threshold ... total
number of voting rights in RHJI from 10.37% to 9.75%.
On 26 March 2014, RHJI carried out a capital increase in connection with its acquisition of a 9% stake ... BANK AG. As a result of the issuance of such additional voting rights in RHJI to the seller of BHF•
BANK AG, the total number of voting rights in RHJI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01922767.pdf