EFTA00370849Set 9
2014-04-226p1,752w
CSFL, CVA, CYT, ETH, FBC, FMBI, FULT, HA, HAFC, HLIT, lEX, IRBT, PFBC, PKG, RNST,
RPT, SANM, SKX, SMCI, SWKS, TIS, TRMK, UIS, UMBF, VASC, VICR, VMI, VMW, VPFG ... ASBC, MDU, MPX, ROL, LINE, LNCO,
RES, BANR, CPHD, CYT, NIDB, PGC, SYK, RNST, FLIC, SP, SSD, BIO, RYL
Equity/Mixed Shelfs: ZION, EFC ($750M)
Other Newspaper Articles 8 Stories
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370849.pdf
EFTA00387192Set 9
2013-07-187p2,112w
CHUY (mp) & FRGI (op) & cuts XLNX, Piper cuts ASML, KBW initiates SFST (op) &cuts RNST
•• Citi reinstates PBF (neut), JPM cuts NTRS, Rafferty cuts PNC, MS downgrades SNDK
https://www.justice.gov/epstein/files/DataSet%209/EFTA00387192.pdf
EFTA00433192Set 9
2011-05-315p1,376w
Chicago)
Analyst/Investor Days: N/A
Non-Deal Roadshows: AERL, CHRW, CQB, CRI, CRNT, MIG, MXIM, RNST, SMCI, UMBF, WB, WG
EFTA00433193
Shareholder Meetings: ESV, MICC, PDE, CODE, TRGL, BLDP, DECK
Equity/Mixed
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433192.pdf
EFTA00390701Set 9
2013-05-088p2,645w
GMED, HOT, INVN,
MEOH, MFLX, NLSN, NOAH, NVO, NXPI, OMN, PPC, RNST, RTIX, SEAC, SPG, WLP, WYN, EXAR
Shareholder Meetings: CBI, CNO, DNB, OPTR, KWR, RGC, TCAP
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390701.pdf
EFTA02139472Set 10
2013-05-098p2,231w
NLSN, NLY, NOAH, OMN,
OREX, PAR, PCAR, PCRX, PDM, PPC, QLYS, RNST, RTIX, SMCI, TPX, WMGI, WYN, QGEN, T
Shareholder Meetings: VITC, CRI, LXRX, PAG, CHMT, F, FALC, HTLD, KOPN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf
EFTA00425736Set 9
2011-10-185p1,618w
YHOO, CCK, CREE, CYBI, FLXS, FSII,
FULT, HA, INFN, LBAI, MRTN, PNFP, PTP, RLI, RNST, SON, SONC, URI, WCN, WERN
Economic Data: PPI @ 8:30am, TIC Flows @ 9am, NAHB Housing
https://www.justice.gov/epstein/files/DataSet%209/EFTA00425736.pdf
EFTA00390785Set 9
2013-05-097p2,239w
NLSN, NLY, NOAH, OMN, OREX, PAR, PCAR, PCRX, PDM, PPC,
QLYS, RNST, RTIX, SMCI, TPX, WMGI, WYN, QGEN, T
Shareholder Meetings: VITC, CRI, LXRX, PAG, CHMT, F, FALC, HTLD, KOPN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf