EFTA
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"ROTH FP"
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EFTA01045337
Set 9
2017-05-23
5p
1,125w
Atlas, Andrew S > wrote: Good Morning Rich,
ROTH
FP
... opened 27.755 only 1440 shares on the tape. Not very liquid. Doesn't look like we are set up to trade
https://www.justice.gov/epstein/files/DataSet%209/EFTA01045337.pdf
EFTA01375891
Set 10
1p
70w
Classifi cation: Confide oriel Rich — Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume DB did trade small today
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01375891.pdf
EFTA01420605
Set 10
2017-05-24
13p
1,513w
Tazia Smith e > wrote: Classification: Confidential Rich — Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. DB did trade small today
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420605.pdf
EFTA01376799
Set 10
2017-05-23
1p
231w
Tazia Smith wrote: Classification: Confidential Rich — Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. DB did trade small today
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376799.pdf
EFTA01423782
Set 10
2017-05-30
14p
1,601w
Smith e > wrote: Classification: Confidential Rich — EFTA01423785 Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. DB did trade small today
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01423782.pdf
EFTA01375760
Set 10
1p
70w
Classifi cation: Confide oriel Rich — Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume DB did trade small today
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01375760.pdf
EFTA01381454
Set 10
1p
212w
Bloomberg
ROTH
FP
Equity (Rothschild & Co) • Last Price 27.585 ■ Close on 05/19 - - - - 27.70 High on 05/22 03:00 28.00 Average 27.7326 a. Low on 05/22
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381454.pdf
EFTA01380056
Set 10
1p
164w
Tazia Smith wrote: Classification. Confidential Rich — Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. DB did trade small today
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01380056.pdf
EFTA01381233
Set 10
2017-05-23
1p
232w
Tazia Smith wrote: Classification: Confidential Rich - Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. DB did trade small today
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381233.pdf
EFTA01375584
Set 10
2017-05-23
1p
165w
Smith <I IMMI wrote: Classification Confidential Rich — Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. CONFIDENTIAL - PURSUANT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01375584.pdf
EFTA01421706
Set 10
2017-06-01
29p
3,281w
Tazia Smith e > wrote: Classification: Confidential Rich — Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. DB did trade small today
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01421706.pdf
EFTA01428217
Set 10
2017-06-01
28p
3,153w
Smith e > wrote: Classification: Confidential EFTA01428232 Rich — Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. DB did trade small today
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428217.pdf
EFTA01424549
Set 10
2017-05-30
16p
1,856w
Tazia Smith a wrote: Classification: Confidential Rich — Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. DB did trade small today
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01424549.pdf
EFTA01420294
Set 10
2017-05-23
12p
1,265w
Tazia Smith e > wrote: Classification: Confidential Rich — Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. DB did trade small today
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420294.pdf
EFTA01425849
Set 10
2017-06-01
25p
2,801w
Tazia Smith e > wrote: Classification: Confidential Rich — Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. DB did trade small today
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01425849.pdf
EFTA01381815
Set 10
2017-05-23
1p
141w
Tazia Smith > wrote: Classification: Confidential Rich - Gosing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. CONFIDENTIAL - PURSUANT TO FED. R. CRIM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381815.pdf
EFTA01045346
Set 9
2017-05-23
6p
1,178w
Glassman" < >. Davide-A Sferrazza < Classification: Confidential Rich — Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. DB did trade small today
https://www.justice.gov/epstein/files/DataSet%209/EFTA01045346.pdf
EFTA01421635
Set 10
2017-05-23
10p
1,037w
Glassman Davide-A Sferrazza Classification: Confidential Rich — Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. DB did trade small today
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01421635.pdf
EFTA00649545
Set 9
2017-05-31
12p
2,596w
Tazia Smith wrote: Classification: Confidential Rich — Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. DB did trade small today
https://www.justice.gov/epstein/files/DataSet%209/EFTA00649545.pdf
EFTA01370597
Set 10
2017-05-23
1p
230w
Tazia Smith < > wrote: Classification: Confidential Rich - Closing the loop on today's trading,
ROTH
FP
closed at 28 EUR on 12,414 daily volume. DB did trade small today
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370597.pdf
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Set 9
3
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41