Epstein Files Search

EFTA01288458Set 10

2013-12-3162p26,219w

ROYAL BANK SCOTLAND GROUP PLC Security Identifier: RN PRT 7.25% WON ADRREPSTG SER T PFD ais CUSP. 780097713 CALLABLE ON OR AFTER 12/31/2012 Q 25 Dividend Option: Cad 10/24112 ... Market Value Gain/ Loss Annual Income Yield Equities (continued) Preferred Stooks (continued) ROYAL BANK SCOTLAND GROUP PLC (continued) Total Noncovered

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288458.pdf

EFTA02348109Set 11

2016-09-308p999w

2/22/12 80,000 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40,000 7 EFTA_R1_01321855 EFTA02348115 Royal Bank Scotland Group PLC 7.25% Ser T 1/7/13 ... Royal Bank Scotland Group PLC 7.25% Ser T 1/14/13 40,000 Washington Mutual Mtg 2004•RA2 cl CB1 var =125/2033 11/19/13 625,690 Richard Kahn HBRK Associates Inc. 575 Lexington

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02348109.pdf

EFTA00613474Set 9

2013-11-3019p3,015w

1024/12 DB 40,000 ROYAL BANK SCOTLAND GROUP PLC 985,600.03 962,799.99 22,803.01 1/14/13 DB 40,003 ROYAL BANK SCOTLAND GROUP PLC ... 1/7/13 DB 40,000 ROYAL BANK SCOTLAND GROUP PLC 985,600.00 962,800.02 22,799.98 528/13 DB 50,000 SANGAMO BIOSCIENCES INC 610,500.00 488,000.00 142,500.00 1/24/13

https://www.justice.gov/epstein/files/DataSet%209/EFTA00613474.pdf

EFTA00638935Set 9

2016-09-304p992w

2/22/12 80,000 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40,000 Royal Bank Scotland Group PLC 7.25% Ser T 1/7/13 40,000 Royal Bank Scotland Group PLC

https://www.justice.gov/epstein/files/DataSet%209/EFTA00638935.pdf

EFTA02446893Set 11

2016-10-119p1,208w

2/22/12 80,000 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40,000 Royal Bank Scotland Group PLC 7.25% Ser T 1/7/13 40,000 Royal Bank Scotland Group PLC

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02446893.pdf

EFTA01119261Set 9

2013-10-3121p2,975w

10/24/12 DB 40,000 ROYAL BANK SCOTLAND GROUP PLC 962,799.99 939,930.00 23,199.99 1/14/13 DB 40,030 ROYAL BANK SCOTLAND GROUP PLC 962,799.99 939.800.00 23,199.99 1/7/13 ... ROYAL BANK SCOTLAND GROUP PLC 962,800.02 939,600.00 23,200.02 5/28/13 DB 50900 SANGAMO BIOSCIENCES INC 469,003.00 524,500.00 (56,500.00) 1/24/13 DB 1,500,000 SERVICEMASTER COMPANY

https://www.justice.gov/epstein/files/DataSet%209/EFTA01119261.pdf

EFTA01547035Set 10

2013-06-30124p12,917w

04/25/2033 DTD 03/28/2003 (ID: 86359A-QW-6) ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE @ 0.453125 PER SHARE (ID: 780097-71-3) $154,888.92 120,000.000 0.453 54,375.00 Quantity ... FINANCIAL, LLC AS OF 09/25/13 (ID: 48126H-AA-8) 9/25 Free Delivery ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL ... GMAC CAPITAL TRUST I PFD STK 8 1/8% 361860-20-8 ALLYPA ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE 780097-71-3 RBS PT NA /P-2 Total Preferred Stocks

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547035.pdf

EFTA00816122Set 9

2016-10-054p1,084w

2/22/12 80,000 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40,000 Royal Bank Scotland Group PLC 7.25% Ser T 1/7/13 40,000 Royal Bank Scotland Group PLC

https://www.justice.gov/epstein/files/DataSet%209/EFTA00816122.pdf

EFTA01540135Set 10

2012-12-01109p11,803w

ACCT. W23560001 For the Period 10/1/12 to 10/31/12 Price Non-US Equity ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE 780097-71-3 RBS PTAA /P-2 Preferred Stocks GMAC CAPITAL ... BROKERAGE 1,000.00 J.P. MORGAN SECURITIES LLC (ID: 242370-10-4) ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE @ 23.75 950,000.00 BROKERAGE 1,600.00 J.P. MORGAN SECURITIES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540135.pdf

EFTA01190348Set 9

2014-05-317p1,625w

2/22/12 80 000 1,682,774 2.199206 2,170,400 287626 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40,000 951,600 1015 600 1,020.000 61400 Royal ... Scotland Group PLC 7.25% Ser T 1/7/13 43, 995, 5 itferT.WocC24,a Royal Bank Scotland Group PLC 225% Ser T 1114/13 40,000 2.17-kiNi =TM LOA2.914 6.40p Total

https://www.justice.gov/epstein/files/DataSet%209/EFTA01190348.pdf

EFTA01199989Set 9

2014-12-317p1,459w

Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40,000 951,600 1,030,400 1,019,600 68.0001 Royal Bank Scotland Group PLC 7.25% Ser T 1/7/13 ... Royal Bank Scotland Group PLC 7.25% Ser T 1/14/13 40,000 977 600 1 030 400 1.019,6(0 42.4061 i Total Southern Financial LLC - Fixed Income

https://www.justice.gov/epstein/files/DataSet%209/EFTA01199989.pdf

EFTA01204597Set 9

2014-07-317p1,666w

Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40.000 951,600 1,010,000 1,006,800 55,200 'Royal Bank Scotland Group PLC 7.25% Seri' 1/7/13 ... Royal Bank Scotland Group PLC 7.25% Ser T 1/14/13 40,000 977.600 _A,010,01)0 Sag 29.200 Total Southern Financial LLC - Fixed income

https://www.justice.gov/epstein/files/DataSet%209/EFTA01204597.pdf

EFTA01118275Set 9

2015-10-317p1,803w

2/22/12 80.000 1,882,774 2,042.400 2,066,400 183626 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 ... Royal Bank Scotland Group PLC 7.25% Ser I- 1/7/13 40.000 995,200 1,009,200 1,019,200 24,000 Royal Bank Scotland Group PLC 7.25% Seri 1/14/13

https://www.justice.gov/epstein/files/DataSet%209/EFTA01118275.pdf

EFTA01540444Set 10

2013-01-01101p11,069w

Equity ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE 780097-71-3 RBS PTAA /P-2 Preferred Stocks ALLY FINANCIAL INC 8 1/2% PFD 02005N-30-8 P GENERAL ELEC ... 1/14 1/9 1/14 1/9 1/16 Purchase Purchase Purchase Purchase Purchase Purchase ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE @ 24.40 976,000.00 BROKERAGE 1,600.00 J.P. MORGAN SECURITIES ... Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE @ 24.84 993,600.00 BROKERAGE 1,600.00 J.P. MORGAN SECURITIES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540444.pdf

EFTA01466641Set 10

2019-05-1512p972w

AIRLINES EXP 1/17/15 (197.702.00) 15,702.00 (182ff)0.00) 10/24/12 DB 40,000 ROYAL BANK SCOTLAND GROUP PLC 960.000.00 985,600.00 EFTA01466647 >5,600.00) 1/7/13 DB 40,000 ROYAL BANK SC011AND ... GROUP PLC 960,000.00 985,600.00 >,600.00) 1/14/13 DB 40,000 ROYAL BANK SCOTLAND GROUP PLC 50,000 SANGAMO BIOSOENCES INC 960,000.00 985,600.00 >5,600.00) 5/28/13

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01466641.pdf

EFTA01118143Set 9

2014-10-317p1,691w

2/22/12 80.000 1,M1,774 2.128.800 2,138.400 255,626 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40.000 951.600 1,010,000 1,014.000 62 400 Royal Bank

https://www.justice.gov/epstein/files/DataSet%209/EFTA01118143.pdf

EFTA01470592Set 10

2014-08-0156p7,453w

Security Identifier: ALLY PRA CUSIP: 361860208 23.5350 ROYAL BANK SCOTLAND GROUP PLC SPON ADR REPSTG SER T PDF SHS COUPON 7.25% PERPETUAL MATURITY CALL@25 05/14/14 Dividend Option: Cash 10/24/12 ... Holdings (continued) U.S. DOLLARS (continued) Date Acquired Equities (continued) Preferred Stocks (continued) ROYAL BANK SCOTLAND GROUP PLC SPON ADR (continued) Total Noncovered Total Total Preferred Stocks Options CALL 100 AMERICAN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01470592.pdf

EFTA01190526Set 9

2014-08-0120p8,442w

ROYAL BANK SCOTLAND GROUP PLC SPON ADR Security Identifier: RBS PRT REPSTG SER T PDF SHS COUPON 7.25% CUSIP: 780097713 PERPETUAL MATURITY CAILi@r25 05/14/14 Dividend Option: Cash 10/24/12 ... Pike Market Value Gain/Loss Annual Income Yield Equities (continued) Preferred Stocks (continued) ROYAL BANK SCOTLAND GROUP PLC SPON ADR (continued) Total Noncovered

https://www.justice.gov/epstein/files/DataSet%209/EFTA01190526.pdf

EFTA01119309Set 9

2014-08-0120p8,368w

ROYAL BANK SCOTLAND GROUP PLC SPON ADR Security Identifier: RBS PRT REPSTG SER T PDF SHS COUPON 7.25% CUSP: 780097713 PERPETUAL MATURITY CALL(025 05/14/14 Dividend Option: Cash 10/24/12 ... Pike Market Value Gain/Loss Annual Income Yield Equities (continued) Preferred Stocks (continued) ROYAL BANK SCOTLAND GROUP PLC SPON ADR (continued) Total Noncovered

https://www.justice.gov/epstein/files/DataSet%209/EFTA01119309.pdf

EFTA01464701Set 10

2013-08-01127p12,886w

GMAC CAPITAL TRUST I PFD STK 8 1/8% 361860-20-8 ALLYPA ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE 780097-71-3 RBS PT NA /P-2 VOLKSWAGEN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01464701.pdf