Epstein Files Search

EFTA01427346Set 10

2016-07-119p4,222w

Insurance 5/28/2013 EFTA01427350 11MM Yes No NON-CUMULATIVE RBS L Pfd RBS L ROYAL BK SCOTLND GRP PLC 5.75 Bi B+ B1/B+ 25.42 5.73 2436451649529 7/11/2016 -0.8804202412226214 Banks 6/23/2003 34MM ... CUMULATIVE RBS R Pfd RBS R ROYAL BK SCOTLND GRP PLC 6.125 Bl B+ B1/B+ 25.41 6.11 4189772804472 7/11/2016 1.0357905437191994 Banks 12/27/2006 26MM Yes No NON-CUMULATIVE ... ROYAL BK SCOTLND GRP PLC 6.60 Bl B+ B1/B+ 25.52 6.56 6946369937979 7/11/2016 -2.9943150784229275 Banks 6/28/2007 38MM Yes No NON-CUMULATIVE RBS h Pfd RBS H ROYAL BK SCOTLND

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01427346.pdf

EFTA01422345Set 10

2016-06-1516p4,833w

Baa2 BBB+ 25.74 5.2348974223879114 6/1/2018 3.9398335575142465 Insurance 5/28/2013 11MM Yes No NON-CUMULATIVE ROYAL BK SCOTLND GRP PLC RBS 4 Hold RBS L Pfd EFTA01422355 ... 7/11/2016 13.493933313911933 Banks 6/23/2003 34MM Yes No NON-CUMULATIVE ROYAL BK SCOTLND GRP PLC RBS 4 Hold RBS R Pfd 780097747 34166.63333333333 6.125 B1 B+ 25.19 6.0808546841195925 7/11/2016 -7.167313313543462 Banks ... 12/27/2006 26MM Yes No NON-CUMULATIVE ROYAL BK SCOTLND GRP PLC RBS 4 Hold RBS S Pfd 780097739 45360.333333333336 6.60 B1 B+ 25.05 6.589237578621584 7/11/2016 1.078893533251546 Banks 6/28/2007 38MM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01422345.pdf

EFTA01430490Set 10

2016-06-157p4,391w

Baa2 BBB+ 25.74 5.2348974223879114 6/1/2018 3.9398335575142465 Insurance 5/28/2013 11MM Yes No NON-CUMULATIVE ROYAL BK SCOTLND GRP PLC RBS 4 Hold ... 7/11/2016 13.493933313911933 Banks 6/23/2003 34MM Yes No NON-CUMULATIVE ROYAL BK SCOTLND GRP PLC RBS 4 Hold RBS R Pfd 780097747 34166.633333 33333 6.125 B1 B+ 25.19 6.0808546841195925 7/11/2016 ... Banks 12/27/2006 26MM Yes No NON-CUMULATIVE ROYAL BK SCOTLND GRP PLC RBS 4 Hold RBS S Pfd 780097739 45360.333333 333336 6.60 B1 B+ 25.05 6.589237578621584 7/11/2016 1.078893533251546 Banks 6/28/2007

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01430490.pdf

EFTA01121645Set 9

15p11,955w

24Oct.12 Perpetual 40.000 Royal Bk Scotlnd Grp Plc BB $25.00 725% ($951,600) $917,600 $60,011 8.04% 23.79 22.94 126,014 7-Jan -13 Perpetual 40.000 Royal Bk Scotlnd ... 14.Jan.13 Perpetual 40.000 Royal Bk Scotlnd Grp Plc BB $25.00 7.25% (5996200) 5917,600 543,903 8.04% 24.83 22.94 (533.697) magazar Mutual Funds and Mont Market Trade Date Symbol

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121645.pdf

EFTA01144207Set 9

2013-11-2214p8,791w

Perpetua 40,000 Royal Bk Scotlnd Grp Plc BB $25.00 7.25% (1951.600) $974,400 $24569 7.96% 23.79 24.36 147,369 7-Jan-13 Perpetua 40,000 Royal Bk Scotlnd ... Perpetua 40,000 Royal Bk Scotlnd Grp Plc BB $25.00 7.25% (1995.200) $974,400 5,8,458 7.46% 24.88 24.36 ($12,342) 5.Mar-13 Perpetua 15,000 Public Storage ... 6.Efec-12 $99.99 $100.25 $3,599 7-Feb-12 08.1an.2015 1,000,000 Royal Bk Scottnd

https://www.justice.gov/epstein/files/DataSet%209/EFTA01144207.pdf

EFTA01121588Set 9

2013-05-3114p10,128w

Perpetual 40,000 Royal Bk ScotInd Grp Plc 88 $25.00 7.25% (1951.600) 11,000,800 $42,292 736% 23.79 25.02 $91,492 7-Jan-13 Perpetual 40,000 Royal Bk ... Jan.13 Perpetual 40,000 Royal Bk ScatInd Grp Plc 88 $25.00 7.25% (1995.200) 11,000,800 $26,181 736% 2488 25.02 $31,781 Mutual funds and Mona Market Trade Date

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121588.pdf

EFTA01121561Set 9

2013-04-2313p9,237w

Perpetual 40,000 Royal Bk Scotksd Grp Ptc 88 $25.00 7.25% (1951.600) $991,600 $24,569 7.38% 23.79 24.79 $64569 7-Jan-13 Perpetual 40,000 Royal Bk Scotksd ... Jan.13 Perpetual 40,000 Royal Bk Scotlnd Grp Ptc 88 $25.00 7.25% (1995.200) $991,600 $8458 7.38% 24.98 24.79 $4,858 2-Apr-13 Perpetual 35,000 Digital Realty Trust

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121561.pdf

EFTA00599823Set 9

2013-04-2313p9,237w

Perpetual 40,000 Royal Bk Scotksd Grp Ptc 88 $25.00 7.25% (1951.600) $991,600 $24,569 7.38% 23.79 24.79 $64569 7-Jan-13 Perpetual 40,000 Royal Bk Scotksd ... Jan.13 Perpetual 40,000 Royal Bk Scotlnd Grp Ptc 88 $25.00 7.25% (1995.200) $991,600 $8458 7.38% 24.98 24.79 $4,858 2-Apr-13 Perpetual 35,000 Digital Realty Trust

https://www.justice.gov/epstein/files/DataSet%209/EFTA00599823.pdf

EFTA01121630Set 9

2013-11-2215p10,820w

Perpetual 40,000 Royal Bk ScotInd Grp 9k BB $25.00 725% (5951.600) 6958,400 $42,292 7.60% 2379 23.96 549,092 7-Jan-13 Perpetual 40,000 Royal Bk ScotInd ... Perpetual 40,000 Royal Bk ScotInd Grp 9k BB $25.00 725% (5995.200) 6958,400 $26,181 7.60% 24.88 23.96 (S10,619) Listed Preferreds

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121630.pdf

EFTA01290001Set 10

2017-12-31104p45,379w

Venn Ceinflos Menet Annual Income Yield FIXED INCOME (In Maturity Date Sequence) Corporate Bonds ROYAL BK SCOTLAND GROUP PLC ADR SER U Seaway Identifier 780 097AU5 REPSTG ... DOLLARS 0.00 3,404,196.24 USD Securities Withdrawals and Deposits 12122/17 SECURITY RECBVED ROYAL BK SCOTLAND GROUP PLC ACR U REMO PREF ... MARKET FUND DEUTSCHEGOVI CASH 701.08 USD INCOME RECEIVED PER232045 12129117 FOREIGN BOND INTEREST 5000000 ROYAL BK SCOTLAND GROUP PLC ADR SDI U REPSTG 47.181 50 USD 780097AU5 PREF U SHSISINSUS780097AU54

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01290001.pdf

EFTA01288772Set 10

2015-12-31225p98,138w

ROYAL BK SCOTLAND GP PLC WON AOR REPSTG Security Identifier: RBS PRT SER T PFD CPN.7.25% FRED ORTLY PEW N TY CUSP. 780097713 CALLO 25 ANY W130 D NOTICE AFTR ... DEUTSCHE GOVT CASH 1.769.55 USO INCOME RECEIVED 233993682 12/31115 FOREIGN SECURITY DIVIDEND 120000 SHRS ROYAL BK SCOTLAND GP PLC SPON ADR 54.375 00 LSO RECEIVED RESTS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288772.pdf

EFTA01288520Set 10

2014-12-01252p106,698w

Dividend Option: Cash 02122/12'.13 80.000.000 23.5350 1.882.773.60 26.3800 2.110.400.00 227.62640 162,500.00 7.69% ROYAL BK SCOTLAND GP PLC WON AOR REPSTG Security Identifier ... CASH INSTL 1,11449 LSD INCOME RECEIVED 233993682 12131/14 FOREIGN SECURITY DIVIDEND 120000 SHRS ROYAL BK SCOTLAND GP PLC SPON ADR 54,375.00 LSD RECEIVED PIPSTG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288520.pdf

EFTA01574240Set 10

2013-05-0155p5,848w

/BA2 PVH CORP 4.500% 12/15/2022 DTD 12/20/2012 693656-AA-8 BB /BA3 ROYAL BK SCOTLND GRP PLC 6.125% 12/15/2022 DTD 12/04/2012 780099-CE-5 BB+ /BA2 FORD MOTOR COMPANY GLOBAL ... CORP SR NOTES 7 3/8% APR 01 2020 DTD 03/19/2010 (ID: 912909-AF-5) ROYAL BK SCOTLND GRP PLC 6.125% 12/15/2022 DTD 12/04/2012 @ 106.802 MORGAN STANLEY & CO. LLC TRADE DATE ... 08/01/2020 DTD 03/22/2013 @ 109.625 FIRST UNION CAPITAL MARKETS (ID: 436440-AF-8) ROYAL BK SCOTLND GRP PLC 6.125% 12/15/2022 DTD 12/04/2012 @ 106.802 MORGAN STANLEY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01574240.pdf

EFTA01574360Set 10

2013-07-0172p7,433w

AMERICAN INTL GROUP 8.175% MAY 15 2058 DTD 05/15/2009 (ID: 026874-BS-5) ROYAL BK SCOTLND GRP PLC 6.125% 12/15/2022 DTD 12/04/2012 (ID: 780099-CE-5) SEAGATE HDD CAYMAN ... 05/15/2009 @ 122.25 BARCLAYS CAPITAL INC FIXED INCOME (ID: 026874-BS-5) ROYAL BK SCOTLND GRP PLC 6.125% 12/15/2022 DTD 12/04/2012 @ 96.50 CITIGROUP GLOBAL MARKETS INC/SALOM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01574360.pdf

EFTA01410573Set 10

2014-06-0558p7,430w

Dividend Option: Cash 02/22/12 *,13 80,000.000 Security Identifier: ALLY PRA CUSIP: 361860208 23.5350 ROYAL BK SCOTLAND GP PLC SPON ADR REPSTG SER T PFD CPN-7.25% FREQ QRTLY PERP ... 04/07/14 CLB RD 06/26 PD 06/27/15 DWS GOVT CASH INSTL 120000 SHRS ROYAL BK SCOTLAND GP PLC SPON ADR REPSTG SER T PFD CPN-7.25% FREQ QRTLY PERP MTY CALL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01410573.pdf

EFTA01574295Set 10

2013-06-0165p6,713w

/BA3 PVH CORP 4.500% 12/15/2022 DTD 12/20/2012 693656-AA-8 BB /BA3 ROYAL BK SCOTLND GRP PLC 6.125% 12/15/2022 DTD 12/04/2012 780099-CE-5 BB+ /BA2 ... ENERGY INC 7 7/8% JUN 15 2017 DTD 06/13/2007 (ID: 74971X-AC-1) ROYAL BK SCOTLND GRP PLC 6.125% 12/15/2022 DTD 12/04/2012 (ID: 780099-CE-5) SESI

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01574295.pdf

EFTA01176581Set 9

2014-11-152p1,640w

06101/2014 03.750 3.746% 3.746% 81 BBB- Financial 2.000 SR UNSECURED 780097AL5 100 ROYAL BK SCOTLND 5.000% 100//2014 .875 5.504% 5.504% Ba2 r- BB. Financial 1.000 SUBORDINATED 314300804 100 FELCOR ... 1281/2014 07.000 3.858% 3.858% 81 B. Financial 2.000 COMPANY GUARNT 780097AP6 ICO ROYAL BK SCOTLND 5.050% 0168/2015 .250 5.763% 5.763% Ba2 r- BB. Financial 1.000 SUBORDINATED 404119AP4

https://www.justice.gov/epstein/files/DataSet%209/EFTA01176581.pdf

EFTA01405456Set 10

2014-06-0552p7,533w

Security Identifier: ALLY PRA CUSIP: 361860208 23.5350 ROYAL BK SCOTLAND GP PLC SPON ADR REPSTG SER T PFD CPN-7.25% FREQ QRTLY PERP MTY CALL@25 ANY W/30 D NOTICE ... 04/07/14 CLB RD 12/26 PD 12/27/14 DWS GOVT CASH INSTL 120000 SHRS ROYAL BK SCOTLAND GP PLC SPON ADR REPSTG SER T PFD CPN-7.25% FREQ QRTLY PERP MTY CALL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01405456.pdf

EFTA02481473Set 11

2015-11-106p798w

Royal Bank of Scotland 7.64% Fixed-to-Float Preferred =hares RBS=7.64% Perpetual Issuer: Royal Bk Scotland Grp Plc Par=Value: =1,000 Security Type: Preferred Stock QDI/DRD =ligible

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02481473.pdf

EFTA02480982Set 11

2015-11-094p693w

Bank of Scotland 7.64% Fixed-to-Float Preferred Shares<=> RBS 7.64% Perpetual Issuer:=C20 Royal Bk Scotland Grp Plc Par Value: =C24> $1,000 S=curity Type: Preferred Stock QDI/DRD

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02480982.pdf