EFTA02106578Set 10
2014-04-298p2,307w
NAVB, OCR, PFIE, RAD, SILC, TUP, VSTM, WSO
Shareholder Meetings: SYT, BLMN, CB, HSC, RTIX, TDC, ARI, CGNX, CIE, DTV, HME, KOPN,
TSO, VNTV, EXH, HUM, WFC, CCBG, CNSL, CTBI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02106578.pdf
EFTA00407451Set 9
2012-08-016p2,004w
SunTrust initiates CBST (neut)
Key Research: Raja downgrades BMC, CS downgrades BMC, Roth upgrades RTIX (buy)
Key Research: W Blair downgrades LMNX, KBW downgrades HPY, Opco downgrades MGRC
Key Research
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407451.pdf
EFTA00400698Set 9
2012-11-286p1,678w
MGAM, MHLD, MSPD, NOAH, OSIS, PACW, PERI, PERY, PRA, QRE, RBA,
RTIX, SGNT, SNTS, SONC, SRDX, STRM, TASR, TROW, UPS, VAR, VRX, WFR, WU, WWW, ALK, DAL
Shareholder Meetings: LTXC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00400698.pdf
EFTA00390785Set 9
2013-05-097p2,239w
NLSN, NLY, NOAH, OMN, OREX, PAR, PCAR, PCRX, PDM, PPC,
QLYS, RNST, RTIX, SMCI, TPX, WMGI, WYN, QGEN, T
Shareholder Meetings: VITC, CRI, LXRX, PAG, CHMT, F, FALC, HTLD, KOPN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf
EFTA00407720Set 9
2012-07-317p2,168w
LADT, LXRX, MCGC, MD, MDC, MDSO, MGAM, MLM, NMRX,
NSP, NVMI, PAG, PEI, REV, RTIX, SHF, SLCA, TA CN, TECH, TFX, TICC, TRI, TRW, TVL, TWIN, UBSN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407720.pdf
EFTA00370756Set 9
2014-04-247p2,191w
NTCT, NURO, NYT, ODFL, ORI, OSTK, PAG, PATK, PENN, PJC, PSTB, PTEN, RCL, RS, RTIX, RTN, RYL, SFE,
SILC, SNBC, SONS, SQNS, STC, TKR, TWI, UA, UAL, UCBI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370756.pdf
EFTA00390701Set 9
2013-05-088p2,645w
GMED, HOT, INVN,
MEOH, MFLX, NLSN, NOAH, NVO, NXPI, OMN, PPC, RNST, RTIX, SEAC, SPG, WLP, WYN, EXAR
Shareholder Meetings: CBI, CNO, DNB, OPTR, KWR, RGC, TCAP
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390701.pdf
EFTA02139472Set 10
2013-05-098p2,231w
NLSN, NLY, NOAH, OMN,
OREX, PAR, PCAR, PCRX, PDM, PPC, QLYS, RNST, RTIX, SMCI, TPX, WMGI, WYN, QGEN, T
Shareholder Meetings: VITC, CRI, LXRX, PAG, CHMT, F, FALC, HTLD, KOPN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf
EFTA02123600Set 10
2013-10-299p2,436w
HSII, HUN, IBTX, ICON, IIVI, JBLU, LBY, LCAV,
MDC, MSO, NCI, PAG, PROV, RTIX, SCHN, SCOR, SFI, SNH, SPAR, ST, STBA, SUI, TECH, TRW,
UBSI, UDR, UTHR, VSH, WDR
Reporting
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02123600.pdf
EFTA02107482Set 10
2014-04-248p2,185w
NTCT, NURO, NYT, ODFL, ORI, OSTK, PAG, PATK, PENN, PJC, PSTB, PTEN, RCL, RS,
RTIX, RTN, RYL, SFE, SILC, SNBC, SONS, SANS, STC, TKR, TWI, UA, UAL, UCBI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02107482.pdf