EFTA00665021Set 9
2017-09-1911p2,641w
premium on $10mm notional as discussed.
Initial SPX Level (SPXO)
2,506.650
Initial RTY Level (RTYO)
1,440.404
Thanks,
Amanda
Amanda Ens
Director
Bank of America Merrill Lynch
Merrill Lynch ... Russell 2000 vs SPX. cap index.
Buy the Dec-17 ATM outperformance call on RTY (Russell 2000) over SPX indicatively for —1.5%.
0 Losses are limited to the (low) upfront ... premium paid.
RTY 3M atmf implied vol has fallen back to near 2008-present lows and the spread to SPX 3M implied vol
has retraced to pre-election levels
https://www.justice.gov/epstein/files/DataSet%209/EFTA00665021.pdf
EFTA01185917Set 9
2015-09-023p610w
wasn't bad.
The idea was to use 3-month, 95% Russell 2000 index (RTY) puts to hedge a High Yield (HY) selloff. On 6/25, with RTY at —1283 — clients ... Historical rolling 3-month performance of HYG US ETF and RTY Index,
The historical performance below illustrates that when large moves happened, they co-occurred in both RTY Index ... since 2007).
RTY and HYG Rolling 3 Month Performance
40.00% 60.00%
30.00%
- 40.00%
20.00%
- 20.00%
10.00%
0.00% 0.00%
-10.00%
- -20.00%
-20.00%
- -40.00%
-30.00%
-40.00% -60.00%
9/25/2007 9/25/2008 9/25/2009 9/25/2010 9/25/2011
https://www.justice.gov/epstein/files/DataSet%209/EFTA01185917.pdf
EFTA01092027Set 9
2013-10-125p2,524w
Pfizer (PFE) — $30.40 — NR Yesterday, Osiris clarified the regulatory status.
Pluristem (PSTI) — $3.63 — Buy
RTI Biologics (RTIX)— $3.43 — NR > The company announced that it has reached an agreement with ... patients receiving conventional therapy
(p < 0.0001).
> In addition to marketing Grafix under 361, RTI Biologics may
also soon be in the market with map3 cellular allogeneic bone
graft, which incorporates ... marketed, but again, not without risk. Osiris has now
essentially eliminated this risk.
RTI Biologics may also be in the market shortly with map3 cellular allogeneic bone graft, which
incorporates
https://www.justice.gov/epstein/files/DataSet%209/EFTA01092027.pdf
EFTA00233329Set 9
2008-07-03549p145,850w
009381A
CASE NO. 2008CF
STATE OF FLORIDA
vs.
,
JEFFREY EPSTEIN
Defendant.
AGREED ORDER
rties, Jack
he ar d up on th e agreement of the pa
to be
This cause ... Jeffrey Epstein an
Goldberger representin the plea
vis ed th at th e pa rti es have reviewed both
t being fully ad
Florida, and the Cour ... 011/014
H) 10106
JUN-30-t008(MO
these terms is
an d ce rti fies that each of
ein as se ts d that a breach
th is ageernent, Epst
https://www.justice.gov/epstein/files/DataSet%209/EFTA00233329.pdf
EFTA00430253Set 9
2011-07-277p2,280w
intended only for the use of the addressee. It is the prope
rty of Jeffrey Epstein Unauthorized use, disclosure or copying of this communication or an
y part thereof ... intended only for the use of the addressee. It is the prope
rty of Jeffrey Epstein Unauthorized use, disclosure or copying of this communication or an
y part thereof ... intended only for the use of the addressee. It is the prope
rty of Jeffrey Epstein Unauthorized use, disclosure or copying of this communication or an
y part thereof
https://www.justice.gov/epstein/files/DataSet%209/EFTA00430253.pdf
EFTA01098878Set 9
2005-11-2042p34,835w
years allowed a long time to respond,
(0[313[=10.1 [accuracy], 8.38 [RTI, both p< 0.0001; antici- respectively). Accuracy at ages 6-9 years, given a short time
patory responses ... rules for the Arrows task were more abstract, the memory rectl; 8.56, p < 0.0001 [RTI; subjects ≥6 years: 42221=9.27,
demands were minimal because subjects needed only to look
https://www.justice.gov/epstein/files/DataSet%209/EFTA01098878.pdf
EFTA02367152Set 11
2012-09-135p893w
intended only for
the use of the addressee. It is the prop=rty of
Jeffrey Epstein
Unauthorized use, disclosure or copying of=this
communication or any part thereof is strictly ... intended only for
the use of the addressee. It is the prop=rty of
Jeffrey Epstein
Unauthorized use, disclosure or copying of=this
communication or any part thereof is strictly ... intended only for
the use of the addressee. It is the prop=rty of
Jeffrey Epstein
Unauthorized use, disclosure or copying of=this
communication or any part thereof is strictly
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02367152.pdf
EFTA00261546Set 9
2014-05-2858p18,654w
this agreement
developments are subjected to
1.1.4. The disclosure of the business concepts and rty of JC INNOVATIONS
Intellectual Property Law, Australia and remain the prope
or interested party involved ... Confi
1.1.5. It is prohibited to copy, share, record or alter
Intelle ctual Prope rty Law, Austr alia.
and is subject to
1.1.6. Keep the Confidential Inform ation secur ... fift y nation of
er 19 89 , In wh ich his pa rty obtained more th nc y to be ca us ed by the impending resig
of Novemb Senate
https://www.justice.gov/epstein/files/DataSet%209/EFTA00261546.pdf
EFTA01223141Set 9
14p5,716w
third pa er such claims, actions
limitation, for past, pres rties, including, without
ent and future bodily inju
well as for attorneys fees ry and property damage, as
and costs ... employed ee of the Compa rectors,
pe or ny or any
(vi) any personal rty, (v) any person visiting the P engaged to provide set-vices ... intended third pa
right to enforce my ob is Agreement and that rty
ligations hereunder in each of them shall have
an action brought
https://www.justice.gov/epstein/files/DataSet%209/EFTA01223141.pdf
EFTA01006351Set 9
2018-07-254p633w
From: "Jeffrey E."
To: Richard Kahn
Subject: Re: Trade recap: SPX over RTY outperfonnance option - Southern Trust Company
Date: Wed, 25 Jul 2018 14:58:00 +0000
Inline-Images: image002.jpg ... EFTA01006351
Begin forwarded message:
From: "Ens, Amanda"
Subject: RE: Trade recap: SPX over RTY outperformance option - Southern Trust Company
Date: July ... Miller, Allison - NEW YORK NY ; EMEA EQD Settlements
Subject: Trade recap: SPX over RTY outperformance option
Southern Trust Company bought $10mm SPX over RTY ATM outperformance option for I7Aug
https://www.justice.gov/epstein/files/DataSet%209/EFTA01006351.pdf
EFTA00435025Set 9
2011-04-152p605w
iu31111U0 irp,0312n '11 D177 pip kt 11m
115 P1731710'1123 ,'722311WT 111W1Itr1175.11770135t.WhITT171 x rti '79W OnN 1177
117'7MT:2112113 unin 117 .1751' P07O 'PT ',run U17112319 orsii ... 17PD31711U0 tz 11711171 T'22 ,117P1Y 115W 1"-t ,uwitzuprin
373-1sw 117t1.77" rti 023112$19713131, 11 '722'112i 1177 r2t 1'117117'7 23112$'
p, ou-rr 1I7D1M ... D23117D
1117 .7,9W 17W'7" I11119237171 utui TIN D23112319147 rti 171117'717112r
'7 115 1173"2,2 141141 Tx ,195T1942 1230p3u
https://www.justice.gov/epstein/files/DataSet%209/EFTA00435025.pdf
profit can be illustrated in the
following typical example of our modus operandi:
1. RTI Team in Michigan sources properties
2. RTI Directors screen the properties and purchases are made ... RTI Team in Michigan rehabs the properties, places tenants
4. RTI sells properties to investors as turnkey, cash flowing properties, with full property
management in place and a 2 year
https://www.justice.gov/epstein/files/DataSet%209/EFTA00309602.pdf
EFTA02360837Set 11
2017-02-204p642w
intended=only for
the use of the addressee. It is the prop=rty of
JEE
Unauthorized =se, disclosure or copying of this
communication o= any part thereof is strictly prohibited ... intended=only for
the use of the addressee. It is the prop=rty of
JEE
Unauthorized =se, disclosure or copying of this
communication o= any part thereof is strictly prohibited ... intended=only for
the use of the addressee. It is the prop=rty of
JEE
Unauthorized =se, disclosure or copying of this
communication o= any part thereof is strictly prohibited
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02360837.pdf