EFTA01413178Set 10
2014-07-2947p7,718w
issuer repurchase of notes
nor
modification of weighted average life rule)
Implementation
Buy BBB Regiment Capital Cavalry V short duration CLO debt
—Regiment Capital Advisers is a Boston based independent ... several principals who had provided
investment management services to Harvard Management Company
—Regiment team members have an average of over 20 years of
experience in the leveraged credit markets ... diverse and is comprised of endowments,
foundations, insurance companies, pension funds, and family offices
—Regiment manages $1.3bn in structured products, with a total AUM of
$3.8bn,
Class
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01413178.pdf
EFTA00607178Set 9
2014-07-2929p7,889w
default of underlying collateral, credit risk of manager, liquidity risk
amortization)
Implementation
Buy BBB Regiment Capital Cavalry V short duration CLO debt WAL/ Price Spread
— Regiment Capital Advisers ... services to Harvard Management Company B [Aa2] $ 35,750,000.00 9.72 5.1 99 235
— Regiment team members have an average of over 20 years ... pension funds, and family offices E 03a2] $ 20,000,000.00 5.44 5.1 96.5 630
— Regiment manages $1.3bn in structured products, with a total
https://www.justice.gov/epstein/files/DataSet%209/EFTA00607178.pdf
EFTA01508566Set 10
2007-07-011p255w
bank a WA etaietes
(unless dawned nelceex)! Such went., sad dna regiments ono subside to
Total Portfolio Value 15,167,541.68 20,632,800.69
oddment risks. deluding pond% Jon dere
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01508566.pdf