""Regulation S-K"" — Epstein Files Search

Search Entities About Settings

/to search

Dataset

Sort

Status

DOJ Status

Date Range

–

Page Count

–

19 results for “"Regulation S-K"”

Keyboard Shortcuts

/

Focus search

Esc

Blur input

O

Open PDF

←→

Paginate

EFTA01384983Set 10

2014-12-311p701w

than a transaction for which an obligation to disclose under Item 404 of Regulation S-K (or any successor provision) arises solely from the fact that a beneficial owner ... transaction required to be disclosed by us pursuant to Item 404 of Regulation S-K (or any successor provision) promulgated by the SEC. 179 CONFIDENTIAL - PURSUANT TO FED. R CRIM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384983.pdf

EFTA00797433Set 9

2007-07-1351p18,487w

without duplication) (i) total compensation determined pursuant to Item 402 of Regulation S-K and (ii) total income listed on the applicable K-1 from Holdings, Intermediate Holdings

https://www.justice.gov/epstein/files/DataSet%209/EFTA00797433.pdf

EFTA00623298Set 9

2007-07-1350p18,403w

without duplication) (i) total compensation determined pursuant to Item 402 of Regulation S-K and (ii) total income listed on the applicable K-1 from Holdings, Intermediate Holdings

https://www.justice.gov/epstein/files/DataSet%209/EFTA00623298.pdf

EFTA00808222Set 9

2007-07-1355p18,213w

without duplication) (i) total compensation determined pursuant to Item 402 of Regulation S-K and (ii) total income listed on the applicable K-1 from Holdings, Intermediate Holdings

https://www.justice.gov/epstein/files/DataSet%209/EFTA00808222.pdf

EFTA00583332Set 9

2016-12-2053p18,162w

without duplication) (i) total compensation determined pursuant to Item 402 of Regulation S-K and (ii) total income listed on the applicable K-1 from Holdings, Intermediate Holdings

https://www.justice.gov/epstein/files/DataSet%209/EFTA00583332.pdf

EFTA01113123Set 9

2011-12-31189p90,201w

check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant

https://www.justice.gov/epstein/files/DataSet%209/EFTA01113123.pdf

EFTA00190141Set 9

check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained. to the best of registrant

https://www.justice.gov/epstein/files/DataSet%209/EFTA00190141.pdf

EFTA01366374Set 10

related party transaction required to be disclosed pursuant to Item 404 of Regulation S-K promulgated by the SEC prior to us entering into such transaction; and reviewing with management

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01366374.pdf

EFTA01366674Set 10

2015-07-201p629w

audit committee financial expert' as such term *defined in Item 401(h) of Regulation S-K Our board of directors wil adopt a written charter for the Audit Committee

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01366674.pdf

EFTA00623392Set 9

2011-12-31324p169,210w

check mask if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (*229.405 of this chapter) is not contained herein and will not be contained

https://www.justice.gov/epstein/files/DataSet%209/EFTA00623392.pdf

EFTA01085356Set 9

2011-12-31324p168,929w

check mask if disclosure of delinquent tilers pursuant to Item 405 of Regulation S-K (*229.403 of this chapter) is not contained herein and will not be contained

https://www.justice.gov/epstein/files/DataSet%209/EFTA01085356.pdf

EFTA01381312Set 10

2015-07-201p328w

Conduct is a "code of ethics," as defined in Item 406(b) of Regulation S-K. We will make any legally required disclosures regarding amendments to. or waivers of, provisions

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381312.pdf

EFTA01378040Set 10

type that is required to be disclosed under Item 404 of Regulation S-K. None of our executive officers serves or has served as a member of the board

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378040.pdf

EFTA00316104Set 9

Issuer, and were therefore materially false and misleading. Pursuant to Item 507 of Regulation S-K, these registration materials were required to disclose "the nature of any position, office

https://www.justice.gov/epstein/files/DataSet%209/EFTA00316104.pdf

EFTA01382285Set 10

such nominating person were a registrant pursuant to Item 404 of Regulation S-K, and the proposed nominee was an executive officer or director of the "registrant"); and our board

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382285.pdf

EFTA01382752Set 10

This policy will cover, with certain exceptions set forth in Item 404 of Regulation S-K under the Securities Act, any transaction. arrangement or relationship. or any series of similar

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382752.pdf

EFTA01378058Set 10

person' and 'transaction' will be determined by reference to Item 4O4(a) of Regulation S-K under the Securities Act, or Item 404. Our management will be required to determine

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378058.pdf

EFTA01382718Set 10

financial expert" as such term is defined in Item 407(d)(5) of Regulation S-K. The purpose of the Audit Committee will be to assist our Board in fulfilling

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382718.pdf

EFTA01366346Set 10

2015-12-311p1,000w

have any off-balance sheet arrangements as defined in Item 303(aX4Xii) of Regulation S-K and did not have any commitments or contractual obligations. No unaudited quarterly operating data

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01366346.pdf

Results by Dataset19 total

Set 9

9

Set 10

10

Corpus: 1990-03-17 – 2025-12-01

December 2014

Mo

Tu

We

Th

Fr

Sa

Su

None

Light

Medium

Heavy