Epstein Files Search

EFTA01570474Set 10

2012-03-01122p12,824w

Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL ... ISIN LU0222772518 @ 1.7703 PER SHARE CONV. @ "CONV RATE" (ID: G13289-92-4) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 @ 0.637000 PER SHARE (ID: 766994-90-9) RIO TINTO PLC ISIN ... INSURANCE GROUP PLC ISIN GB0006616899 SEDOL 0661689 (ID: G8566X-91-9) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 WASH SALE ADJUSTMENT 04/18/12 (ID: 766994-90-9) STANDARD CHARTERED

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01570474.pdf

EFTA00284655Set 9

2012-06-075p3,371w

PerUnn ALP 6'07/2012 06/12,2012 Buy RIO RIO TINTO PLC 10.000 47.1866 0.0150 472.016.00 NITA GSEC 000 150.00 100.00 50.00 0.00 USO PerUnil ALP 6,17/2012 06/192012 Buy RIO ... RIO TINTO PLC 11,200 47.1720 0.0150 528.490.40 REDI GSEC 000 168.00 112.00 56.00 0.00 USO PerUnil ALP 6'07/2012 06/122012 Sell RIO RIO TINTO

https://www.justice.gov/epstein/files/DataSet%209/EFTA00284655.pdf

EFTA01570018Set 10

2011-12-01162p16,949w

GROUP LTD ISIN A0000000QBE9 SEDOL 6715740 Q78063-91-6 AUD RESEARCH IN MOTION LIMITED RIO TINTO PLC 760975-10-2 RIMM 48.57 ISIN GB0007188757 SEDOL ... Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Description RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 COST BASIS ADJUSTMENT (ID: 766994-90-9) UNILEVER PLC ISIN ... Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 COST BASIS ADJUSTMENT (ID: 766994-90-9) UNILEVER

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01570018.pdf

EFTA01565547Set 10

2013-04-01157p15,782w

Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL ... ISIN LU0222772518 @ 1.8882 PER SHARE CONY. @ "CONV RATE" (ID: G13289-92-4) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 @ 0.670444 PER SHARE (ID: 766994-90-9) RIO TINTO PLC ISIN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565547.pdf

EFTA01571329Set 10

2013-04-0167p7,775w

Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP Preferred Stocks CITIGROUP CAPITAL XIII ... ISIN LU0222772518 @ 1.8882 PER SHARE CONY. @ "CONV RATE" (ID: G13289-92-4) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 @ 0.670444 PER SHARE (ID: 766994-90-9) RIO TINTO PLC ISIN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01571329.pdf

EFTA01570853Set 10

2012-06-3070p8,070w

Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL ... CORPORATE BOND ISIN IE00B00FV011 SEDOL BOOFV01 TAX WITHHELD IRELAND 10.00% (ID: OGBPPR-AA-9) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 @ 0.515889 PER SHARE AS OF 09/13/12 ... RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 TAX WITHHELD NETHERLANDS 10.00% AS OF 09/13/12 (ID: OGBPPR

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01570853.pdf

EFTA01521209Set 10

2012-03-011p336w

High Cost 0661889 (ID: GEI503X-91-9) 1.148 27,243.63 (30,03560) 3/20 Sale RIO TINTO PLC ISIN GB0007188757 SEDOL ... High Cost (ID: 658512.91.7) 0.983 29,391.21 (29,746.28) 4/18 Cash In Lieu RIO TINTO PLC ISIN G80007188757 SEDOL 0718875 1.28 1.28 4/18 CASH IN LIEU OF FRACTIONAL SHARES ... OPTIONAL DIVIDEND FOR RIO TINTO PLC, CUSIP: 766994909. (ID: 766994-90-9) Total Settled Sales/Maturities/Redemptions (USD) $199,507.90 (3174,191.39) ($7,807.97) L ($2.526.02) S J.P.Morgan Page

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01521209.pdf

EFTA00465778Set 9

2017-12-096p1,240w

core profit, more than double the proportion of its major listed competitors - BHP, Rio Tinto and Anglo American. The analysis, based on companies' reports, supports Glencore's assertion ... Intelligence. It had $28.4 billion of net debt, compared with BHP's $16.3 billion, Rio Tinto's $8.1 billion and Anglo American's 5.5 billion, found the study compiled ... electric vehicle metals after Glencore - about a fifth - and this is mostly from copper. Rio Tinto, the world's biggest iron ore producer, is working on a massive underground expansion

https://www.justice.gov/epstein/files/DataSet%209/EFTA00465778.pdf

EFTA00385970Set 9

2013-08-098p2,227w

positive: T-Mobile (TMUS) WSJ Tesla (TSLA) WSJ WSJ cautious: Nestle (NESN SW) WSJ Rio Tinto (RIO AU) WSJ • So Where Is the Stock Market Heading? Barron's • Royal Navy ... times of stress FT • T-Mobile USA: busy signal Lex • Nestle: vanity project Lex • Rio Tinto: cost v price Lex • Solar energy: German sunshine Lex • In Deal Hunt, Big-Game

https://www.justice.gov/epstein/files/DataSet%209/EFTA00385970.pdf

EFTA01572125Set 10

2014-04-0134p5,030w

GHISLAINE MAXWELL POUND STERLING (ID: OGBPPR-AA-9) Foreign Dividend FGN Tax Withheld RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 @ 0.731333 PER SHARE (ID: 766994-90-9) RIO TINTO

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572125.pdf

EFTA01567660Set 10

2014-04-0154p6,857w

GHISLAINE MAXWELL POUND STERLING (ID: OGBPPR-AA-9) Foreign Dividend FGN Tax Withheld RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 @ 0.731333 PER SHARE (ID: 766994-90-9) RIO TINTO

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567660.pdf

EFTA01521208Set 10

2012-03-011p275w

SHARE CONV. a -CONV 1.77 332.64 RATE' (ID: G13289-92-4) 4/18 Foreign Dividend RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 @ 191.000 1.021 195.04 0.637000 PER SHARE ... 4/18 FGN Tax Withheld RIO TiNTO PLC ISIN GB0007188757 SEDOL 0718875 (12.170) (1940) TAX WITHHELD NETHERLANDS 10.00% (12.17) (ID: OGBPPR.A.A.9) Total Inflows & Outflows ($762,971.28) ($10.091.761 JP Morgan Page

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01521208.pdf

EFTA01519574Set 10

2014-04-301p184w

POUND STERLING (ID: OGBPPR-AA-9) (263,967.18) 4110 Foreign Dividend RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 @ 3.000 1.223 3.67 0.731333 PER SHARE ... 4/10 FGN Tax Wthheld RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 (0.220) (0.37) TAX WITHHELD UNITED KINGDOM 10.00% (0.22) (ID: OGBPPR-AA-9) J.P.Morgan Accoun age 13 of 14 Consolidated

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519574.pdf

EFTA01522043Set 10

2014-04-301p179w

POUND STERLING (ID: OGBPPR-AA-9) (263,967.18) 4110 Foreign Dividend RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 @ 3.000 1.223 3.67 0.731333 PER SHARE ... 4/10 FGN Tax Wthheld RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 (0.220) (0.37) TAX WITHHELD UNITED KINGDOM 10.00% (0.22) (ID: OGBPPR-AA-9) J.P.Morgan Page 13 of 14 Confidential Treatment

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522043.pdf

EFTA01521394Set 10

2012-09-011p157w

SEDOL BOCC1/01 TAX WITHHELD IRELAND (14.19) 10.00% (ID: OGBPPR-AA-9) 9/14 Foreign Dividend RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 @ 3.000 0.833 2.50 0.515889 PER SHARE AS OF 09/13/12 ... 9/14 FGN Tax Withheld RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 (0.160) (0.25) TAX WITHHELD NETHERLANDS 10.00% AS OF 09113/12 (0.16) (ID OGBPPR-AA-9) Total Inflows & Outflows

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01521394.pdf

EFTA01461039Set 10

1p480w

biggest copper producing region saw a drop in output from —101kMT to 96kMT. Rio Tinto sees the copper market entering deficit in 2018 on increased demand in electricity networks ... they build and incorporate more renewable energy sources. BHP Billiton and Rio Tinto are amassing copper holdings in order to repeat it's iron ore strategy of squeezing out high

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01461039.pdf

EFTA01479270Set 10

2014-12-154p976w

biggest copper producing region saw a drop in output from —101kMT to 96kMT. Rio Tinto sees the copper market entering deficit in 2018 on increased demand in electricity networks ... they build and incorporate more renewable energy sources. BHP Billiton and Rio Tinto are amassing copper holdings in order to repeat it's iron ore strategy of squeezing out high

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479270.pdf

EFTA00681449Set 9

2014-12-152p965w

biggest copper producing region saw a drop in output from -101kMT to 96kMT. Rio Tinto sees the copper market entering deficit in 2018 on increased demand in electricity networks ... they build and incorporate more renewable energy sources. BHP Billiton and Rio Tinto are amassing copper holdings in order to repeat it's iron ore strategy of squeezing out high

https://www.justice.gov/epstein/files/DataSet%209/EFTA00681449.pdf

EFTA01479266Set 10

2014-12-154p939w

biggest copper producing region saw a drop in output from —101kMT to 96kMT. Rio Tinto sees the copper market entering deficit in 2018 on increased demand in electricity networks ... they build and incorporate more renewable energy sources. BHP Billiton and Rio Tinto are amassing copper holdings in order to repeat it's iron ore strategy of squeezing out high

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479266.pdf

EFTA01479274Set 10

2014-12-154p997w

copper producing region saw a drop in output from -101kMT to EFTA01479276 96kMT. Rio Tinto sees the copper market entering deficit in 2018 on increased demand in electricity networks ... they build and incorporate more renewable energy sources. BHP Billiton and Rio Tinto are amassing copper holdings in order to repeat it's iron ore strategy of squeezing out high

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479274.pdf