EFTA00270996Set 9
2014-02-1246p19,882w
Supreme Court Justice,
Your answers to our profiling questions: member of the Joint Chiefs
Risk Tolerance High Risk Staff, Member of Congress or
a Parliament, Chairperson.
Produce a combination ... risk profiles,
Your answers to our profiling questions: t. investment eligibility
considerations help us
Risk Tolerance Moderately High Risk identify whether you maybe
eligibk to imps: in certain
Produce ... risk profiles,
Your answers to our profiling questions: t. investment eligibility
considerations help us
Risk Tolerance Moderately High Risk identify whether you maybe
eligibk to imps: in certain
Produce
https://www.justice.gov/epstein/files/DataSet%209/EFTA00270996.pdf
EFTA01597009Set 10
46p19,935w
Supreme Cows Justice,
Your answers to our profiling questions: member of the Joint Chiefs
Risk Tolerance High Risk Staff, Member of Congress or
a Parliament, Chairperson,
Produce a combination ... moderate risk profiles,
Your answers to our profiling questions: investment eligibility
considerations help us
Risk Tolerance Moderately High Risk identify whether you maybe
eligibk to invest in certain
Produce ... moderate risk profiles,
Your answers to our profiling questions: investment eligibility
considerations help us
Risk Tolerance Moderately High Risk identify whether you maybe
eligibk to iroest in certain
Produce
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597009.pdf
EFTA01597055Set 10
46p19,958w
Supreme Court Justice,
Your answers to our profiling questions: member of the Saint Chiefs
Risk Tolerance High Risk Staff, Member of Congress or
a Parliament Chairperson.
Produce a combination ... moderate ask profiles,
Your answers to our profiling questions: investment eligibility
considerations help us
Risk Tolerance Moderately High Risk identify whether you maybe
eligibk, to invest in certain
Produce ... moderate risk profiles,
Your answers to our motility questions: investment eligibility
considerations help us
Risk Tolerance Moderately High Risk identify vyhether you maybe
eligibk to imps: in certain
Produce
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597055.pdf
EFTA00016542Set 8
46p19,980w
Supreme Court Assrice.
Your answers to our profikng questions: member of the Joint Chiefs
Risk Tolerance High Risk Staff. Member of COngreSs Of
a Parliament, Chairperson.
Produce a combination ... risk molt,
Your answers to our profiling questions: Investment eligibility
considerations help us
6_ Risk Tolerance Moderately High Risk identify whether you maybe
etigin to invest in certain
Produce ... Moderate or moderate risk molt,
Your answers to our profiling questions: Investment eligibility
6_ Risk Tolerance Moderately High Risk 1.1 considerations help us
identify whether you maybe
etigin to invest
https://www.justice.gov/epstein/files/DataSet%208/EFTA00016542.pdf
EFTA00078337Set 9
46p19,984w
Supreme Court Justice,
Your answers to our profikng questions: member of the form avers
Risk Tolerance High Risk Staff, Member of Congress or
a Parliament, Chairperson.
Ir Investment Objective
Risk/Return ... accounts with consenetive
Account Risk Profile
Your answers to our profiling questions:
6_ Risk Tolerance
Moderate
Moderately High Risk
a a moderate risk profdes,
Investment eligibility
considerationshelp us
Identify whether ... profdes,
Your answers to our profiling questions: a hwesonent eligibility
eonsioferations help us
6_ Risk Tolerance Moderately High Risk 11 identify whether you maybe
Sgh to invest in certain
https://www.justice.gov/epstein/files/DataSet%209/EFTA00078337.pdf
EFTA00078532Set 9
46p19,969w
Supreme Court Justice,
Your answers to our profifing questions: member of the font Clues
Risk Tolerance High Risk Staff, Member of Congress or
a Patkament Chairperson,
Ir Investment Objective
Risk/Return ... accounts with consenetive
Account Risk Profile
Your answers to our profiling questions:
6_ Risk Tolerance
Moderate
Moderately High Risk
a a moderate risk proft,
hwesonent eligibility
eonsioferations help us
identify ... profdes,
Your answers to our profiling questions: a hwesonent eligibility
eonsioferations help us
6_ Risk Tolerance Moderately High Risk 11 identify whether you maybe
Sgh to invest in certain
https://www.justice.gov/epstein/files/DataSet%209/EFTA00078532.pdf
EFTA00078582Set 9
46p19,927w
Supreme Court Justice,
Your answers to our profifing questions: member of the font Clues
Risk Tolerance High Risk Staff Member of Congress or
a Patkament Chairperson,
Ir Investment Objective
Risk/Return ... accounts with consenetive
Account Risk Profile
Your answers to our profiling questions:
6_ Risk Tolerance
Moderate
Moderately High Risk
a a moderate risk profdes,
hwesonent eligibility
eonsioferations help us
identify ... profdes,
Your answers to our profiling questions: a hwesonent eligibility
eonsioferations help us
6_ Risk Tolerance Moderately High Risk 11 identify when you maybe
Sgh to invest in certain
https://www.justice.gov/epstein/files/DataSet%209/EFTA00078582.pdf
EFTA01324812Set 10
2014-02-1246p19,836w
Court AntiCe,
Your answers to our profiling questions: Mentor of the feint Chief's
Risk Tolerance High Risk Staff. Member or Congress or
a Parliament Chairperson,
Produce a combination ... moderate risk pmAles,
Your answer to our profiting questions: investment eligibffio,
considerations hay:* us
Risk Tolerance Moderately High Risk identify whether you May be
algae to infest m certain
Produce ... moderate risk profees,
Your answen to our profiting questions: investment eliglbffiry
considerations hap us
Risk Tolerance Moderately High Risk identify whether mu may be
algae to (guest in certain
Produce
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324812.pdf
EFTA01597625Set 10
2018-07-3122p6,782w
Vice
Your answers to our profiling questions: President, Cabinet Member,
Supreme Court Justice,
Risk Tolerance High Risk member of the Joint Chiefs
Achieve capital appreciation (emphasis on growth of Staff ... Vice
Your answers to our profiling questions: President, Cabinet Member,
Supreme Court Justice,
Risk Tolerance High Risk member of the loin! Chiefs
Achieve capital appreciation (emphasis on growth of Staff ... Vice
Your answers to our prolitioo questions: President, Cabinet Member,
Supreme Court Justice,
Risk Tolerance High Risk member of the Joint Chiefs
Achieve capital appreciation (emphasis on growth of Staff
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597625.pdf
EFTA01350631Set 10
2011-05-0914p3,416w
Review of risk appetite;
• Review of global and regional trends;
• Update of regional reputational risk tolerances;
• Topical review of articles on competitors, industry trends;
• Review of AWM reputational risk issues ... business
objectives. The DB Group's risk appetite statement defines the Group level
risk tolerance that is
translated into financial targets for business divisions and risk limits,
targets or measures ... risk
categories throughout the Group. The risk appetite is an aggregation of risk
capacity, risk tolerances
and risk limits.
7
For internal use only
EFTA01350641
Americas Region Reputational Risk Committee
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350631.pdf
EFTA01597647Set 10
2019-01-0320p5,789w
Vice
Your answers to our profiling questions: President, Cabinet Member,
Supreme Cowl Justice,
Risk Tolerance High Risk member of the Joint Chiefs
Achieve capital appreciation (emphasis on growth of Staff ... Vice
Your answers to our miffing questions: President, Cabinet Member,
Supreme Court Justice,
Risk Tolerance High Risk member of the loin! Chiefs
Achieve capital appreciation (emphasis on growth of Staff ... Vice
Your answers to our profiling questions: President, Cabinet Member,
Supreme Court Justice,
Risk Tolerance High Risk member of the loin! Chiefs
Achieve capital appreciation (emphasis on growth of Staff
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597647.pdf
EFTA00024450Set 8
2019-01-0320p5,653w
Vice
Your answers to our profiling questions: President Cabinet Member,
Supreme Court A,stice,
Risk Tolerance High Risk member of the Joint Chiefs
Achieve capital appreciation (emphasis on growth ... Vice
Your answers to our profiling questions. President, Cabinet Member,
Supreme Court Justice,
Risk Tolerance High Risk member of the loin! Chiefs
Achieve capital appreciation (emphasis on growth of Staff ... Vice
Your answers to our profiling questions: President Cabinet Member,
Supreme Court AlSliCe,
Risk Tolerance High Risk member of the Joint Chiefs
Achieve capital appreciation (emphasis on growth of Staff
https://www.justice.gov/epstein/files/DataSet%208/EFTA00024450.pdf
EFTA00308225Set 9
13p6,028w
contrarians) to always hold a moderate position that balances risk aversion and risk
tolerance — and thus the fear of losing money and the fear of missing opportunities — this is
something ... price declines cause investors to rethink their analysis, conclusions, commitment to
the market and risk tolerance. It becomes clear that appreciation will not go on ad infinitum ... wisdom, and holders start to feel stupid.
• Giddy enthusiasm is replaced by sober skepticism. Risk tolerance declines and risk aversion
is on the upswing. People switch from worrying about missing
https://www.justice.gov/epstein/files/DataSet%209/EFTA00308225.pdf
EFTA00024311Set 8
2018-11-1434p17,792w
Vice
Your answers to our profiling questions: President Cabinet Member,
Supreme Court A,stice,
Risk Tolerance High Risk member of the Joint Chiefs
Achieve capital appreciation (emphasis on growth ... Vice
Your answers to our profiling questions: President Cabinet Member,
Supreme Court A,stice,
Risk Tolerance High Risk member of the Joint Chiefs
Achieve capital appreciation (emphasis on growth ... profiting questions: identify whether you maybe
ell'gibk to invest in certain
Risk Tolerance Moderate Risk higher risk securities as a
Investment Objective
Produce a combination of income and capital
https://www.justice.gov/epstein/files/DataSet%208/EFTA00024311.pdf
EFTA00284589Set 9
2011-05-1015p3,526w
offers ongoing portfolio management services based on the individual goals,
objectives, time horizon, and risk tolerance of each client. WAM creates an Investment
Policy Statement for each client, which outlines ... client's current situation (income, tax
levels, and risk tolerance levels) and then constructs a plan (the Investment Policy
Statement) to aid in the selection of a portfolio that matches ... limited to, the following:
• Investment strategy • Personal investment policy
• Asset allocation • Asset selection
• Risk tolerance • Regular portfolio monitoring
WAM evaluates the current investments of each client with respect to their
https://www.justice.gov/epstein/files/DataSet%209/EFTA00284589.pdf
EFTA00284812Set 9
2012-01-2615p3,524w
offers ongoing portfolio management services based on the individual goals,
objectives, time horizon, and risk tolerance of each client. WAM creates an Investment
Policy Statement for each client, which outlines ... client's current situation (income, tax
levels, and risk tolerance levels) and then constructs a plan (the Investment Policy
Statement) to aid in the selection of a portfolio that matches ... limited to, the following:
• Investment strategy • Personal investment policy
• Asset allocation • Asset selection
• Risk tolerance Regular portfolio monitoring
WAM evaluates the current investments of each client with respect to their
https://www.justice.gov/epstein/files/DataSet%209/EFTA00284812.pdf