EFTA00169436Set 9
2016-11-2220p2,744w
Repo Margin
Sent: Tuesday. November 22, 2016 10:36 AM
To: CMNY Margin; Roddy Moore
Cc: Keith Buckholz; Andrew Xu
Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST ... Christopher Olen On Behalf Of CMNY Margin
Sent: 21 November 2016 21:00
To: Roddy Moore; Repo Margin
Cc: Keith Buckholz; Andrew Xu
Subject: RE: Southern Financial and Southern Trust ... Valuations
COO Global Markets Operations
t h nkSecurities In
First Escalation
SPCOJIC Fscalation
From: Roddy Moore
Sent: Monday, November 21, 2016 3:09 PM
To: CMNY Margin
Cc: Keith Buckholz
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169436.pdf
EFTA01410705Set 10
2015-08-284p605w
From: Vahe Stepanian
Date: Fri, 28 Aug 2015 14:23:12 -0400
To: Roddy Moore < >,
Ariane Dwyer
Cc: Daniel Sabba
Troy-D Williams
Classification: For internal use only
Ok, Daniel ... upon his return the following week.
I'll be on my MTA.
From: Roddy Moore
Sent: Friday, August 28, 2015 2:04 PM
To: Vahe Stepanian; Ariane Dwyer
Cc: Daniel ... next week.
From: Vahe Stepanian
Sent: Friday, August 28, 2015 1:46 PM
To: Roddy Moore; Ariane Dwyer
Cc: Daniel Sabba; Troy-D Williams
Subject: RE: Southern Financial [I]
Classification
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01410705.pdf
EFTA01410568Set 10
2015-09-025p701w
Subject: Southern Financial Collateral Acct [I]
From: Roddy Moore dINIIIIII=IIIMPIIIMER>
Date: Wed, 02 Sep 2015 14:56:34 -0400
To: Daniel Sabba
Vahe Stepanian <
Ariane Dwyer
Cc: Troy ... been
included.
From: Daniel Sabba
Sent: Wednesday, September 02, 2015 2:50 PM
To: Roddy Moore; Vahe Stepanian; Ariane Dwyer
Cc: Troy-D Williams
Subject: RE: URGENT: Collateral Admin ... weren't they set up correctly from the beginning?
From: Roddy Moore
Sent: Wednesday, September 02, 2015 2:40 PM
To: Vahe Stepanian; Ariane Dwyer
Cc: Troy-D Williams; Daniel
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01410568.pdf
EFTA01418785Set 10
2016-06-297p913w
Date: Wed, 29 Jun 2016 09:49:50 -0400
To: Vahe Stepanian
Andrew Xu
Roddy Moor
Cc: Daniel Sabba
Keith Buckholz
Classification: For internal use only
Have you looked ... From: Vahe Stepanian
Sent: Wednesday, June 29, 2016 9:46 AM
To: Andrew Xu; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz; Stewart Oldfield
Subject: RE: Southern Financial - IA Request ... From: Andrew Xu
Sent: Wednesday, June 29, 2016 9:38 AM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
EFTA01418785
Classification
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01418785.pdf
EFTA01410459Set 10
2015-09-025p585w
From: Daniel Sabba <ffi
Date: Wed, 02 Sep 2015 14:49:32 -0400
To: Roddy Moore >,
Vahe Stepanian
Ariane Dwyer
Cc: Troy-D Williams la
Classification: For internal use only ... weren't they set up correctly from the beginning?
From: Roddy Moore
Sent: Wednesday, September 02, 2015 2:40 PM
To: Vahe Stepanian; Ariane Dwyer
Cc: Troy-D Williams; Daniel ... exposure report.
From: Vahe Stepanian
Sent: Wednesday, September 02, 2015 2:37 PM
To: Roddy Moore; Ariane Dwyer
Cc: Troy-D Williams; Daniel Sabba
Subject: RE: URGENT: Collateral Admin
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01410459.pdf
EFTA01417317Set 10
2016-06-297p829w
Request [I]
From: Vahe Stepanian < M>
Date: Wed, 29 -0400
To: Andrew Xu
Roddy Moore
Cc: Daniel Sabba
Keith Buckholz
Stewart Oldfield
Classification: For internal use only
The client would ... From: Andrew Xu
Sent: Wednesday, June 29, 2016 9:38 AM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
Classification ... From: Vahe Stepanian
Sent: Wednesday, June 29, 2016 8:34 AM
To: Andrew Xu; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
EFTA01417317
Subject: RE: Southern Financial - IA Request [I]
Classification
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417317.pdf
EFTA01410477Set 10
2015-09-025p612w
should be
doing this if we have not experience / knowledge on the process.
From: Roddy Moore
Sent: Wednesday, September 02, 2015 2:40 PM
To: Vahe Stepanian; Ariane Dwyer ... report.
EFTA01410477
From: Vahe Stepanian
Sent: Wednesday, September 02, 2015 2:37 PM
To: Roddy Moore; Ariane Dwyer
Cc: Troy-D Williams; Daniel Sabba
Subject: RE: URGENT: Collateral Admin ... office today. She will follow up with you tomorrow
morning.
Thank you,
Vahe
From: Roddy Moore
Sent: Wednesday, September 02, 2015 2:33 PM
To: Ariane Dwyer
Cc: Vahe Stepanian
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01410477.pdf
EFTA01409677Set 10
2015-09-024p522w
Subject: RE: URGENT: Collateral Admin - [I]
From: Roddy Moore < >
Date: Wed, 02 Sep 2015 14:39:58 -0400
To: Vahe Stepanian
Ariane Dwyer
Cc: Troy-D Williams >,
Daniel Sabba
Classification ... exposure report.
From: Vahe Stepanian
Sent: Wednesday, September 02, 2015 2:37 PM
To: Roddy Moore; Ariane Dwyer
Cc: Troy-D Williams; Daniel Sabba
Subject: RE: URGENT: Collateral Admin ... office today. She will follow up with you tomorrow
morning.
Thank you,
Vahe
From: Roddy Moore
Sent: Wednesday, September 02, 2015 2:33 PM
To: Ariane Dwyer
Cc: Vahe Stepanian
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01409677.pdf
EFTA01410468Set 10
2015-09-025p570w
should be
doing this if we have not experience / knowledge on the process.
From: Roddy Moore
Sent: Wednesday, September 02, 2015 2:40 PM
To: Vahe Stepanian; Ariane Dwyer ... exposure report.
From: Vahe Stepanian
Sent: Wednesday, September 02, 2015 2:37 PM
To: Roddy Moore; Ariane Dwyer
Cc: Troy-D Williams; Daniel Sabba
Subject: RE: URGENT: Collateral Admin ... today. She will follow up with you tomorrow
morning.
Thank you,
EFTA01410468
Vahe
From: Roddy Moore
Sent: Wednesday, September 02, 2015 2:33 PM
To: Ariane Dwyer
Cc: Vahe Stepanian
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01410468.pdf
EFTA01410473Set 10
2015-09-024p443w
From: Vahe Stepanian < =>
Date: Wed, 02 Sep 2015 14:36:37 -0400
To: Roddy Moore <=a,
Ariane Dwyer
Cc: Troy-D Williams >,
Daniel Sabba
Classification: For internal use only
Roddy ... office today. She will follow up with you tomorrow
morning.
Thank you,
Vahe
From: Roddy Moore
Sent: Wednesday, September 02, 2015 2:33 PM
To: Ariane Dwyer
Cc: Vahe Stepanian ... URGENT: Collateral Admin - [I]
Classification: For internal use only
Is this done?
From: Roddy Moore
Sent: Wednesday, September 02, 2015 10:30 AM
To: Ariane Dwyer
Cc: Vahe Stepanian; Troy
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01410473.pdf
EFTA01417259Set 10
2016-06-286p676w
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:19 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
Classification ... From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 1:17 PM
To: Andrew Xu; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
EFTA01417259
Classification ... From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:04 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
Classification
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417259.pdf
EFTA01431876Set 10
2016-06-2911p986w
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:19 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
Classification ... From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 1:17 PM
To: Andrew Xu; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
Classification ... From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:04 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
Classification
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01431876.pdf
EFTA01420555Set 10
2016-06-2911p1,085w
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:19 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
Classification ... From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 1:17 PM
To: Andrew Xu; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
Classification ... From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:04 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
Classification
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420555.pdf
EFTA01423625Set 10
2016-06-2911p1,123w
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:19 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
Classification ... From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 1:17 PM
To: Andrew Xu; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
Classification ... From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:04 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
Classification
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01423625.pdf
EFTA01472403Set 10
2015-02-232p594w
Amanda Kirby
Cc: Daniel Sabba
Classification: For internal use only
Fyi...
Original Message
From: Roddy Moore
Sent: Monday, February 23, 2015 2:44 PM
To: Ariane Dwyer; Vahe Stepanian ... required. We'll get it fixed, but it may take a couple days.
Roddy Moore
Credit Risk Management
Deutsche Asset 6 Wealth Management
(P)
Original Message
From: Ariane Dwyer
Sent ... Vahe Stepanian
Cc: Daniel Sabba; Troy-D Williams; Roddy Moore; Andrew Xu
Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01472403.pdf
EFTA01472401Set 10
2015-02-232p542w
Original Message
From: Vahe Stepanian
Sent: Monday, February 23, 2015 10:37 AM
To: Roddy Moore; Andrew Xu
Cc: Daniel Sabba; Troy-D Williams; Ariane Dwyer
Subject: RE: Margin Call ... Classification: For internal use only
Thank you.
Original Message
From: Roddy Moore
Sent: Monday, February 23, 2015 10:36 AM
To: Vahe Stepanian; Andrew Xu
Cc: Daniel Sabba; Troy ... only
We're working on it. I'll follow up later today. Thanks.
Roddy Moore
Credit Risk Management
Deutsche Asset 6 Wealth Management
(P) 212-250-9590
Original Message
From
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01472401.pdf
EFTA01365953Set 10
2015-08-281p347w
Classification: For 'Menial use only
Let's touch base when Daniel's back.
From: Roddy Moore
Sent: Friday, August 28, 2015 9:34 AM
To: Roddy Moore; Ariane Dwyer ... Classification: For Internal use only
Where are you at with the below?
From: Roddy Moore
Sent: Thursday, August 27, 2015 2:57 PM
To: Ariane Dwyer
Cc: Daniel Sabba; Vahe ... this?
From: Ariane Dwyer
Sent: Tuesday, August 25, 2015 4:13 PM
To: Roddy Moore
Cc: Daniel Sabba; Vahe Stepanian
Subject: RE: Southern Financial [I]
Classification: For Internal use only
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365953.pdf
EFTA01365215Set 10
2015-09-021p241w
From: Roddy Moore
Sent: 9/2/2015 2:33:16 PM
To: Ariane Dwyer
CC: Vahe Stepanian Troy-D Williams I. Daniel Sabba
Subject: RE: URGENT: Collateral Admin •
Classification: For internal ... only
Is this done?
From: Roddy Moore
Sent: Wednesday, September 02, 2015 10:30 AM
To: Ariane Dwyer
Cc: Vahe Stepanian; Troy-D Williams; Daniel Sabba
Subject: RE: URGENT: Collateral ... this.
From: Ariane Dwyer
Sent: Monday, August 31, 2015 1:25 PM
To: Roddy Moore
Cc: Vahe Stepanian
Subject: RE: URGENT: Collateral Admin - [I]
Classification: For Memel use only
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365215.pdf
EFTA01404619Set 10
2015-07-212p424w
From: Vahe Stepanian ‹ >
Date: Tue, 21 Jul 2015 14:46:14 -0400
To: Roddy Moore
Cc: Stewart Oldfield
Daniel Sabba
Andrew Xu
Paul Morris
Troy-D Williams
Classification: For internal ... Please give us a call to
discuss at your convenience.
Thank you,
Vahe
From: Roddy Moore
Sent: Tuesday, July 21, 2015 11:53 AM
To: Paul Morris; Vahe Stepanian; Troy ... draft
won't get released until we get Compliance's concurrence in writing.
Roddy Moore
Credit Risk Management
Deutsche Asset & Wealth Management
(P)
EFTA01404619
From: Paul Morris
Sent: Tuesday, July
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01404619.pdf