Epstein Files Search

EFTA01467723Set 10

2p1,070w

certify, to enable you to make offers and sales of securities pursuant to Rule 144A under the Securities Act of 1933 (the "Act"), that we are a qualified institutional buyer ... amount of securities specified below (not less than $100 million), calculated as provided in Rule 144A, as of the date specified below. (A) Corporation, etc. A corporation (other than ... amount of securities specified below (not less than $100 million), calculated as provided in Rule 144A, as of the date specified below and had an audited net worth

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467723.pdf

EFTA01426344Set 10

4p1,096w

certify, to enable you to make offers and sales of securities pursuant to Rule 144A under the Securities Act of 1933 (the "Act"), that we are a qualified institutional buyer ... amount of securities specified below (not less than $100 million), calculated as provided in Rule 144A, as of the date specified below. 0 (A) Corporation, etc. A corporation (other than ... amount of securities specified below (not less than $100 million), calculated as provided in Rule 144A, as of the date specified below and had an audited net worth

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01426344.pdf

EFTA01282492Set 10

2p1,124w

certify, to enable you to make offers and sales of securities pursuant to Rule 144A under the Securities Act of 1933 (the "Act"). that we are a qualified institutional buyer ... amount of securities specified below (not less than $100 million), calculated as provided in Rule 144A. as of the date specified below. O (A) Corporation. etc. A corporation (other than ... amount of securities specified below (not less than $100 million), calculated as provided in Rule 144A, as of the date specified below and had an audited net worth

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282492.pdf

EFTA00169425Set 9

2p1,120w

certify, to enable you to make offers and sales of securities pursuant to Rule 144A under the Securities Act of 1933 (the "Act"). that we are a qualified institutional buyer ... amount of securities specified below (not less than $100 million), calculated as provided In Rule 144A, as of the date specified below. 0 (A) Corporation, etc. A corporation (other than ... amount of securities specified below (not less than $100 million), calculated as provided in Rule 144A, as of the date specified below and had an audited net worth

https://www.justice.gov/epstein/files/DataSet%209/EFTA00169425.pdf

EFTA01255502Set 9

2015-12-312p1,112w

certify. to enable you to make offers and sales of securities pursuant to Rule 144A under the Securities Act of 1933 (the "Act"), that we are a qualified institutional buyer ... amount of securities specified below (not less than 5100 million), calculated as provided in Rule 144A, as of the date specified below. O (A) Corporation, etc. A corporation (other than ... amount of securities specified below (not less than 5100 million), calculated as provided in Rule 144A, as of the date specified below and had an audited net worth

https://www.justice.gov/epstein/files/DataSet%209/EFTA01255502.pdf

EFTA02238082Set 11

2018-03-026p3,102w

make a market or otherwise provide liquidity in any instrument mentioned in such commentary. >>» >>>> Rule 144A securities may be offered or sold only to Qualified Institutional Buyers ("QIBs") as defined ... within the meaning of Rule 144A under the Securities Act of 1933, as amended. Securities discussed in any desk commentary may be rated below investment grade and should only ... EFTA_R1_01004022 EFTA02238084 otherwise provide liquidity in any instrument mentioned in such commentary. >» >>> Rule 144A securities may be offered or sold only to Qualified Institutional Buyers ("QIBs") as defined

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02238082.pdf

EFTA00300022Set 9

4p2,210w

dealogic QIBLIST CERTIFICATION CERTIFICATE OF RULE 144A QUALIFIED INSTITUTIONAL BUYER AND SECTION 3(C)(7) QUALIFIED PURCHASER I. In connection with a purchase or purchases of privately offered securities pursuant ... Rule 144A under the Securities Act of 1933. the undersigned certifies that it is familiar with Rule 144A. agrees that persons selling securities to the undersigned in reliance upon Rule ... principal transaction on behalf of a QIB: (v) if the undersigned decides to purchase Rule 144A securities for the accounts of others, it will only purchase Rule 144A securities

https://www.justice.gov/epstein/files/DataSet%209/EFTA00300022.pdf

EFTA01365620Set 10

1p715w

long as. and to the extent that, such future funding obligation remains in effect. "Rule 144A": Rule 144A under the Securities Act. "Rule 144A Global Security": Any Security sold ... reliance on Rule 144A and issued in the form of a permanent global security in definitive. fully registered form without interest coupons. "S&P": Standard & Poor's Ratings Services. Standard

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365620.pdf

EFTA01376393Set 10

1p405w

fully drawn). "Revolving Reserve Account": The trust account established pursuant to Section 10.5(a). "Rule 144A": Rule 144A under the Securities Act. "Rule 144A Global Security": The meaning specified ... Section 2.2(c). "Rule 144A Information": The meaning specified in Section 7.15. "S&P" or "Standard & Poor's: Standard & Poor's Ratings Services, a division of The McGraw-Hill Companies

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376393.pdf

EFTA01595069Set 10

1996-04-304p1,481w

principal transaction on behalf of a QIB; (v) if the undersigned decides to purchase Rule 144A securities for the accounts of others, it will only purchase Rule 144A securities ... accounts that independently qualify as QiBs as defined in Rule 144A; and deatsfk QIBLIST CERTIFICATION CERTIFICATE OF RULE 144A QUALIFIED INSTITUTIONAL BUYER AND SECTION 3(C)(7) QUALIFIED PURCHASER ... connection with a purchase or purchases of privately offered securities pursuant to Rule 144A under the Securities Act of 1933, the undersigned certifies that it is familiar with Rule 144A

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01595069.pdf

EFTA02238041Set 11

2018-03-025p2,546w

otherwise provide liquidity in any instrument mentioned in such commentary. »» EFTA_R1_01003962 EFTA02238042 »» Rule 144A securities may be offered or sold only to Qualified Institutional Buyers ("QIBs") as defined ... within the meaning of Rule 144A under the Securities Act of 1933, as amended. Securities discussed in any desk commentary may be rated below investment grade and should only ... make a market or otherwise provide liquidity in any instrument mentioned in such commentary. >>> >>> Rule 144A securities may be offered or sold only to Qualified Institutional Buyers ("QIBs") as defined

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02238041.pdf

EFTA01376084Set 10

1p699w

case of certain Income Notes held by Knowledgeable Employees as permitted by the Indenture. Rule 144A Global Notes The Senior Notes initially sold in the United States ... Persons (as defined in Regulation S under the Securities Act) pursuant to Rule 144A under the Securities Act will be represented by one or more permanent global notes per Class ... Cede") as nominee of DTC. All or a portion of an interest in a Rule 144A Global Note may be transferred to a Person taking delivery in the form

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376084.pdf

EFTA01365249Set 10

1p700w

case of certain Income Notes held by Knowledgeable Employees as permitted by the Indenture. Rule 144A Global Notes The Senior Notes initially sold in the United States ... Persons (as defined in Regulation S under the Securities Act) pursuant to Rule 144A under the Securities Act will be represented by one or more permanent global notes per Class ... Cede") as nominee of DTC. All or a portion of an interest in a Rule 144A Global Note may be transferred to a Person taking delivery in the form

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365249.pdf

EFTA01454071Set 10

1p510w

amount of securities specified below (not less than $10 million), calculated as provided in Rule 144A, as of the date specified below. (B) Dealer/ Ftiskless Principle or Agent ... calculating the amount of securities owned or invested by an entity as provided in Rule 144A: (a) repurchase agreements, securities owned but subject to repurchase agreements, swaps, bank deposit instruments ... subsidiary, must separately meet the requirements to be a quali- fied institutional buyer under Rule 144A. Securities owned by any subsidiary are included as owned or invested by its parent

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01454071.pdf

EFTA01454013Set 10

1p510w

amount of securities specified below (not less than $10 million), calculated as provided in Rule 144A, as of the date specified below. (B) Dealer/ Ftiskless Principle or Agent ... calculating the amount of securities owned or invested by an entity as provided in Rule 144A: (a) repurchase agreements, securities owned but subject to repurchase agreements, swaps, bank deposit instruments ... subsidiary, must separately meet the requirements to be a quali- fied institutional buyer under Rule 144A. Securities owned by any subsidiary are included as owned or invested by its parent

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01454013.pdf

EFTA01453140Set 10

1p510w

amount of securities specified below (not less than $10 million), calculated as provided in Rule 144A, as of the date specified below. (B) Dealer/ Ftiskless Principle or Agent ... calculating the amount of securities owned or invested by an entity as provided in Rule 144A: (a) repurchase agreements, securities owned but subject to repurchase agreements, swaps, bank deposit instruments ... subsidiary, must separately meet the requirements to be a quali- fied institutional buyer under Rule 144A. Securities owned by any subsidiary are included as owned or invested by its parent

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453140.pdf

EFTA01365664Set 10

1p588w

such holder's Securities, in an amount equal to the beneficial interest in the Rule 144A Global Security to be exchanged or transferred, (B) a written order given in accordance ... then the Registrar shall instruct DTC to reduce the principal amount of the Rule 144A Global Security and to increase the principal amount of the Regulation S Global Security ... case may be, by the aggregate principal amount of the beneficial interest in the Rule 144A Global Security to be exchanged or transferred, and to credit or cause

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365664.pdf

EFTA01376133Set 10

1p528w

delayed funding term loan (unless such loan is fully drawn). "Rule 144A": Rule 144A under the Securities Act. "Rule 144A Global Notes": The Senior Notes initially sold in the United

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376133.pdf

EFTA01365416Set 10

1p556w

same Class. (vii) Exchange or Transfer of a Beneficial Interest in a Rule 144A Global Security to a Beneficial Interest in a Regulation S Global Security. If a holder ... time to exchange such interest for, or transfer its interest in such Rule 144A Global Security to a Person who wishes to take delivery in the form of, an interest ... instructions at the Depository to (x) reduce the principal amount of the applicable Rule 144A Global Security and (y) increase the principal amount of the applicable Regulation S Global Security

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365416.pdf

EFTA02683738Set 11

9p4,360w

view to making available to the Investor the benefits of Rule 144 and Rule 144A promulgated under the Securities Act and other rules and regulations of the Commission that ... reasonably request (including providing any information necessary to comply with Rule 144 and Rule 144A, if available with respect to resales of the Registrable Securities under the Securities ... Securities Act within the limitation of the exemptions provided by (x) Rule 144 and Rule 144A (if available with respect to resales of the Registrable Securities) under the Securities

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02683738.pdf