Epstein Files Search

EFTA00313329Set 9

4p2,210w

under the Securities Act of 1933. the undersigned certifies that it is familiar with Rule I44A. agrees that persons selling securities to the undersigned in reliance upon Rule I44A ... purchase Rule 144A securities for the accounts of others, it will only purchase Rule I44A securities for accounts that independently qualify as QIBs as defined in Rule 144A ... other QlBs, that is part of a family of investment companies (as defined in Rule I44A) which own in the aggregate at least 4100 million in eligible securities. (v) Entity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00313329.pdf

EFTA01376315Set 10

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THAT THE SELLER REASONABLY BELIEVES IS A QUALIFIED INSTITUTIONAL BUYER WITHIN THE MEANING OF RULE I44A UNDER THE SECURITIES ACT THAT IS NOT A BROKER-DEALER WHICH OWNS AND INVESTS ... PLAN REFERRED TO IN PARAGRAPH (AX1Xi)(D) OR (AX 1NI)(E) OF RULE I44A OR A TRUST FUND REFERRED TO IN PARAGRAPH (AXI Xi)(F) OF RULE I44A THAT HOLDS ... THAT THE SELLER REASONABLY BELIEVES IS A QUALIFIED INSTITUTIONAL BUYER WITHIN THE MEANING OF RULE I44A UNDER THE SECURITIES ACT THAT IS NOT A BROKER-DEALER WHICH OWNS AND INVESTS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376315.pdf

EFTA01365250Set 10

1p866w

subject to certain additional restrictions. In particular. each transferee of an interest in a Rule I44A Global Note will also be deemed to have made certain additional acknowledgments. representations ... Regulation S Global Notes". and the Regulation S Global Notes together with the Rule I44A Global Notes, the "Global Notes-) upon certification that the beneficial interests in such Temporary Regulation ... interest in a Rule 144A Global Note or exchanged for an interest in a Rule I44A Global Note in accordance with the applicable procedures of DTC, Clearstream or Euroclear

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365250.pdf

EFTA01584159Set 10

1p812w

with Rule 144A. agrees that persons selling securities to the undersigned in reliance upon Rule I44A may rely on in this ccnificate and represents and warrants than ... securities (or accounts that (v) if the undersigned decides to purchase Rule I44A securities for the accounts of others, it will ally purchase Rule I44A independently qualify as Q1Bs

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01584159.pdf

EFTA01376084Set 10

1p699w

permanent global notes per Class in defmitive, fully registered form without interest coupons (the "Rule I44A Global Notes"). The Rule I MA Global Notes will be deposited with the Trustee ... transferred to a Person taking delivery in the form of an interest in a Rule I44A Global Note in accordance with the applicable procedures of DTC (in addition ... Regulation S Global Note. Prior to the Exchange Date. an interest in a Rule I44A Global Note may only be exchanged or transferred for an equivalent beneficial interest

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376084.pdf

EFTA01365249Set 10

1p700w

permanent global notes per Class in defmitive, fully registered form without interest coupons (the "Rule I44A Global Notes"). The Rule I MA Global Notes will be deposited with the Trustee ... transferred to a Person taking delivery in the form of an interest in a Rule I44A Global Note in accordance with the applicable procedures of DTC (in addition ... Regulation S Global Note. Prior to the Exchange Date. an interest in a Rule I44A Global Note may only be exchanged or transferred for an equivalent beneficial interest

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365249.pdf

EFTA01365663Set 10

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beneficial interests effected on the records of DTC (in the case of a Rule I44A Global Security) or Euroclear or Clearstream (in the case of a Regulation S Global Security ... Regulation S Global Security. If a holder of a beneficial interest in a Rule I44A Global Security wishes at any time to exchange its interest in such Rule I44A Global

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365663.pdf

EFTA01376402Set 10

1p613w

beneficial interests effected on the records of DTC (in the case of a Rule I44A Global Security) or Euroclear or Clearstream (in the case of a Regulation S Global Security ... Regulation S Global Security. If a holder of a beneficial interest in a Rule I44A Global Security wishes at any time to exchange its interest in such Rule I44A Global

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376402.pdf

EFTA01365592Set 10

1p786w

such Securities have the above transfer restrictions. Each Purchaser of an interest in a Rule I44A Global Security will by its purchase of such an interest, be deemed to have ... plan referred to in paragraph (aXIXiXD) or (a)( I Xi)(E) of Rule I44A or a trust fund referred to in paragraph (aX1)(i)(F) of Rule 144A that holds ... being made in reliance on the exemption from registration provided by Rule I44A and (C) acquiring such Securities for its own account or for one or more accounts, each holder

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365592.pdf

EFTA01376318Set 10

1p783w

such Securities have the above transfer restrictions. Each Purchaser of an interest in a Rule I44A Global Security will by its purchase of such an interest, be deemed to have ... plan referred to in paragraph (aXIXiXD) or (a)(1Xi)(E) of Rule I44A or a trust fund referred to in paragraph (aX1)(i)(F) of Rule 144A that holds ... being made in reliance on the exemption from registration provided by Rule I44A and (C) acquiring such Securities for its own account or for one or more accounts, each holder

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376318.pdf

EFTA01365593Set 10

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Qualified Institutional Buyer and a Qualified Purchaser. Before am• interest in a Rule I44A Global Security may be offered. resold, pledged or otherwise transferred to a person who takes delivery ... description above of the deemed representations and agreements applicable to Rule I44A Global Securities. In addition, each such Purchaser will by its purchase of such an interest be deemed ... person who takes delivery in the form of an interest in a Rule I44A Global Security or a Definitive Security, the transferor (or the transferee, as applicable) will be required

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365593.pdf

EFTA01365664Set 10

1p588w

wishes to take delivery thereof in the form of an interest in the corresponding Rule I44A Global Security, such holder may, subject to the immediately succeeding sentence and the rules ... exchange or transfer of, such interest for an equivalent beneficial interest in the corresponding Rule I44A Global Security. Upon receipt by the Registrar of (A) instructions from Euroclear, Clearstream and/or

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365664.pdf

EFTA01121910Set 9

129p88,846w

Investor is a "qualified institutional buyer" as defined in paragraph (a) of Rule I44A under the Securities Act, acting for its own account, the account of another qualified ... plan referred to in paragraph (a)(1)(i)(D) or (aX1)(iXE) of Rule I44A, or a trust fund referred to in paragraph (a)(1)(i)(F) of Rule 144A

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121910.pdf

EFTA00314720Set 9

2011-12-0952p22,707w

investments." ❑ (e) A "qualified institutional buyer" (as defined in paragraph (a) of Rule I44A under the Securities Act), acting for its own account, the account of another qualified institutional buyer ... Rule 144A, or a trust fund referred to in paragraph (a)(I)(F) of Rule I44A that holds the assets of such a plan, will not be deemed

https://www.justice.gov/epstein/files/DataSet%209/EFTA00314720.pdf

EFTA01144994Set 9

2011-12-0952p22,723w

investments." ❑ (e) A "qualified institutional buyer" (as defined in paragraph (a) of Rule I44A under the Securities Act), acting for its own account, the account of another qualified institutional buyer ... Rule 144A, or a trust fund referred to in paragraph (a)(I)(F) of Rule I44A that holds the assets of such a plan, will not be deemed

https://www.justice.gov/epstein/files/DataSet%209/EFTA01144994.pdf

EFTA01365277Set 10

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BENEFIT PLAN INVESTOR (AS DEFINED IN THE INDENTURE). Transferees of Interests in Rule I44A Global Notes Each initial purchaser and subsequent transferee who is purchasing an interest in a Rule ... acquiring the Notes in reliance on the exemption from Securities Act registration provided by Rule I44A thereunder. (b) is a Qualified Purchaser and (c) understands the Notes will bear

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365277.pdf

EFTA01376103Set 10

1p596w

BENEFIT PLAN INVESTOR (AS DEFINED IN THE INDENTURE). Transferees of Interests in Rule I44A Global Notes Each initial purchaser and subsequent transferee who is purchasing an interest in a Rule ... acquiring the Notes in reliance on the exemption from Securities Act registration provided by Rule I44A thereunder. (b) is a Qualified Purchaser and (c) understands the Notes will bear

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376103.pdf

EFTA01376085Set 10

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Indenture permits the Issuer to demand that the purchaser of an interest in a Rule I44A Global Note who is determined not to be a Qualified Institutional Buyer ... Qualified Purchaser sell its interest in such Rule I44A Global Note to a permitted purchaser under the Indenture and. if the purchaser does not comply with such demand within

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376085.pdf

EFTA01365251Set 10

1p878w

Indenture permits the Issuer to demand that the purchaser of an interest in a Rule I44A Global Note who is determined not to be a Qualified Institutional Buyer ... Qualified Purchaser sell its interest in such Rule I44A Global Note to a permitted purchaser under the Indenture and. if the purchaser does not comply with such demand within

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365251.pdf

EFTA01365417Set 10

1p607w

behalf of the holder of the beneficial interest in the applicable Rule I44A Global Security of the same Class. (f) Each purchaser (including transferees and each beneficial owner ... being made in reliance on the exemption from registration provided by Rule I44A and (C) acquiring the Securities for its own account or for one or more accounts, each Purchaser

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365417.pdf