EFTA01479329Set 10
2016-01-217p1,051w
Risk Approval [C]
[I]
From: Mark Frankel
Date: Thu, 21 Jan 211111.1!!!!!!=
To: Wayne Salit
Daniel Sabba
Cc: Martin Cunningham
Todd Stevens
Chip Packard
Classification: For internal use only ... from there.
Mark Frankel - CSBC
Vice President I Deutsche Bank New York
From: Wayne Salit
Sent: Thursday, January 21, 2016 10:30 AM
To: Daniel Sabba
Cc: Mark Frankel; Martin ... EFTA01479329
("Level II") Report. He can guide you through the process.
Kind Regards,
Wayne Salit
Deutsche Bank Americas
From: Carol Saracco
Sent: Thursday, January
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479329.pdf
EFTA01419207Set 10
2016-01-216p989w
Subject: FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C]
[I]
From: Wayne Salit
Date: Thu, 21 Jan
To: Daniel Sabba
Cc: Mark Frankel
Martin Cunnin ham
Todd Stevens
Chip ... Diligence
("Level II") Report. He can guide you through the process.
Kind Regards,
Wayne Salit
Deutsche Bank Americas
From: Carol Saracco
Sent: Thursday, January ... Daniel Sabba
Cc: Wayne Salit; Todd Stevens; Chip Packard
Subject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C]
[I]
Classification: For internal use only
Wayne
EFTA01419207
The committee wants
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419207.pdf
EFTA01479319Set 10
2016-01-205p918w
Date: Wed, 20 Jan 2016 19:54:41 -0500
To: Daniel Sabba ‹ >
Cc: Wayne Salit
Todd Stevens
Chip Packar
Classification: For internal use only
Given that's it's been ... Sabba
Sent: Wednesday, January 20, 2016 2:57 PM
To: Carol Saracco
Cc: Wayne Salit; Todd Stevens; Chip Packard
Subject: FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval ... Carol — Wayne Salit suggested we reach out to you. Jeffrey Epstein has
requested the opening of a new DBSI account for one of his entities
(Gratitude America, Ltd.). We have
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479319.pdf
EFTA01479324Set 10
2016-01-205p909w
Saracco
Date: Thu, 21 Jan 2 1 0:44 -
To: Daniel Sabba
Cc: Wayne Salit
Todd Stevens
Chip Packard
Classification: For internal use only
Wayne
The committee wants an updated ... Sabba
Sent: Wednesday, January 20, 2016 2:57 PM
To: Carol Saracco
Cc: Wayne Salit; Todd Stevens; Chip Packard
Subject: FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval ... Carol — Wayne Salit suggested we reach out to you. Jeffrey Epstein has
requested the opening of a new DBSI account for one of his entities
(Gratitude America, Ltd.). We have
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479324.pdf
EFTA01419226Set 10
2016-01-195p859w
From: Daniel Sabba ‹ >
Date: Wed, 20 Jan
To: Carol Saracco
Cc: Wayne Salit
Todd Steven
Chip Packar
Hi Carol — Wayne Salit suggested we reach out to you. Jeffrey Epstein ... from Jan Ford. Can you please advise if
possible. Thank you, Daniel
From: Wayne Salit
Sent: Tuesday, January 19, 2016 2:10 PM
To: Daniel Sabba
Cc: Todd Stevens; Chip ... Epstein's entities require
bringing this matter back to ARRC.
Kind Regards,
Wayne Salit
EFTA01419226
Deutsche Bank Americas
(ph)
From: Daniel Sabba
Sent: Tuesday, January
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419226.pdf
EFTA01419338Set 10
2014-12-2333p3,675w
LKYCUS-3443 Party name :
Southern Financial LLC [I]
From: Wayne Salit
Date: Tue, 23 Dec
To: John Juul
Classification: For internal use only
Thanks!
Kind Regards,
Wayne Salit
From: John ... Juul
Sent: Tuesday, December 23, 2014 3:00 PM
To: Wayne Salit
Cc: Michael Koplowitz
Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name :
Southern Financial ... Classification: For internal use only
Sorry about that.
From: Wayne Salit
Sent: Tuesday, December 23, 2014 2:56 PM
To: John Juul
Subject: RE: EDD package
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419338.pdf
EFTA01420666Set 10
2018-07-039p850w
Adrienne Bull
Date: Tue, 03 Jul 2018
To: Janice Franklin
Cc: Oliver Essli
Wayne Salit
Yoonsun Chung
Kshitij Golani
Melisa Venega
Classification: Confidential
Hi Janice —
See attached for a list ... Tuesday, April 10 2018 5:29 PM
To: Janice Franklin
Cc: Oliver Esslin Wayne Salit
oonsun Chung Kshitij Golani
; Sheffali Welch
Subject: RE: 2018 Regular Reviews: High Risk clients ... Janice Franklin
Sent: Tuesday, April 10 2018 12:17 PM
Sheffali Welch
Wa ne Salit
oonsun Chung Kshitij Golani
Subject: RE: 2018 Regular Reviews: High Risk clients [I]
Awesome! Thank
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420666.pdf
EFTA01479315Set 10
2016-01-194p729w
Subject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C]
[I]
From: Wayne Salit
Date: Tue, 19 Jan 2016 14:09:50 -0500
To: Daniel Sabba
Cc: Todd Stevens <
Chip ... Epstein's entities require
bringing this matter back to ARRC.
Kind Regards,
Wayne Salit
Deutsche Bank Americas
From: Daniel Sabba
Sent: Tuesday, January 19, 2016 1:49 PM
To: Daniel ... Sabba; Wayne Salit
Cc: Todd Stevens; Chip Packard
Subject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C]
Hi Wayne — I tried to call and got voice mail. We wanted
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479315.pdf
EFTA01418293Set 10
2014-12-2333p3,706w
John Juul <john.juul@db.com>
Date: Tue, 23 Dec 2014 15:00:07 -0500
To: Wayne Salit <wayne.salit@db.com>
Cc: Michael Koplowitz <michael.koplowitz@db.com>
Classification: For internal use only
Sorry about that.
From: Wayne ... Salit
Sent: Tuesday, December 23, 2014 2:56 PM
To: John Juul
Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name :
Southern Financial LLC [I]
Classification ... line.
What is Mike's last name?
Kind Regards,
Wayne Salit
EFTA01418293
From: John Juul
Sent: Tuesday, December 23, 2014 2:45 PM
To: Wayne Salit
Subject: RE: EDD package
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01418293.pdf
EFTA00128987Set 9
2019-07-127p2,599w
SHERI QUIGLEY (QUIGLEY), VP, took over for DELAFUENTE in
2015. QUIGLEY reported to WAYNE SALIT (SALIT), Director.
The transaction monitoring process began when one of the DEUTSCHE systems
created ... internal SAR was
written, not QUIGLEY. Ultimately, the Managing Director, i.e. DOUG SLOAN
and/or SALIT, determined whether to file a SAR with FINCEN. The Compliance
Officer never knew whether ... individuals and they should have been addressed immediately. New PEP'S
were reviewed by SALIT and existing PEP clients were reviewed by QUIGLEY.
All 102 referenced above were existing clients
https://www.justice.gov/epstein/files/DataSet%209/EFTA00128987.pdf
EFTA00128968Set 9
2019-10-105p1,731w
same type of work.
During QUIGLEY'S time at DEUTSCHE, QUIGLEY reported to WAYNE SALIT
(SALIT) and eventually MAURA LICONTE (LICONTE). LICONTE reported to TIM
MCNEIL. SALIT, who now works ... parameters. One year, QUIGLEY performed the review and sent
QUIGLEY'S findings to SALIT which ultimately did not result in any parameter
changes. There were a lot of changes since ... unsure about issues such as BITCOIN and marijuana
transactions. She expressed her concerns to SALIT. The thresholds and
parameters in the wealth management department were not necessarily set low,
however
https://www.justice.gov/epstein/files/DataSet%209/EFTA00128968.pdf
EFTA01479242Set 10
2016-01-205p769w
Classification: For internal use only
Are you supportive of this account opening?
From: Wayne Salit
Sent: Tuesday, January 19, 2016 2:10 PM
To: Daniel Sabba
Cc: Todd Stevens; Chip ... Epstein's entities require
bringing this matter back to ARRC.
Kind Regards,
Wayne Salit
Deutsche Bank Americas
EFTA01479242
From: Daniel Sabba
Sent: Tuesday, January ... Daniel Sabba; Wayne Salit
Cc: Todd Stevens; Chip Packard
Subject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C]
Hi Wayne — I tried to call and got voice mail
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479242.pdf
EFTA01418090Set 10
2015-02-065p706w
Ford
Date: Fri, 06 Feb 2015 08:15:12 -0500
To: Jan Bornebusch
Wayne Salit
Classification: For internal use only
Ok, I was thinking if we missed some point that ... Bornebusch
Sent: Thursday, February 05, 2015 4:07 PM
To: Jan Ford; Wayne Salit
Subject: RE: Jeff Epstein [I]
Classification: For internal use only
Fine with us, although ... From: Jan Ford
EFTA01418090
Sent: Thursday, February 05, 2015 3:55 PM
To: Wayne Salit
Cc: Jan Bornebusch
Subject: RE: Jeff Epstein [I]
Classification: For internal use only
I modified
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01418090.pdf
EFTA01399039Set 10
2016-01-205p843w
Classification: For internal use only
Are you supportive of this account opening?
From: Wayne Salit
Sent: Tuesday, January 19, 2016 2:10 PM
To: Daniel Sabba
Cc: Todd Stevens; Chip ... Epstein's entities require
bringing this matter back to ARRC.
Kind Regards,
Wayne Salit
Deutsche Bank Americas
(ph)
From: Daniel Sabba
Sent: Tuesday, January ... Daniel Sabba; Wayne Salit
Cc: Todd Stevens; Chip Packard
Subject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C]
Hi Wayne — I tried to call and got voice mail
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399039.pdf
EFTA01419393Set 10
2014-12-2332p3,569w
LKYCUS-3443 Party name :
Southern Financial LLC [I]
From: Wayne Salit
Date: Tue, 23 Dec 2014 14:56:00 -0500
To: John Juul
Classification: For internal use only
John —
Thanks ... line.
What is Mike's last name?
Kind Regards,
Wayne Salit
From: John Juul
Sent: Tuesday, December 23, 2014 2:45 PM
To: Wayne Salit
Subject: RE: EDD package ... Copying Mike who covers this space from a Line Advisory
perspective.
EFTA01419393
From: Wayne Salit
Sent: Tuesday, December 23, 2014 1:39 PM
To: John Juul
Subject: FW: EDD package
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419393.pdf
EFTA01418356Set 10
2015-01-0736p3,865w
From: Michael Koplowitz ‹ >
Date: Wed, 07 Jan 2015 10:43:13 -0500
To: Wayne Salit
Cc: John Juul
Kerrian Gordon
Dmitri Saks
Carlos-A Garcia
Classification: For internal use only ... will be back to you
From: Wayne Salit
Sent: Wednesday, January 07, 2015 10:43 AM
To: Michael Koplowitz
Cc: John Juul; Kerrian Gordon; Dmitri Saks; Carlos-A Garcia
Subject ... within which business line — CF, GM or CRE?
Kind Regards,
Wayne Salit
From: Michael Koplowitz
EFTA01418356
Sent: Wednesday, January 07, 2015 10:08 AM
To: Wayne Salit
Cc: John Juul
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01418356.pdf
EFTA01373789Set 10
2016-01-191p431w
From: Daniel Sabba
Sent: 1/20/2016 2:57:08 PM
To: Carol Saracco
CC: Wayne Salit Todd Stevens Chip Packard
Subject FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval ... Carol — Wayne Salit suggested we reach out to you. Jeffrey Epstein has requested the opening of a new DISSI account
for one of his entities (Gratitude America, Ltd.). We have ... from Jan Ford. Can you please advise if possible. Thank you, Daniel
From: Wayne Salit
Sent: Tuesday, January 19, 2016 2:10 PM
To: Daniel Sabba
Cc: Todd Stevens; Chip
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373789.pdf