EFTA01198069Set 9
2015-07-2795p44,280w
stock is listed and traded on The New York Stock Exchange under the symbol
"SCHW".
CSC's principal executive office is located at 211 Main Street, San Francisco, California ... apply for listing of the depositary shares
on the NYSE under the symbol "SCHW PrC". If the
application is approved, we expect trading of the
depositary shares on the NYSE
https://www.justice.gov/epstein/files/DataSet%209/EFTA01198069.pdf
EFTA02494004Set 11
2015-07-274p513w
Richard Kahn
Subject: Re: New Issue $25 Par. The Charles Schwab Corporation (NYSE: SCHW) 6.00 % -
6.125%
2 million
On Mon, Jul 27, 2015 at 12:19 PM, Richard Kahn
wrote ... Richard Kahn )"
Subject:=/b> New Issue $25 Par: The Charles Schwab Corporation (NYSE: SCHW) 6.00=%- 6.125%
Issuer:
The Charles Schwab Corpor=tion (Ticker: SCHW)
Securities Offered:
Series C Non-Cumulative
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02494004.pdf
EFTA02093112Set 10
2014-10-158p2,249w
Retail Sales / PPI @ 8:30am—
***Business Inventories @ 10am, Treasury Budget Statement © 3pm***
***BAC, BLK, SCHW, KEY, PNC, STJ, ADTN, BLX report pre-open"`
***AXP, EBAY, KMI, NFLX, LVS report ... Oriel downgrades AFR LN/HICL LN,
RBC downgrades SAB LN
Reporting Pre-Open: BAC, BLK, SCHW, KEY, PNC, STJ, ADTN, BLX, CBSH, IGTE, MTG
Reporting Post-Close: AXP, EBAY, KMI, NAVI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02093112.pdf
EFTA02714849Set 11
2015-07-272p267w
Rich,
Southern Trust Company was allocated $1,000,000.00 worth of the SCHW 6% $25 Pfd.
Thanks again,
Andrew
Andrew S. Atlas
Financial Advisor
EFTA_R1_02142634
EFTA02714849
Equity Sales/Middle
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02714849.pdf