EFTA00199200Set 9
632p144,902w
TECHNOLOGIES INC SBL MRGN 5,000 15.8800 79.400 100 0.1259
SYNCOR INTERNATIONAL CORP-DEL SCOR SHRT -2,300 28.6400 -65.872
TJ% COMPANIES INC NEW TJX MRGN ... COVER SHORT,
EXECUTION BY BUCK
COMMISSION 84.00
12114/01 12/11/01 SOLO SYNCOR INTERNATIONAL CORP-DEL SCOR -1.600 27.72530 44.296.00
WITH RIGHTS TO PURCHASE COMMON
STK UNDER CERTAIN CIRCUMSTANCE
SHORT.
EXECUTION ... SYTABOUCUSIP CUANTITY PRICE DEBIT AMOUNT CHEM MOUNT
12117/01 12/12/01 SOLD SYNCOR INTERNATIONAL CORP-DEL SCOR -700 27.20460 19,007.22
WITH RIGHTS TO PURCHASE COMMON
STK UNDER CERTAIN CIRCUMSTANCE
SHORT,
EXECUTION
https://www.justice.gov/epstein/files/DataSet%209/EFTA00199200.pdf
EFTA02090749Set 10
2014-11-187p1,856w
MYCC,
EFTA_R1_00687310
EFTA02090752
NSTG, ORPN, OSUR, OZM, PRGS, QSII, RVNC, SATS, SCOR, SHI, SHW, SPSC, SYRG, TCPI,
WMO, TSRA, TTGT, TWOU, TXT, USG, VEC, VJET, ZAGG
Shareholder Meetings
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02090749.pdf
EFTA02145605Set 10
2013-03-068p1,922w
Kloeckner FY EBITDA below, sales light, E57M restructuring charge, optimistic guidance (trading
+3.6%)
• Scor FY net income better driven by investment, div okay, new strategic plan for September
(trading
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02145605.pdf
EFTA02106578Set 10
2014-04-298p2,307w
PCMI, PES, PLT, POR, PROV, RESI, RYN, S, SAVE,
SCL, SCOR, SLAB, ST, STAR, STBA, STCK, TRIB, TRS, TRW, TWIN, UDR, UTHR, VAC, WDR,
WRLD, WWW
EFTA_R1_00722827
EFTA02106581
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02106578.pdf
EFTA00407579Set 9
2012-08-026p1,928w
ORCC, PCCC, PDLI,
PEB, PKT, PMC, PRO, PTIX, RBCN, REXI, RMD, ROVI, RP, SBAC, SCOR, SD, SKUL, SMT, SQI, SRZ,
SWIR, SXL, SYNA, TPCG, TST, UEIC, UTI, VCLK, VCRA, VOLC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407579.pdf
EFTA00386460Set 9
2013-08-018p2,693w
trading -0.50%)
• Continental O2 revs & EBITDA inline, EPS beats, maintains revenue guidance (trading -0.30%)
• Scor H1 net income below, EPS light, ROE miss, gross written premium rise (trading
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386460.pdf