Epstein Files Search

EFTA01547035Set 10

2013-06-30124p12,917w

04/25/2033 DTD 03/28/2003 (ID: 86359A-QW-6) ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE @ 0.453125 PER SHARE (ID: 780097-71-3) $154,888.92 120,000.000 0.453 54,375.00 Quantity ... 09/25/13 (ID: 48126H-AA-8) 9/25 Free Delivery ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 ... CAPITAL TRUST I PFD STK 8 1/8% 361860-20-8 ALLYPA ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE 780097-71-3 RBS PT NA /P-2 Total Preferred Stocks

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547035.pdf

EFTA00638935Set 9

2016-09-304p992w

2/22/12 80,000 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40,000 Royal Bank Scotland Group PLC 7.25% Ser T 1/7/13 40,000 Royal Bank Scotland Group PLC

https://www.justice.gov/epstein/files/DataSet%209/EFTA00638935.pdf

EFTA02446893Set 11

2016-10-119p1,208w

2/22/12 80,000 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40,000 Royal Bank Scotland Group PLC 7.25% Ser T 1/7/13 40,000 Royal Bank Scotland Group PLC

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02446893.pdf

EFTA00816122Set 9

2016-10-054p1,084w

2/22/12 80,000 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40,000 Royal Bank Scotland Group PLC 7.25% Ser T 1/7/13 40,000 Royal Bank Scotland Group PLC

https://www.justice.gov/epstein/files/DataSet%209/EFTA00816122.pdf

EFTA01119261Set 9

2013-10-3121p2,975w

10/24/12 DB 40,000 ROYAL BANK SCOTLAND GROUP PLC 962,799.99 939,930.00 23,199.99 1/14/13 DB 40,030 ROYAL BANK SCOTLAND GROUP PLC 962,799.99 939.800.00 23,199.99 1/7/13 ... ROYAL BANK SCOTLAND GROUP PLC 962,800.02 939,600.00 23,200.02 5/28/13 DB 50900 SANGAMO BIOSCIENCES INC 469,003.00 524,500.00 (56,500.00) 1/24/13 DB 1,500,000 SERVICEMASTER COMPANY

https://www.justice.gov/epstein/files/DataSet%209/EFTA01119261.pdf

EFTA01288458Set 10

2013-12-3162p26,219w

ROYAL BANK SCOTLAND GROUP PLC Security Identifier: RN PRT 7.25% WON ADRREPSTG SER T PFD ais CUSP. 780097713 CALLABLE ON OR AFTER 12/31/2012 Q 25 Dividend Option: Cad 10/24112 ... Value Gain/ Loss Annual Income Yield Equities (continued) Preferred Stooks (continued) ROYAL BANK SCOTLAND GROUP PLC (continued) Total Noncovered

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288458.pdf

EFTA02348109Set 11

2016-09-308p999w

2/22/12 80,000 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40,000 7 EFTA_R1_01321855 EFTA02348115 Royal Bank Scotland Group PLC 7.25% Ser T 1/7/13 ... Royal Bank Scotland Group PLC 7.25% Ser T 1/14/13 40,000 Washington Mutual Mtg 2004•RA2 cl CB1 var =125/2033 11/19/13 625,690 Richard Kahn HBRK Associates Inc. 575 Lexington

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02348109.pdf

EFTA00607612Set 9

2014-01-3115p2,838w

AIRLINES US 1/17/15 165000005 4182400401 117 000.03 10/24/12 DB 40 000 ROYµ BANK SCOTLAND GROUP PLC 981 803.00 903 000.00 21.600.00 1/7/13 DB 40000 ROYµ BANK SCOTLAND GROUP PLC ... 1/14/13 DB 40,000 ROYµ SAW SCOTLAND GROUP PLC 951,60000 960,000.00 21,600 00 1/2464 DB 1000 SANTANCER CONSUMER

https://www.justice.gov/epstein/files/DataSet%209/EFTA00607612.pdf

EFTA00613474Set 9

2013-11-3019p3,015w

1024/12 DB 40,000 ROYAL BANK SCOTLAND GROUP PLC 985,600.03 962,799.99 22,803.01 1/14/13 DB 40,003 ROYAL BANK SCOTLAND GROUP PLC ... 1/7/13 DB 40,000 ROYAL BANK SCOTLAND GROUP PLC 985,600.00 962,800.02 22,799.98 528/13 DB 50,000 SANGAMO BIOSCIENCES INC 610,500.00 488,000.00 142,500.00 1/24/13

https://www.justice.gov/epstein/files/DataSet%209/EFTA00613474.pdf

EFTA01190348Set 9

2014-05-317p1,625w

2/22/12 80 000 1,682,774 2.199206 2,170,400 287626 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40,000 951,600 1015 600 1,020.000 61400 Royal ... Bank Scotland Group PLC 7.25% Ser T 1/7/13 43, 995, 5 itferT.WocC24,a Royal Bank Scotland Group PLC 225% Ser T 1114/13 40,000 2.17-kiNi =TM LOA2.914

https://www.justice.gov/epstein/files/DataSet%209/EFTA01190348.pdf

EFTA01118143Set 9

2014-10-317p1,691w

2/22/12 80.000 1,M1,774 2.128.800 2,138.400 255,626 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40.000 951.600 1,010,000 1,014.000 62 400 Royal Bank ... Scotland Group PLC 7.2.55‘ Ser r 1/7/13 40,000 995,200 1.010.000 1.014,030 1400 'loyal Bank Scotland Group PLC 7.25% Ser T 1/14/13 40.000 linfififl

https://www.justice.gov/epstein/files/DataSet%209/EFTA01118143.pdf

EFTA01199989Set 9

2014-12-317p1,459w

Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40,000 951,600 1,030,400 1,019,600 68.0001 Royal Bank Scotland Group PLC 7.25% Ser T 1/7/13 ... Royal Bank Scotland Group PLC 7.25% Ser T 1/14/13 40,000 977 600 1 030 400 1.019,6(0 42.4061 i Total Southern Financial LLC - Fixed Income

https://www.justice.gov/epstein/files/DataSet%209/EFTA01199989.pdf

EFTA01204597Set 9

2014-07-317p1,666w

Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40.000 951,600 1,010,000 1,006,800 55,200 'Royal Bank Scotland Group PLC 7.25% Seri' 1/7/13 ... Royal Bank Scotland Group PLC 7.25% Ser T 1/14/13 40,000 977.600 _A,010,01)0 Sag 29.200 Total Southern Financial LLC - Fixed income

https://www.justice.gov/epstein/files/DataSet%209/EFTA01204597.pdf

EFTA01118275Set 9

2015-10-317p1,803w

2/22/12 80.000 1,882,774 2,042.400 2,066,400 183626 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 ... Royal Bank Scotland Group PLC 7.25% Ser I- 1/7/13 40.000 995,200 1,009,200 1,019,200 24,000 Royal Bank Scotland Group PLC 7.25% Seri 1/14/13

https://www.justice.gov/epstein/files/DataSet%209/EFTA01118275.pdf

EFTA00853935Set 9

2015-06-2184p13,614w

largest banks. Barclays Plc, Citigroup Inc., JPMorgan Chase & Co. and Royal Bank of Scotland Group Plc pled guilty to manipulating foreign exchange markets and UBS Group AG to manipulating

https://www.justice.gov/epstein/files/DataSet%209/EFTA00853935.pdf

EFTA01290001Set 10

2017-12-31104p45,379w

Annual Income Yield FIXED INCOME (In Maturity Date Sequence) Corporate Bonds ROYAL BK SCOTLAND GROUP PLC ADR SER U Seaway Identifier 780 097AU5 REPSTG PRE: U 9418010 U5780097AU54 3165% 17/04/88 ... Securities Withdrawals and Deposits 12122/17 SECURITY RECBVED ROYAL BK SCOTLAND GROUP PLC ACR U REMO PREF U 5,000.000 000 4,918,750.00 USD 780097AU5 SHSISINIUS780097AU54 3655% 11104/88 ... CASH 701.08 USD INCOME RECEIVED PER232045 12129117 FOREIGN BOND INTEREST 5000000 ROYAL BK SCOTLAND GROUP PLC ADR SDI U REPSTG 47.181 50 USD 780097AU5 PREF U SHSISINSUS780097AU54 3S55% 1)/04/88

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01290001.pdf

EFTA01540444Set 10

2013-01-01101p11,069w

Equity ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE 780097-71-3 RBS PTAA /P-2 Preferred Stocks ALLY FINANCIAL INC 8 1/2% PFD 02005N-30-8 P GENERAL ELEC ... 1/14 1/9 1/14 1/9 1/16 Purchase Purchase Purchase Purchase Purchase Purchase ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE @ 24.40 976,000.00 BROKERAGE 1,600.00 J.P. MORGAN SECURITIES ... Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE @ 24.84 993,600.00 BROKERAGE 1,600.00 J.P. MORGAN SECURITIES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540444.pdf

EFTA01470592Set 10

2014-08-0156p7,453w

Security Identifier: ALLY PRA CUSIP: 361860208 23.5350 ROYAL BANK SCOTLAND GROUP PLC SPON ADR REPSTG SER T PDF SHS COUPON 7.25% PERPETUAL MATURITY CALL@25 05/14/14 Dividend Option: Cash 10/24/12 ... continued) U.S. DOLLARS (continued) Date Acquired Equities (continued) Preferred Stocks (continued) ROYAL BANK SCOTLAND GROUP PLC SPON ADR (continued) Total Noncovered Total Total Preferred Stocks Options CALL 100 AMERICAN AIRLS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01470592.pdf

EFTA01119309Set 9

2014-08-0120p8,368w

ROYAL BANK SCOTLAND GROUP PLC SPON ADR Security Identifier: RBS PRT REPSTG SER T PDF SHS COUPON 7.25% CUSP: 780097713 PERPETUAL MATURITY CALL(025 05/14/14 Dividend Option: Cash 10/24/12 ... Market Value Gain/Loss Annual Income Yield Equities (continued) Preferred Stocks (continued) ROYAL BANK SCOTLAND GROUP PLC SPON ADR (continued) Total Noncovered

https://www.justice.gov/epstein/files/DataSet%209/EFTA01119309.pdf

EFTA01190526Set 9

2014-08-0120p8,442w

ROYAL BANK SCOTLAND GROUP PLC SPON ADR Security Identifier: RBS PRT REPSTG SER T PDF SHS COUPON 7.25% CUSIP: 780097713 PERPETUAL MATURITY CAILi@r25 05/14/14 Dividend Option: Cash 10/24/12 ... Market Value Gain/Loss Annual Income Yield Equities (continued) Preferred Stocks (continued) ROYAL BANK SCOTLAND GROUP PLC SPON ADR (continued) Total Noncovered

https://www.justice.gov/epstein/files/DataSet%209/EFTA01190526.pdf