Epstein Files Search

EFTA01416042Set 10

2017-06-1518p4,106w

South Carolina, UNITED STATES• • Columbia, South Carolina, UNITED STATES Recent Event(s): SEC - SEC Violations (Insider Trading, Securities Fraud) / CHG - Charged, 02/11/2008 Southern Financial Group was later shut ... Priority: Critical Country:VIRGIN ISLANDS, U.S. Reporting ID: Alert ID: 9476247.11602637.65444359 Event: SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 03/09/2005 The SEC ... failed to include certain liabilities., 03/09/2005, SEC Administrative Proceedings - 2005 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT Disciplinary, Regulatory Action, 02/02/2005 The SEC's Complaint

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01416042.pdf

EFTA01296179Set 10

2017-06-159p4,153w

South Carolina. UNITED STATES • Columbia. South Carolina. UNITED STATES Recent Event(s): • SEC - SEC Violations (Insider Trading. Securities Fraud) / CHG - Charged. 02/11/2008 Southern Financial Group was later shut ... Entity it. 1 of 4 Risk Priority: Critical Alert ID: 9476247.11602637.65444359 Event: • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary. Regulatory Action, 03/09/2005 The SEC ... failed to include certain liabilities., 03/09/2005, SEC Administrative Proceedings - 2005 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 02/02/2005 The SEC's Complaint

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01296179.pdf

EFTA01299062Set 10

2013-05-2910p3,191w

Name: Southern Financial Services, Inc. Address: Boca Raton, Florida, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary. Regulatory Action 08/13/2003, The SEC filed ... Entity Name: Southern Financial Group Address: North Carolina, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary. Regulatory Action 09/12/2002, The Court in this case ... Entity Name: Southern Financial Group, Inc. Address: South Carolina, UNITED STATES Event: . SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 03/09/2005, The Commission alleged that

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01299062.pdf

EFTA01404439Set 10

2013-05-2915p3,093w

Name: Southern Financial Services, Inc. Address: Boca Raton, Florida, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 08/13/2003, The SEC filed ... Entity Name: Southern Financial Group Address: North Carolina, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 09/12/2002, The Court in this case ... Entity Name: Southern Financial Group, Inc. Address: South Carolina, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action • 03/09/2005, The Commission alleged that

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01404439.pdf

EFTA01299047Set 10

2013-05-2910p3,181w

Name: Southern Financial Services, Inc. Address: Boca Raton. Florida, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary. Regulatory Action 08/13/2003, The SEC filed ... Entity Name: Southern Financial Group Address: North Carolina, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary. Regulatory Action 09/12/2002. The Court in this case ... Entity Name: Southern Financial Group, Inc. Address: South Carolina, UNITED STATES Event: . SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 03/09/2005, The Commission alleged that

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01299047.pdf

EFTA01364023Set 10

2017-06-151p733w

Alerted Entity # 1 of 4 Risk Priority: Critical Alert ID: 9476247.11602637.65444359 Event: • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary. Regulatory Action, 03/09/2005 The SEC ... failed to include certain liabilities., 03/09/2005, SEC Administrative Proceedings - 2005 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 02/02/2005 The SEC's Complaint ... have been inaccurate since that time., 02/02/2005. SEC Litigation Releases - 2005 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 12122/2004 The SEC announced

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364023.pdf

EFTA01371139Set 10

2017-06-151p734w

Alerted Entity # 1 of 4 Risk Priority: Critical Alert ID: 9476247.11602637.65444359 Event: • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary. Regulatory Action, 03/09/2005 The SEC ... failed to include certain liabilities., 03/09/2005, SEC Administrative Proceedings - 2005 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 02/02/2005 The SEC's Complaint ... have been inaccurate since that time., 02/02/2005. SEC Litigation Releases - 2005 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 12122/2004 The SEC announced

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01371139.pdf

EFTA01372528Set 10

2017-06-151p661w

Alerted Entity # 2 of 4 Risk Priority: Critical Alert ID: Event: • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary. Regulatory Action, 04/29/2008 The SEC announced that ... month., 04/2972008, SEC Litigation Releases - 2008 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 09/12/2002 The Court in this case adjudged defendants Elfindepan, Southern ... account for and repatriate investor funds., 09/12/2002, SEC Litigation Releases - 2002 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 04726/2001 On March

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372528.pdf

EFTA01364026Set 10

2017-06-151p665w

Alerted Entity # 2 of 4 Risk Priority: Critical Alert ID: 9476247.11602637.65374193 Event: • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary. Regulatory Action, 04/29/2008 The SEC announced ... month., 04/2972008, SEC Litigation Releases - 2008 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 09/12/2002 The Court in this case adjudged defendants Elfindepan, Southern ... account for and repatriate investor funds., 09/12/2002, SEC Litigation Releases - 2002 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 04726/2001 On March

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364026.pdf

EFTA01371142Set 10

2017-06-151p665w

Alerted Entity # 2 of 4 Risk Priority: Critical Alert ID: 9476247.11602637.65374193 Event: • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary. Regulatory Action, 04/29/2008 The SEC announced ... month., 04/2972008, SEC Litigation Releases - 2008 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 09/12/2002 The Court in this case adjudged defendants Elfindepan, Southern ... account for and repatriate investor funds., 09/12/2002, SEC Litigation Releases - 2002 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 04726/2001 On March

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01371142.pdf

EFTA01356080Set 10

2018-02-221p639w

Group Alias: SFG Address: Greensboro. North Carolina. UNITED STATES Recent Event(s): • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 04/29/2008 The SEC announced ... month.. 04/29/2008. SEC Litigation Releases - 2008 Event: • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 04/29/2008 The SEC announced that the USDC ... month., 04/29/2008, SEC Litigation Releases - 2008 • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 09/12/2002 The Court in this case adjudged defendants Elfindepan, Southern

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356080.pdf

EFTA01363900Set 10

2018-02-221p639w

Group Alias: SFG Address: Greensboro. North Carolina. UNITED STATES Recent Event(s): • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 04/29/2008 The SEC announced ... month.. 04/29/2008. SEC Litigation Releases - 2008 Event: • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 04/29/2008 The SEC announced that the USDC ... month., 04/29/2008, SEC Litigation Releases - 2008 • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 09/12/2002 The Court in this case adjudged defendants Elfindepan, Southern

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363900.pdf

EFTA01356140Set 10

2018-02-221p634w

Group Alias: SFG Address: Greensboro. North Carolina. UNITED STATES Recent Event(s): • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 04/29/2008 The SEC announced ... month.. 04/29/2008. SEC Litigation Releases - 2008 Event: • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 04/29/2008 The SEC announced that the USDC ... month., 04/29/2008, SEC Litigation Releases - 2008 • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 09/12/2002 The Court in this case adjudged defendants Elfindepan, Southern

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356140.pdf

EFTA01362584Set 10

2018-02-221p637w

Group Alias: SFG Address: Greensboro. North Carolina. UNITED STATES Recent Event(s): • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 04/29/2008 The SEC announced ... month.. 04/29/2008. SEC Litigation Releases - 2008 Event: • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 04/29/2008 The SEC announced that the USDC ... month., 04/29/2008, SEC Litigation Releases - 2008 • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 09/12/2002 The Court in this case adjudged defendants Elfindepan, Southern

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362584.pdf

EFTA01355998Set 10

2018-02-221p639w

Group Alias: SFG Address: Greensboro. North Carolina. UNITED STATES Recent Event(s): • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 04/29/2008 The SEC announced ... month.. 04/29/2008. SEC Litigation Releases - 2008 Event: • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 04/29/2008 The SEC announced that the USDC ... month., 04/29/2008, SEC Litigation Releases - 2008 • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 09/12/2002 The Court in this case adjudged defendants Elfindepan, Southern

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355998.pdf

EFTA01356037Set 10

2018-02-221p639w

Group Alias: SFG Address: Greensboro. North Carolina. UNITED STATES Recent Event(s): • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 04/29/2008 The SEC announced ... month.. 04/29/2008. SEC Litigation Releases - 2008 Event: • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 04/29/2008 The SEC announced that the USDC ... month., 04/29/2008, SEC Litigation Releases - 2008 • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 09/12/2002 The Court in this case adjudged defendants Elfindepan, Southern

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356037.pdf

EFTA01368242Set 10

2018-03-151p635w

Group Alias: SFG Address: Greensboro. North Carolina. UNITED STATES Recent Event(s): • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 04/29/2008 The SEC announced ... month., 04/29/2008, SEC Litigation Releases - 2008 Event • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary. Regulatory Action, 04/29/2008 The SEC announced that the USDC ... month., 04/29/2008, SEC Litigation Releases - 2008 • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action, 09/12/2002 The Court in this case adjudged defendants Elfindepan, Southern

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368242.pdf

EFTA01356199Set 10

2018-02-221p635w

Group Alias: SFG Address: Greensboro. North Carolina. UNITED STATES Recent Event(s): • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary, Regulatory Action. 04/29/2008 The SEC announced ... month.. 04/29/2008. SEC Litigation Releases - 2008 Event: • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 04/29/2008 The SEC announced that the USDC ... month., 04/29/2008, SEC Litigation Releases - 2008 • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 09/12/2002 The Court in this case adjudged defendants Elfindepan, Southern

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356199.pdf

EFTA01407734Set 10

2018-02-0520p4,365w

Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List SEC - SEC Violations (Insider Trading, Securities Fraud) / DMS - Dismissed, 02/25/2016 The Securities and Exchange Commission ends ... charges have been filed., 03/14/2017, Register-Mail, The (Galesburg, IL) SEC - SEC Violations (Insider Trading, Securities Fraud) / SET - Settlement or Suit, 04/20/2017 The Law Offices of Vincent Wong ... false and misleading at all relevant times., 03/21/2017, Legal Monitor Worldwide (Jordan) • SEC - SEC Violations (Insider Trading, Securities Fraud) / CMP - Complaint Filed, 03/29/2017 This class action seeks

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01407734.pdf

EFTA01407714Set 10

2018-02-0520p4,372w

Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List SEC - SEC Violations (Insider Trading, Securities Fraud) / DMS - Dismissed, 02/25/2016 The Securities and Exchange Commission ends ... charges have been filed., 03/14/2017, Register-Mail, The (Galesburg, IL) SEC - SEC Violations (Insider Trading, Securities Fraud) / SET - Settlement or Suit, 04/20/2017 The Law Offices of Vincent Wong ... false and misleading at all relevant times., 03/21/2017, Legal Monitor Worldwide (Jordan) • SEC - SEC Violations (Insider Trading, Securities Fraud) / CMP - Complaint Filed, 03/29/2017 This class action seeks

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01407714.pdf