EFTA01091745Set 9
2016-05-1320p6,388w
Main
Document Page 5 of 18
4. The Debtors' two-person Special Governance Committee ("SGC"), which was
hand-picked by directors that face liability,' lacks sufficient independence to bring ... claims against the incumbents who appointed them. This is evidenced not only by
the SGC's abdication of responsibility to preserve the claims, but also by the unfavorable terms ... settlement" negotiated by the SGC even while discovery collected by the Examiner
showed that the deal cut by the SGC was grossly inadequate (and later determined to be a
fraction
https://www.justice.gov/epstein/files/DataSet%209/EFTA01091745.pdf
EFTA00276689Set 9
30p5,303w
SGC Xot--1
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IMPORTANT MESSAGE uE
FOR
A.M.
DATE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00276689.pdf
EFTA00414238Set 9
2012-05-046p1,839w
Deal Roadshows: ALE, ARIA, DGI, GASS, GD, MCK, PH, RFMD, T
Shareholder Meetings: SGC, BEAT, RLJ, BWEN, CELL, GEO, NFX, AA, OII, VECO, APKT, AXAS, CW,
HPY, MJN, R, STFC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414238.pdf
EFTA00379407Set 9
2013-11-216p1,983w
upgrade PC IM,
• Nordea upgrade ROCKB DC, Numis downgrade ICP LN, MS upgrade SGC LN
• UBS downgrade ANTO LN, initiate MUV2 GY (b), SREN VX (n), Liberum initiate
https://www.justice.gov/epstein/files/DataSet%209/EFTA00379407.pdf
EFTA02139472Set 10
2013-05-098p2,231w
NOEJ GY
Cana downgrade CSR LN, Oriel downgrade BBY LN, SGC LN, upgrade NEX LN
• SocGen upgrade BBVA SM, Medio initiate MSK LN (op), Beren downgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf
EFTA00390785Set 9
2013-05-097p2,239w
NOEJ GY
• Cana downgrade CSR LN, Oriel downgrade BBY LN, SGC LN, upgrade NEX LN
•• SocGen upgrade BBVA SM, Medio initiate MSK LN (op), Beren downgrade
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf