EFTA00284631Set 9
2012-02-244p2,449w
Broker Cuslodian Foes Commission Tour Peel Steel Currency Comm Type
ANT 2212012 02292012 Buy SGMS SC ENTIFIC GAMES CP 139.219 12.1841 0.0125 1.698.000.52 NITA MSCO ... PerUniI
ANT 2,242012 02,292012 Buy SGMS SCIENTIFIC GAMES CP 60,781 12,2202 0.0500 745.795.03 REDI MSCO 000 3.039.05 1215.52 0.00 1.823.43 USO PerUnli
NIT 2,24/2012
https://www.justice.gov/epstein/files/DataSet%209/EFTA00284631.pdf
EFTA02122552Set 10
2013-11-0710p3,010w
PLUS, PODD,
PRGN, PTIX, PXLW, RENT, RNDY, RNF, RNIN, RP, RPTP, RTK, SF, SFM, SGMS, SMLP, SMSI,
SMT, SNTS, SQNM, SRT, SSTK, SYNM, TACT, TEP, TEU, TGP, TOO, TRMR, TSPT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122552.pdf
EFTA02111491Set 10
8p1,850w
EMAN, EOX, ESSX, GERN, HELI, HMIN, IRET, JONE, KCAP, KKD, MTDR, MTN,
OREX, PRSC, SGMS, STEM, SUPN, ULTR, UMH, WSM
Economic Data: MBA Mortgage Apps c lam
DOE crude
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02111491.pdf
EFTA00390873Set 9
2013-05-078p2,555w
PRTS, RULS, QUAD, RBCN, REG, RLH, RLOC, RSO, RSOL, SALM, SCMP, SD, SGEN, SGMS, SLH,
SLRC, SN, SPA, SRDX, STKL, SUNS, SWS, SYNC, TRNX, TWO, URS, VCLK, VTSS, WBMD
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390873.pdf
EFTA00396305Set 9
2013-02-057p2,340w
initiates WSM (neut) & LL (op), Raja downgrades RCL
• Roth initiates LODE (buy), DB downgrades SGMS (sell), JPM upgrades SWC
•• Citi upgrades HMY & TGT/BBBY (buy), GS upgrades UNH, Baird cuts
https://www.justice.gov/epstein/files/DataSet%209/EFTA00396305.pdf
EFTA00413482Set 9
2012-05-096p1,995w
OREX, OXGN, PANL, PODD, PRCP, PRSC, QTM, QUAD,
RWC, SATC, SCLN, SCMP, SF, SGI, SGMS, SRSL, STAN, STRL, SUX, SVN, TACT, TELK, TSLA, UNTK,
VRTU, WFR, WR, XPO
Economic Data
https://www.justice.gov/epstein/files/DataSet%209/EFTA00413482.pdf
EFTA02137279Set 10
2013-06-048p1,909w
IRWD, PRO, CTSH, BGCP, BPL, CSGP, INVE,
MAKO, MWW, NBR, RPT, SRPT, SYNT, TGE, SGMS, WNR, ALCS, ARCC, EFII, INOD, RTK, BDMS,
CONN, DEI, IPAS, KALU, KYTH, LINTA, VTUS, MOSY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02137279.pdf