EFTA02153650Set 10
2012-11-296p1,638w
PLTC, RBC
cuts GIB
Key Research: Wells upgrades IACI & initiates WDC (mp), Nomura removes SHW from Conviction
Buy list & adds TSCO
Key Research: Sterne downgrades ATVI, Piper upgrades GES, Longbow
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02153650.pdf
EFTA02090749Set 10
2014-11-187p1,856w
EFTA_R1_00687310
EFTA02090752
NSTG, ORPN, OSUR, OZM, PRGS, QSII, RVNC, SATS, SCOR, SHI, SHW, SPSC, SYRG, TCPI,
WMO, TSRA, TTGT, TWOU, TXT, USG, VEC, VJET, ZAGG
Shareholder Meetings
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02090749.pdf
EFTA00400698Set 9
2012-11-286p1,678w
Research: Raja initiates DKUSXE (op's), Macquarie upgrades ETR, Bofa upgrades SCHN, Nomura cuts SHW
Key Research: Citi upgrades VNO (buy), Baird initiates VOD (op), DB initiates IDIX
https://www.justice.gov/epstein/files/DataSet%209/EFTA00400698.pdf
EFTA00434602Set 9
2011-04-215p1,693w
SHW, SLB, SNA, STI, TROW,
TRV, UNH, VZ, XRX, ADS, AIT, AKZOY, ALK, AMRB, BLK, BX, CLS, CNH, COV, CP, CPX, CRRC, CSR,
CY, ENTG, ESI, FLWS, FNFG, GMT, GNTX
https://www.justice.gov/epstein/files/DataSet%209/EFTA00434602.pdf
EFTA00410733Set 9
2012-06-225p1,541w
Research: JPM initiates VFC (ow), MS upgrades ONYX, Think initiates MASI (buy), Baird
initiates SHW (neut)
Key Research: Bofa upgrades JACK, BMO upgrades AIV, Wells downgrades R/RFMD & initiates
RDEN/EL
https://www.justice.gov/epstein/files/DataSet%209/EFTA00410733.pdf
EFTA00370915Set 9
2014-04-166p1,831w
ORCL, REMY, SSH,
TEAR, TXTR, UNIS
Shareholder Meetings: CNHI, GAM, ABG, UFPI, SHW, BCR, FMER, CBSH, SAH, KAMN, NWBI, SON, SYRG, WDR,
WSBC, BPFH, ESBF
Equity/Mixed Shelfs: N/A
Other Newspaper
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370915.pdf
EFTA00370946Set 9
2014-04-176p1,714w
FITB, GE, GS, HON, KEY, MAT, MS, PEP, PM,
PPG, SHW, SLB, UNH, UNP, ACU, ALSN, BX, CNET, CY, FCFS, FCS, FHN, HLSS, HOMB, IIIN, KNL, NPBC, ORB,
POOL, PVTB
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370946.pdf
EFTA00387192Set 9
2013-07-187p2,112w
CHKP, DGX, DHR, DOV, FITB, GPC, HBAN, JCI, KEY, MS, NUE, OMC,
PM, PPG, SHW, SNA, SWY, UNH, UNP, VZ, AMRB, BLX, BPOP, BX, CY, FCS, GMT, HAWK, HLSS, HOMB
https://www.justice.gov/epstein/files/DataSet%209/EFTA00387192.pdf
EFTA02128952Set 10
2013-09-057p1,749w
Baird initiates TRMB (op)
• Raja initiates ADS (op), RBC downgrades LMT, Longbow upgrades SHW (buy)
Europe Key Research:
• JPM downgrade DELB BB, ZEP PW, upgrade RWE GY, KepChev initiate
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128952.pdf