EFTA01409798Set 10
52p14,460w
with sales of auction rate securities.
12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC
coverage through Pershing and/or as a
member of SIPC. For additional information on this coverage ... Disclosure Statement,
at http;//www.pwm.db.com/americas/
en/annualdisclosurestatement.html for additional information regarding
SIPC,and excess of SIPC coverage.
13. Tax-Exempt Entities. Charitable remainder trusts, foundations, pension
plans and other tax-exempt ... covered under DBSi's SIPC membership. DBSI does not provide coverage in
excess of SIPC coverage. Certain investments, such as commodity
futures contracts and currency, are ineligible for SIPC protection
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01409798.pdf
EFTA01465437Set 10
56p14,920w
with sales of auction rate securities.
12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC
coverage through Pershing and/or as a
member of SIPC. For additional information on this coverage ... Statement,
at http://www.pwm.db.com/americas/
en/annualdisclosurestatement.html for additional information regarding SIPC
and excess of SIPC coverage.
13. Tax-Exempt Entities. Charitable remainder trusts, foundations, pension
plans and other tax-exempt ... covered under DBSI's SIPC membership. DBSI does not provide coverage in
excess of SIPC coverage. Certain investments, such as commodity
futures contracts and currency, are ineligibie for SIPC protection
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01465437.pdf
EFTA01282660Set 10
18p14,661w
with sales of euchon rate seourities. •
12. Securities Investor Protection Corporation (SIPC). OBSI provides SIPC coverage through Pershing and/or as a
member of SIPC. For additional information on this coverage ... Discinsure Statement, at http://wwwwwm.db.tonaamericas/
enlannualdisclosurestatement.html for additional information regarding 51PC and excess of SIPC coverage.
13. Tax-Exempt Entities. Charitable remainder trusts, foundations, pension plans and other tax-exempt ... covered under DBSI's SIPC membership DBSI dpes not provide coverage in excess el SIPC coverage Certain investments. such as commodity
futures contracts and currency, are ineligible for SIPC protection
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282660.pdf
EFTA00169615Set 9
18p14,612w
with sales of auction rate seourities.
12. Securities Investor Protection Corporation (SIPC). Deg provides SIPC coverage through Pershing and/or as a
member of SIPC. For additional information on this coverage ... Statement, 3t http://wwwipwrn.db.rom/americas/
en/annualdisclosurestatementhtml for additional information regarding SIPC and excess of SIPC coverage.
13. Tax-Exempt Entitles. Charitable remainder trusts, foundations, pension plans and other tax exempt ... covered under ()BSI's SIPC membership ()BSI dpes not provide coverage in excess el SIPC coverage. Certain investments, such as commodhy
futures contracts and currency. are ineligible for SIPC protection
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169615.pdf
EFTA01282376Set 10
26p9,710w
covered under DBSI'a SIPC membership 0951 does not provide coverage in excess of SIPC coverage. Ccwtain kweements, such as commonly
futures contracts and currency, are ineligiole for SIPC protection ... covered under OBSes SIPC membership. 0851 dries not provide coverage in excess of SIPC coverage. Conran investments, suet, as commodity
futures contracts and currency, are ineligible for SIPC protection
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282376.pdf
EFTA00169300Set 9
26p9,726w
covered under DBSI's SIPC membership DB& does not preside coverage in excess of SIPC coverage. Certain investments, such az =misplay
futures contracts and currency, ere inekgrole for SIPC protection ... covered under 0851's SIPC membership. DEI51 dies not provide coverage in excess of SIPC coverage. Colrain investments, seen as commodity
futures contracts and currency, are ineligible for SIPC protection
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169300.pdf
EFTA01441150Set 10
41p9,384w
under DBSI's SII'C membership. DBSI does not provide coverage in
excess of SIPC coverage. Certain investments, such as commodity
futures contracts and currency, are ineligible for SIPC protection ... covered under DBSI's SIPC membership. DBSI does not provide coverage in
excess of SIPC coverage. Certain investments, such as commodity
futures contracts and currency, are ineligible for SIPC protection
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01441150.pdf
EFTA01440997Set 10
28p8,812w
sales of aucrion ratti a'eourhies.
12. Securities Investor Protection Corporation (SIPC). DBSl provides SIPC
coverage through Pershing and/or as a
member of SIPC. For additional informatipn on this coverage ... Statsnient,
at http://mrwipwrn.db.Com/americas/
eri/annualdisclosurestatement.html for additional information regarding SIPC
and excess of SIPC coverage.
13. Tax-Exempt Entities. Charitable remainder trusts, foundations, pension
plans and other tax-exempt
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440997.pdf
EFTA01392885Set 10
1p1,060w
with sales of auction rate securities.
12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a
member of SIPC. For additional information on this coverage ... Disclosure Statement, at http://www.pwni.db.condamerieari
entannualdisclosurestatementhtml for additional information regarding SIPC and excess of SIPC coverage.
13. Tax-Exempt Entities. Charitable remainder trusts, foundations, pension plans and other tax-exempt
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392885.pdf
EFTA00169548Set 9
2013-02-2635p18,381w
with sales of auction rate securities.
12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a
member of SIPC. For additional information on this coverage ... Disclosure Statement, at http://www.pwm.db.comlamericas/
entannualdisclosurestatement.html for additional information regarding SIPC end excess of SIPC coverage.
13. Tax-Exempt Entities. Charitable remainder trusts, foundations, pension plans and other tax-exempt
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169548.pdf
EFTA01390365Set 10
1p1,060w
with sales of auction rate securities.
12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a
member of SIPC. For additional information on this coverage ... Disclosure Statement, at http://www.pwni.db.condamerieari
entannualdisclosurestatementhtml for additional information regarding SIPC and excess of SIPC coverage.
13. Tax-Exempt Entities. Charitable remainder trusts, foundations, pension plans and other tax-exempt
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390365.pdf
EFTA01282416Set 10
16p12,438w
with sales of auction rate securities.
12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as e
member of SIPC. For additional information on this coverage ... Disclosure Statement, at http://www.pwm.dtr.corrilemerioesi
enrannualdisclosurestatementhtml for additional information regarding SIPC end excess of SIPC coverage.
13. Tax-Exempt Entitles. Charitable remainder trusts, foundations, pension plans and other tax-exempt
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282416.pdf
EFTA01390354Set 10
1p1,060w
with seles of -auction rat, sieourilieS.
12. Securities Investor Protection CorPoratkin (SIPC). DBSI provides SIPC coverage througn Pershing and/or es a
member of SIPC. For additional Information on this coverage ... DiscInsure Statement, at http://wwWipwm.db.corrVernericas/
eniannualdisclosurestatementhtml for additional information regarding SIPC and excess of SIPC coverage.
13. Tex-Exempt Entitles. Charitable remainder trust, foundations, pension plans and other tax-exempt
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390354.pdf
EFTA00169332Set 9
16p12,377w
with sales of auction rate securities.
12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing end/or as a
member of SIPC. For additional information on this coverage ... Annual Disclosure Statement, at httpl/wvyw.pwm.dIr.connramerioasi
entannualdisclosurestatemeM.html for additional information regarding SIPC end excess of SIPC coverage.
13. Tax-Exempt Entities. Charitable remainder trusts, foundations, pension plans and other tax-exempt
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169332.pdf
EFTA01282593Set 10
2013-02-2635p18,418w
with sales of auction rate securities.
12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a
member of SIPC. For additional information on this coverage ... Disclosure Statement, at http•J/www.pwm.db.corn/emericas/
en/annualdisclosurestatement.html for additional information regarding SIPC and excess of SIPC coverage.
13. Tax-Exempt Entities. Charitable remainder trusts, foundations, pension plans and other tax-exempt
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282593.pdf
EFTA01365770Set 10
1p1,069w
with sales of auction rate securities.
12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a
member of SIPC. For additional information on this coverage ... Statement, at http://www.pwm.db.comfamericas/
en/annualdisclosurestatement,html for additional information regarding SIPC and excess of SIPC coverage.
13. Tax-Exempt Entities. Charitable remainder trusts, foundations, pension plans and other tax-exempt
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365770.pdf