EFTA00434602Set 9
2011-04-215p1,693w
DAIO, DGII, EDR, ELGX, EZPW, FFIN, INFA, LSCC, MCRL, PFBC, PLCM, RMBS, RMTR, SIVB, STRT,
SYMM, SYNA, XXIA
Economic Data: Jobless Claims @ 8:30am, Bloomberg Economic Expectations & Consumer Comfort ... TTGT
Shareholder Meetings: TKC, C, CNP, HUM, NEU, PBCT, TXN, LTM, GGG, ISRG, SIVB
Equity/Mixed Shelfs: N/A
S&P 500 change (date tba): Chipolte Mexican Grill (CMG) to replace Novell
https://www.justice.gov/epstein/files/DataSet%209/EFTA00434602.pdf
EFTA00370756Set 9
2014-04-247p2,191w
NTGR, NEW, OCFC, OLN, P, PCTI, PDFS, PEB, PGI, OLIK, RGA, RGC, SBCF, SHOR, SIVB, SPN, SPSC, SPWR, SSD,
STRT, STS, SWFT, SYNA, TCO, TFSL, TNAV, UACL ... RMBS, CBM, QUIK, HNRG, WABC, MATX, SXT, FII, WBS, WSFS, AVY, WPRT, ISRG, SIVB
Equity/Mixed Shelfs: DD, KEYW ($150M)
EFTA00370759
Other Newspaper Articles 8 Stories
• WSJ positive: Facebook
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370756.pdf
EFTA02107482Set 10
2014-04-248p2,185w
NTGR, NEW,
OCFC, OLN, P, PCTI, PDFS, PEB, PGI, QLIK, RGA, RGC, SBCF, SHOR, SIVB, SPN, SPSC, SPWR,
SSD, STRT, STS, SWFT, SYNA, TCO, TFSL, TNAV, UACL ... RMBS, CBM, QUIK, HNRG,
WABC, MATX, SXT, FII, WBS, WSFS, AVY, WPRT, ISRG, SIVB
Equity/Mixed Shelfs: DD, KEYW ($150M)
Other Newspaper Articles & Stories
• WSJ positive: Facebook (FB) WSJ
• WSJ positive
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02107482.pdf
EFTA02120415Set 10
2013-12-119p2,318w
DDXS, DY, FEIC, FLS, FOR, GZT, HIMX, ICFI, KLAC, MLNX, MPEL, SANM, SIVB, SWI, TXI, Z, CRM
Shareholder Meetings: CGI, TO, PERF, SED, ARL, MPET, PLL, MXWL
Equity/Mixed Shelfs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02120415.pdf
EFTA02156002Set 10
2012-11-077p1,860w
IPHI, IVR, JNJ, MSLI, MID, MXL, NEOL, NTRS, OXM, OXY,
PSMI, RATE, RBA, SIVB, SLTX, STMP, TRIP, TSLA, VC, VSTM, WYN
Shareholder Meetings: ANEN, KRNY, MDP, SLTC, TUES, ZBB, OPLK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02156002.pdf
EFTA00084007Set 9
2000-01-286p2,191w
unti /...u, Sun t,••,,,,K sivb a id.
stlins..f Matt n. tht • ntelm-.
INtatt Na
hut NUM- 1 Olt nag.
Print Na
Pew Nuns 1his 1).ate
I funk
https://www.justice.gov/epstein/files/DataSet%209/EFTA00084007.pdf
EFTA00401937Set 9
2012-11-087p2,170w
MNRK, MOSY, MTGE, NEOL, NSR, OMPI, ONNN, OXM, PXD, PXLW,
RP, SEIC, RP, SIVB, SNTA, TDS, TELNY, TRIB, TROV, WFC
Shareholder Meetings: DLLR, AHPI, DARA, DLA, PMFG, RDWR, GKSR, ATGN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00401937.pdf
EFTA00411369Set 9
5p1,719w
JAZZ, KNXA, LABL, LTXC, MFI, MHLD, NEE, PETS, PPG, PRGX, PVCT, QLTY,
R, RTN, SIVB, STO, TTX, VPHM, VRTU, PPS
Shareholder Meetings: ENG, DLPH, ACIW, ICCC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00411369.pdf