EFTA01406881Set 10
2018-04-179p1,194w
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location [I]
From: Mathew Negus
Date: Tue, 17 Apr 2018 09:10:47 -0400
To: Nina Tona
Xavier Avila ... Pankaj-A Chopra ; NCAOTC Derivatives
; Martin Zeman ; Alka Gopala
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location [I]
Classification: For internal use only
Mat — let me know ... opra NCAOTC
Derivatives eman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC FFT Location [I]
I'll check who should handle the product extension to FFT. I expect
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406881.pdf
EFTA01406895Set 10
2018-04-1711p1,407w
Subject: RE: KYC Breach SOUTHFINANMD_Southern Financial, LLC FFT Location [I]
From: Mathew Negus 1.11.1.0..M>
Date: Tue, 17 Apr 2018 10:44:22 -0400
To: Xavier Avila
Nina Tona ... Xavier Avila a
Cc: Ian Salters a , Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only
Extension to FFT goes ... NCAOTC Derivatives
ar in eman < >; Alka Gopala
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I]
Classification: For internal use only
Mat — let me know
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406895.pdf
EFTA01399702Set 10
2018-04-1712p1,565w
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location [I]
From: Xavier Avila
Date: Tue, 17 Apr 2018 14:58:46 -0400
To: Mathew Negus
Nina Tona ... Xavier Avila , Nina Tona
Cc: Ian Salters , Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only
Yep Thursday let's catch ... Mathew Negus ; Nina Tona
Cc: Ian Salters ; Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
2028
We will need most of our clients trading XCCY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399702.pdf
EFTA01406871Set 10
2018-04-1710p1,259w
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location [I]
From: Xavier Avila
Date: Tue, 17 Apr 2018 10:17:15 -0400
To: Mathew Negus
Nina Tona ... Nina Tona Xavier Avila
Cc: Ian Salters Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only
Extension to FFT goes ... NCAOTC Derivatives
; Martin Zeman Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only
Mat — let me know if I can help
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406871.pdf
EFTA01406955Set 10
2018-04-1710p1,258w
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I]
From: Akash Malhotra
Date: Tue, 17 Apr 2018 10:19:48 -0400
To: Nina Tona
Mathew Negus
Jimmy ... Panka*-A Chopra ; NCAOTC Derivatives
; Martin Zeman < :.; Alka Gopala
>
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I]
Classification: For internal use only
Mat — let me know ... Nina
Tona hopra < NCAOTC
Derivatives ; Martin Zeman
Alka Gopala
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I]
I'll check who should handle the product extension
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406955.pdf
EFTA01406857Set 10
2018-04-179p1,128w
Subject: RE: KYC Breach SOUTHFINANMD_Southern Financial, LLC FFT Location [I]
From: Nina Tona
Date: Tue, 17 Apr 2018 08:32:04 -0400
To: Mathew Negus
Jimmy-H Xu
Xavier ... opra NCAOTC
Derivatives ; Martin Zeman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC FFT Location [I]
I'll check who should handle the product extension ... Alka Gopala
Panka'-A Cho ra
, Martin Zeman
NCAOTC
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only
In general, everything should face
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406857.pdf
EFTA01406845Set 10
2018-04-178p952w
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location [I]
From: Mathew Negus
Date: Tue, 17 A r 2018 07:10:33 -0400
To: Jimmy-H Xu
Xavier Avila ... Pankaj-A Chopra NCAOTC
Derivatives , Martin Zeman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only
In general, everything should face ... Nina
Tona a NCAOTC
Derivatives Martin Zeman
Alka Gopala
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I]
Done, thanks.
Are all the XCCYs generally booked and clients
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406845.pdf
EFTA01406948Set 10
2018-04-177p792w
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location [I]
From: Jimmy-H Xu
Date: Tue, 17 Apr 2018 02:53:54 -0400
To: Xavier Avila
Mathew Negus
Akash ... Pankaj A Chopra NCAOTC
Derivatives ; Martin Zeman •
Alka Gopala
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I]
Done, thanks.
Are all the XCCYs generally booked and clients ... NCAOTC
Derivatives , Martin Zeman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only
Approved
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406948.pdf
EFTA01406915Set 10
2018-04-166p681w
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
From: Xavier Avila
Date: Mon, 16 Apr 2018 21:30:18 -0400
To: Jimmy-H Xu
Mathew Negus
Akash ... Pankaj-A Chopra NCAOTC
Derivatives , Martin Zeman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only
Approved ... Pankaj-A Chopra NCAOTC
Derivatives Martin Zeman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Shawn, MO, is it ok to move this trade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406915.pdf
EFTA01401922Set 10
2018-04-164p527w
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location [I]
From: Xavier Avila
Date: Mon, 16 Apr 2018 12:55:22 -0400
To: Mathew Negus
Akash Malhotra <
Cc: Shawn ... Alka
Go ; Nina Tona -; Ian Salters
I ; Martin Zeman
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location [I]
Classification: For internal use only
I would re-book ... Nina Tona ; Ian Salters
; Mathew Negus ; Martin Zeman
EFTA01401922
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Negus, what do we do with the below?
If easy
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401922.pdf
EFTA01406890Set 10
2018-04-165p615w
Subject: RE: KYC Breach SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
From: Jimmy-H Xu
Date: Mon, 16 Apr
To: Xavier Avila
Mathew Negus
Akash Malhotra <
Cc: Joe Aglione ... NCAOTC
Derivatives <II IMMIS; artin eman
Alka Gopala <IIIMMMIlli.
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Shawn, MO, is it ok to move this trade ... Tona cr :-; Ian Salters
; Mathew Negus a; Martin Zeman
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location [I]
EFTA01406891
Negus, what do we do with the below
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406890.pdf
EFTA01406842Set 10
2018-04-163p364w
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
From: Mathew Negus
Date: Mon, 16 Apr 2
To: Xavier Avila
Akash Malhotra
Cc: Shawn Staker
NCAOTC Derivatives
Pankaj ... Alka
• Nina Tona Ian Salters
• Mathew Negus Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Negus, what do we do with the below?
If easy ... Shawn Staker NCAOTC Derivatives
Pankaj-A Chopra Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only
Hi Alex,
For adoption location Frankfurt
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406842.pdf
EFTA01401992Set 10
2018-04-163p322w
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location [I]
From: Xavier Avila
Date: Mon, 16 Apr 2018 07:44:03 -0400
To: Akash Malhotra
Cc: Shawn Staker
NCAOTC ... Shawn Staker , NCAOTC Derivatives
, Pankaj-A Chopra as, Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only
Hi Alex,
For adoption location
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401992.pdf