EFTA02106578Set 10
2014-04-298p2,307w
LBAI, GS initiates OPWR (buy)
Europe Key Research:
• Exane upgrades OCDO LN, Citi downgrades SRP LN, GS upgrades AMER LN & CW/ LN
• UBS upgrades RMV LN, BofA adds RMG LN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02106578.pdf
EFTA02137279Set 10
2013-06-048p1,909w
downgrade DB1 GY, BofAML restart SMDR LN (n), Exane upgrade DG FP
• HSBC downgrade SRP LN, SocGen downgrade UU/ LN, upgrade FCAM LN, Peel upgrade VP/ LN
• CS downgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02137279.pdf
EFTA02090972Set 10
2014-11-216p1,604w
LN/CHAR LN & downgrades OPHR LN,
Citi upgrades PFL LN
CS downgrades SRP LN, Danske Bank cuts ICA SS (sell), Exane downgrades GTK IM, Gilber
Dupont upgrades SESL FP
• GS upgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02090972.pdf
EFTA02154412Set 10
2012-11-167p1,814w
Research: GS downgrade EXO IM, Liberum upgrade PRO LN, Panmure upgrade SRP LN
Key Research: RBC downgrade XTA LN, BofAML downgrade PNN LN, BofAML upgrade ITX SM
EFTA
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02154412.pdf
EFTA00400348Set 9
2012-11-306p1,660w
LN (b)
Key Research: Citi initiates TRELB SS (b) & upgrades PNN LN, BEREN initiates SRP LN (h), MS cuts BZU IM
Reporting Pre-Open: GCO, JOUT, SBLK, SOL, UNFI
Economic
https://www.justice.gov/epstein/files/DataSet%209/EFTA00400348.pdf
EFTA02156002Set 10
2012-11-077p1,860w
ELUXB SS, Exane upgrade SOP FP
Key Research: CBK downgrade VOE AV, Investec downgrade SRP LN, Investec downgrade BRBY LN
Key Research: Chev downgrade ATL IM, Equinet downgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02156002.pdf
EFTA02145737Set 10
8p1,904w
AOIL SS
• MS assume VER AV (uw), DB upgrade WIE AV, HSBC downgrade SRP LN, PFG SJ
Espirito downgrade HSV LN, ABN upgrade WES NA, Chev upgrade ABBN VX
• Danske
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02145737.pdf
EFTA00388080Set 9
2013-07-037p2,034w
Exane downgrades GFC FP
•• HSBC initiate ROCKB DC (ow), upgrade CWI AV, HOLN VX, SRP LN, downgrade GEBN VX, RBC initiates FOGL LN
(op)
RBC initiate FOGL LN (op), Barclays
https://www.justice.gov/epstein/files/DataSet%209/EFTA00388080.pdf
EFTA02135512Set 10
2013-07-038p2,038w
Exane downgrades
GFC FP
HSBC initiate ROCKB DC (ow), upgrade CWI AV, HOLN VX, SRP LN, downgrade GEBN VX, RBC
EFTA_R1_00783749
EFTA02135514
initiates FOGL LN (op)
RBC initiate
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02135512.pdf