EFTA02121969Set 10
2013-11-129p2,327w
NYLD, OREX, PERI, RDA, ROC, RRST, SATS, SCLN, SCON, SJI, SNMX, SNSS, SRPT, SYMX,
SYPR, TPI, TPRE, UCP, USAT, WCIC, YGE, YONG, ZAZA, ZFC
EFTA_R1_00756460
EFTA02121972
Reporting Post
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121969.pdf
EFTA02137279Set 10
2013-06-048p1,909w
VMED, IRWD, PRO, CTSH, BGCP, BPL, CSGP, INVE,
MAKO, MWW, NBR, RPT, SRPT, SYNT, TGE, SGMS, WNR, ALCS, ARCC, EFII, INOD, RTK, BDMS,
CONN, DEI, IPAS, KALU, KYTH, LINTA, VTUS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02137279.pdf
EFTA02143623Set 10
2013-04-097p1,654w
downgrades BOH/STJ, Raja downgrades PL
• Macquarie initiates H (neut) & HOT/MAR (op's), Canaccord initiates SRPT (buy)
Europe Key Research:
JPM initiate LUX IM (n), reinstate VED LN (ow), MS upgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143623.pdf
EFTA00370849Set 9
2014-04-226p1,752w
downgrades QEP, Brean initiates FSLR/SPWR (buy) & SUNE (hold)
•• Cantor upgrades NFLX (buy), Citi upgrades SRPT, CS upgrades FB
•• GS initiates HIVEJTVVOU (buy) & upgrades SMLP/NCLH (buy), Imperial initiates VRNS (op)
•• Jefferies
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370849.pdf
EFTA00390785Set 9
2013-05-097p2,239w
ORBT, OWW, PKE, PMFG, PRFT, RESI,
ROIAK, RRST, SATS, SCR, SPH, SPP, SPPI, SRI, SRPT, SRT, T CN, TCPC, TGP, TGX, THS, TK, TOO, TSEM, TVL,
USAC, USCR, USPH
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf
EFTA00370756Set 9
2014-04-247p2,191w
weak
Secondaries (announced/priced): CTXS ($1.25B convert), HEAR, NSLP, AGIO, HASI, SXCP, YGE, TNP, SRPT
IPO's: N/A
US Key Research:
DB upgrades MTB/MSTR (buy), Maxim initiates
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370756.pdf
EFTA02156002Set 10
2012-11-077p1,860w
RLOG, RNET, RP, RST, SAPE, SDBT, SGEN, SLF, SLXP, SMT, SNTS, SRPT, SSRI, STAG,
STRI, SVN, SXL, TCAP, TECUA, TTEC, TTEK, TTGT, TWGP, UHAL, UNTK, UPIP, XOMA, ZLTQ
Economic Data
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02156002.pdf
EFTA02139472Set 10
2013-05-098p2,231w
ORBT, OWW, PKE, PMFG, PRFT, RESI, ROIAK, RRST,
SATS, SCR, SPH, SPP, SPPI, SRI, SRPT, SRT, T CN, TCPC, TGP, TGX, THS, TK, TOO, TSEM,
TVL, USAC, USCR, USPH
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf
EFTA02107482Set 10
2014-04-248p2,185w
weak
Secondaries (announced/priced): CTXS ($1.25B convert), HEAR, NSLP, AGIO, HASI, SXCP, YGE,
TNP, SRPT
IPO's: N/A
US Key Research:
• DB upgrades MTB/MSTR (buy), Maxim initiates
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02107482.pdf